PINNACLE WEST ASSET MANAGEMENT INC
Adviser information for PINNACLE WEST ASSET MANAGEMENT INC last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wyoming, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 214 | $201.5M |
| Non-Discretionary | 0 | $0 |
| Total | 214 | $201.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 45 | $15.2M |
| HNW Individuals | 42 | $162.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $267,039 |
| Charitable organizations | 3 | $9.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 8 | $13.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
152 N. DURBIN STREETSUITE 400
CASPER
WY
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 307-235-3300, Fax: None
Chief Compliance Officer
ARIN WESNITZER
IAR, CPA
152 N DURBIN ST SUITE 400
CASPER
WY
United States
Tel:
307-235-3300
A***@**************M
(Full email address available in API data)
Regulatory Contact
MARK BELL
COMPLIANCE CONSULTANT
3210 S GILPIN ST
ENGLEWOOD
CO
United States
Tel:
303-884-5476
M***@********************M
(Full email address available in API data)
Industry Affiliates
| ROGER W WESNITZER P C | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CREAGER, TOM, R | Individual | – | PRESIDENT | 10/1991 | 50-75% |
| WESNITZER, ROGER, W. | Individual | – | TREASURER | 10/1991 | 25-50% |
| Wesnitzer, Arin, B | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M Company | COM | 528 | 5K | – |
| AFLAC Inc | COM | 814 | 9K | – |
| AMGEN Inc | COM | 3K | 10K | – |
| AT&T Inc | COM | 625 | 33K | – |
| AbbVie | COM | 343 | 2K | – |
| Abbott Laboratories Inc | COM | 850 | 8K | – |
| Adobe Systems Inc | COM | 758 | 1K | – |
| Alphabet Inc Class A | COM | 3K | 14K | – |
| Alphabet Inc Class C | COM | 1K | 6K | – |
| Amazon.Com Inc | COM | 4K | 19K | – |
| American Electric Power Inc | COM | 428 | 5K | – |
| American Express Co | COM | 232 | 1K | – |
| American Water Works Company I | COM | 209 | 2K | – |
| Apple Inc | COM | 8K | 40K | – |
| Atmos Energy Corporation | COM | 228 | 2K | – |
| Automatic Data Processing Inc | COM | 1K | 5K | – |
| BHP Group Ltd | COM | 452 | 8K | – |
| Becton Dickenson & Company Inc | COM | 494 | 2K | – |
| Berkshire Hathaway Inc | COM | 1K | 3K | – |
| Black Hills Corporation | COM | 278 | 5K | – |
| Blackrock Inc | COM | 2K | 2K | – |
| Boeing Company Inc | COM | 793 | 4K | – |
| Bristol-Myers Squibb Company | COM | 550 | 13K | – |
| CISCO Systems Inc | COM | 1K | 28K | – |
| Caterpillar Inc | COM | 2K | 5K | – |
| Chevron Corporation | COM | 2K | 14K | – |
| Colgate-Palmolive Company | COM | 787 | 8K | – |
| ConocoPhillips | COM | 1K | 10K | – |
| Consolidated Edison Inc | COM | 280 | 3K | – |
| Corteva, Inc | COM | 219 | 4K | – |
| Costco Wholesale Corp | COM | 2K | 2K | – |
| Danaher Corporation | COM | 628 | 3K | – |
| Darden Resturants Inc | COM | 303 | 2K | – |
| Deere & Company | COM | 1K | 4K | – |
| Diageo PLC ADR | COM | 327 | 3K | – |
| Dow Inc | COM | 229 | 4K | – |
| DuPont de Nemours, Inc. | COM | 271 | 3K | – |
| Duke Energy Corporation | COM | 444 | 4K | – |
