STONEBRIDGE CAPITAL MANAGEMENT
STONEBRIDGE FINANCIAL INC Legal Name
Adviser information for STONEBRIDGE CAPITAL MANAGEMENT last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 458 | $197.8M |
| Non-Discretionary | 0 | $0 |
| Total | 458 | $197.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 198 | $50.0M |
| HNW Individuals | 92 | $145.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 3 | $1.9M |
| Charitable organizations | 1 | $96,378 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $271,335 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-40364 |
|---|---|
| SEC ERA File Number | 801-40364 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106341 |
| Legal Entity Identifier | None |
Principal Office
52 FOREST AVENUEPARAMUS
NJ
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 973-244-9696, Fax: 973-244-9441
Websites
Chief Compliance Officer
KAREN DEMARCO
CHIEF OPERATIONS OFFICER
52 FOREST AVENUE
PARAMUS
NJ
United States
Tel:
973-244-9696
Fax:
973-244-9441
K*******@*******T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DEMARCO, KAREN, MARIE | Individual | – | SECRETARY | 01/1996 | 10-25% |
| KOSTAKIS, KONSTANTINOS | Individual | – | PRESIDENT | 09/2011 | 25-50% |
| LEVITT, JEFFREY, ALAN | Individual | – | TREASURER | 09/2011 | 25-50% |
| DEMARCO, KAREN, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2011 | 10-25% |