AST INVESTMENT SERVICES, INC.
Adviser information for AST INVESTMENT SERVICES, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 53 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 32 | $105.9B |
| Non-Discretionary | 0 | $0 |
| Total | 32 | $105.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $105.9B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
ONE CORPORATE DRIVESHELTON
CT
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 973-802-9908, Fax: None
Websites
www.linkedin.com/company/prudential-financial
www.prudential.com
www.facebook.com/prudential
www.pgim.com
twitter.com/prudential
youtube.com/prudential
www.instagram.com/prudential
www.prudential.com/advisors/annuities/ria
www.prudential.com/personal/annuities
www.prudential.com/personal/annuities/annuity-prospectuses
Chief Compliance Officer
ANDREW (DREW) DONOHUE
CHIEF COMPLIANCE OFFICER
655 BROAD STREET
NEWARK
NJ
United States
Tel:
973-802-9908
D***********@*************M
(Full email address available in API data)
Regulatory Contact
CLAUDIA DIGIACOMO
CHIEF LEGAL OFFICER
655 BROAD STREET
NEWARK
NJ
United States
Tel:
973-802-5032
C****************@*************M
(Full email address available in API data)
Industry Affiliates
| JENNISON ASSOCIATES | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PGIM INVESTMENTS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PGIM LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PGIM QUANTITATIVE SOLUTIONS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PGIM, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PRUCO LIFE INSURANCE COMPANY | Insurance company or agency |
| PRUCO LIFE INSURANCE COMPANY OF NEW JERSEY | Insurance company or agency |
| PRUDENTIAL ANNUITIES DISTRIBUTORS, INC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PRUDENTIAL FINANCIAL PLANNING SERVICES | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | Other investment adviser, including financial plannersInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL, INC. | Domestic Entity | THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER | 03/2015 | > 75% |
| Cronin, Timothy, Sean | Individual | – | PRESIDENT, CEO, COO, OFFICER IN CHARGE, AND DIRECTOR | 05/2005 | < 5% |
| BENJAMIN, SCOTT, EDWARD | Individual | – | EXECUTIVE VICE PRESIDENT | 09/2009 | < 5% |
| Digiacomo, Claudia | Individual | – | VICE PRESIDENT, CORPORATE COUNSEL AND SECRETARY (FUNCTIONS AS CHIEF LEGAL OFFICER) | 07/2020 | < 5% |
| DONOHUE, ANDREW, JOHN | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2022 | < 5% |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | Domestic Entity | – | DIRECT PARENT OF AST INVESTMENT SERVICES, INC. | 12/2022 | > 75% |
| PAPASAVAS, FRANK | Individual | – | TREASURER | 12/2023 | < 5% |
| Kutyla, Robert, Ronald | Individual | – | CONTROLLER | 01/2024 | < 5% |