| Eli Lilly & Company | COM | 4K | 5K | – |
| Enterprise Products Partners L | COM | 2K | 60K | – |
| Exxon Mobil Corporation | COM | 2K | 19K | – |
| General Dynamics Corporation | COM | 411 | 1K | – |
| General Mills Inc | COM | 288 | 5K | – |
| Genuine Parts Company | COM | 927 | 7K | – |
| Goldman Sachs Group Inc | COM | 2K | 4K | – |
| Home Depot Inc | COM | 3K | 9K | – |
| Honeywell International Inc | COM | 1K | 5K | – |
| Huntington Ingalls Industries | COM | 301 | 1K | – |
| Illionois Tool Works Inc | COM | 678 | 3K | – |
| Intel Corporation | COM | 897 | 29K | – |
| International Business Machine | COM | 1K | 6K | – |
| International Paper Company | COM | 448 | 10K | – |
| Intuit Inc | COM | 894 | 1K | – |
| J P Morgan Chase & Company | COM | 3K | 16K | – |
| Johnson & Johnson | COM | 2K | 15K | – |
| Kinder Morgan Inc | COM | 2K | 96K | – |
| Linde plc | COM | 478 | 1K | – |
| Lockheed Martin Company | COM | 621 | 1K | – |
| Lowe's Companies Inc | COM | 683 | 3K | – |
| McDonalds Corporation | COM | 2K | 7K | – |
| Medtronic PLC | COM | 609 | 8K | – |
| Merck & Company Inc | COM | 1K | 9K | – |
| Meta Platforms Inc | COM | 3K | 6K | – |
| Microsoft Corporation | COM | 11K | 25K | – |
| Mondelez International Inc | COM | 518 | 8K | – |
| NVIDIA Corp | COM | 4K | 34K | – |
| Nestle S A ADR | COM | 295 | 3K | – |
| NextEra Energy Inc | COM | 603 | 9K | – |
| NextEra Energy Partners | COM | 240 | 9K | – |
| Norfolk Southern Corporation | COM | 854 | 4K | – |
| Novartis AG | COM | 436 | 4K | – |
| OGE Energy Corporation | COM | 223 | 6K | – |
| ONEOK, Inc | COM | 2K | 22K | – |
| Oracle Corporation | COM | 2K | 11K | – |
| Paccar Inc | COM | 467 | 5K | – |
| Pepsico Inc | COM | 898 | 5K | – |
| Pfizer Inc | COM | 389 | 14K | – |
| Philip Morris International | COM | 304 | 3K | – |
| Procter & Gamble Co | COM | 1K | 7K | – |
| Prudential Financial Inc | COM | 679 | 6K | – |
| Qualcomm Inc | COM | 1K | 5K | – |
| RTX Corporation | COM | 288 | 3K | – |
| Royal Bank of Canada | COM | 426 | 4K | – |
| Seagate Technology | COM | 536 | 5K | – |
| Skyworks Solutions Inc | COM | 375 | 4K | – |
| Southern Company | COM | 419 | 5K | – |
| Starbucks Corporation | COM | 583 | 7K | – |
| Target Corporation | COM | 444 | 3K | – |
| Texas Instruments Inc | COM | 2K | 8K | – |
| The Blackstone Group | COM | 2K | 15K | – |
| The Coca-Cola Company | COM | 698 | 11K | – |
| The Hershey Company | COM | 327 | 2K | – |
| The Walt Disney Company | COM | 1K | 15K | – |
| Toronto-Dominion Bank | COM | 206 | 4K | – |
| Union Pacific Corporation | COM | 2K | 8K | – |
| United Parcel Service Class B | COM | 773 | 6K | – |
| UnitedHealth Group Inc | COM | 4K | 7K | – |
| Verizon Communications | COM | 932 | 23K | – |
| Visa Inc Class A | COM | 1K | 5K | – |
| Wal-Mart Stores Inc | COM | 2K | 31K | – |
| Warner Brother's Discovery | COM | 106 | 14K | – |
| Washington Federal Inc | COM | 286 | 10K | – |
| Weyerhauser Company | COM | 292 | 10K | – |
| Williams Companies Inc | COM | 2K | 54K | – |
| salesforce.com inc | COM | 287 | 1K | – |