MCGINN PENNINGER INVESTMENT MANAGMENT, INC.
Adviser information for MCGINN PENNINGER INVESTMENT MANAGMENT, INC. last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 231 | $162.6M |
| Non-Discretionary | 0 | $0 |
| Total | 231 | $162.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 230 | $87.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $74.8M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Registered representative of a broker-dealer |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 514,103 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| THE NETWORK PROGRAM | WELLS FARGO ADVISORS |
Principal Office
277 S. WASHINGTON STREETSUITE 340
ALEXANDRIA
VA
United States
Monday - Friday, 9:00 - 5:00
Tel: 703-548-2555, Fax: 703-548-2556
Websites
Chief Compliance Officer
ALICIA MAGNIER
277 S. WASHINGTON STREET
SUITE 340
ALEXANDRIA
VA
United States
Tel:
703-548-2555
Fax:
703-548-2556
A*****@******************M
(Full email address available in API data)
Regulatory Contact
BERNARD F. MCGINN
PRESIDENT
277 S. WASHINGTON STREET
SUITE 340
ALEXANDRIA
VA
United States
Tel:
703-837-3170
Fax:
703-548-2556
B*****@******************M
(Full email address available in API data)
Industry Affiliates
| UNION STREET PARTNERS LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PIZZANI, PAUL, G. | Individual | – | DIRECTOR | 01/1993 | < 5% |
| MCGINN, BERNARD, FRANCIS | Individual | – | PRESIDENT | 11/1992 | > 75% |
| MAGNIER, ALICIA, HILER | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2004 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 21st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| APPLE INC. | Common Stock | 13K | 63K | – |
| BANK OF AMERICA CORP | Common Stock | 5K | 138K | – |
| BAYER AG | Common Stock | 6K | 881K | – |
| BOEING CO. | Common Stock | 5K | 25K | – |
| CHEVRON | Common Stock | 5K | 29K | – |
| CVS CORP | Common Stock | 3K | 56K | – |
| DIAGEO PLC | Common Stock | 4K | 32K | – |
| DOLLAR TREE INC. | Common Stock | 5K | 46K | – |
| EXXON MOBIL CORP | Common Stock | 6K | 50K | – |
| FEDEX CORP. | Common Stock | 6K | 19K | – |
| GOLDMAN SACHS GROUP INC | Common Stock | 4K | 10K | – |
| HOME DEPOT | Common Stock | 5K | 16K | – |
| INTEL CORPORATION | Common Stock | 3K | 105K | – |
| JOHNSON & JOHNSON | Common Stock | 4K | 28K | – |
| JP MORGAN CHASE & CO | Common Stock | 10K | 48K | – |
| KENVUE, INC. | Common Stock | 3K | 168K | – |
| LVMH MOET HENNESSY LOUIS VUITT | Common Stock | 5K | 31K | – |
| MERCK CO. | Common Stock | 4K | 33K | – |
| META PLATFORMS INC. | Common Stock | 12K | 24K | – |
| MICROSOFT CORPORATION | Common Stock | 16K | 36K | – |
| PACIFIC GAS & ELECTRIC | Common Stock | 4K | 253K | – |
| SCHLUMBERGER LTD | Common Stock | 4K | 88K | – |
| SIMON PPTY GROUP NEW | Common Stock | 5K | 31K | – |
| TARGET CORP. | Common Stock | 4K | 28K | – |
| WALT DISNEY COMPANY | Common Stock | 5K | 52K | – |