Hedge Fund Database

NEUMANN CAPITAL MANAGEMENT

NEUMANN CAPITAL MANAGEMENT, LLC Legal Name

Adviser information for NEUMANN CAPITAL MANAGEMENT last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 564 $506.2M
Non-Discretionary 0 $0
Total 564 $506.2M

Clients

Type Number RAUM
Individuals 54 $25.6M
HNW Individuals 121 $479.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $565,297
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 2
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-41001
SEC ERA File Number 801-41001
SEC CIK Numbers 1631930
SEC CRD Numbers 112182
Legal Entity Identifier None

Principal Office

303 VINTAGE PARK DRIVE, SUITE 100
FOSTER CITY
CA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 650-548-9200, Fax: 650-548-9209

Websites

neumanncm.portal.tamaracinc.com www.neumanncapital.com www.linkedin.com/company/neumann-capital-management

Chief Compliance Officer

CAROLINE GORHAM
PARTNER & WEALTH MANAGER
303 VINTAGE PARK DRIVE, SUITE 100
FOSTER CITY
CA
United States
Tel: 650-548-9200
Fax: 650-548-9209
(Full email address available in API data)

Regulatory Contact

NINETTE HEREFORD
DIRECTOR OF OPERATIONS & CLIENT SERVICES
303 VINTAGE PARK DRIVE, SUITE 100
FOSTER CITY
CA
United States
Tel: 650-548-9200
Fax: 650-548-9209
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
PLATT, DANIEL, GERALD Individual – PARTNER 01/2021 25-50%
GORHAM, CAROLINE, AMANDA CONNOR Individual – PARTNER & CHIEF COMPLIANCE OFFICER 01/2021 25-50%
ATANASSOV, EKATERINA, DIMITROVA Individual – PARTNER 01/2021 25-50%

No. Employees, Historic

10502020202120222023202420256 on 3/26/20206 on 6/24/20206 on 3/26/20216 on 3/25/20226 on 3/25/20226 on 3/17/20236 on 7/17/20234 on 3/26/20244 on 3/26/2024

RAUM, Historic

600M300M0202020212022202320242025394105227 on 3/26/2020394105227 on 6/24/2020439114157 on 3/26/2021515435206 on 3/25/2022515435206 on 3/25/2022443879566 on 3/17/2023443879566 on 7/17/2023506151502 on 3/26/2024506151502 on 3/26/2024

No. Clients, Historic

2001000202020212022202320242025145 on 3/26/2020145 on 6/24/2020156 on 3/26/2021164 on 3/25/2022164 on 3/25/2022173 on 3/17/2023173 on 7/17/2023175 on 3/26/2024175 on 3/26/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 900K 9K –
ACCENTURE PLC IRELAND SHS CLASS A 2M 7K –
ALLSTATE CORP COM 2M 10K –
ALPHABET INC CAP STK CL A 9M 48K –
AMAZON COM INC COM 2M 11K –
APPLE INC COM 17M 82K –
BANK AMERICA CORP COM 4M 111K –
BRISTOL-MYERS SQUIBB CO COM 846K 20K –
C H ROBINSON WORLDWIDE INC COM NEW 2M 18K –
CELANESE CORP DEL COM 384K 3K –
CHEVRON CORP NEW COM 2M 12K –
CISCO SYS INC COM 996K 21K –
CONOCOPHILLIPS COM 468K 4K –
CONSTELLATION BRANDS INC CL A 1M 5K –
CUMMINS INC COM 277K 1K –
CVS HEALTH CORP COM 3M 44K –
DISNEY WALT CO COM 533K 5K –
FISERV INC COM 706K 5K –
GENERAL MTRS CO COM 2M 51K –
GILEAD SCIENCES INC COM 3M 41K –
GOLDMAN SACHS GROUP INC COM 213K 470 –
INTERNATIONAL BUSINESS MACHS COM 222K 1K –
ISHARES INC ESG AWR MSCI EM 1M 39K –
ISHARES INC MSCI EMERG MRKT 723K 13K –
ISHARES INC CORE MSCI EMKT 12M 223K –
ISHARES TR BROAD USD HIGH 704K 19K –
ISHARES TR CALIF MUN BD ETF 956K 17K –
ISHARES TR CORE MSCI EAFE 20M 279K –
ISHARES TR CORE S&P MCP ETF 13M 220K –
ISHARES TR CORE S&P SCP ETF 13M 121K –
ISHARES TR CORE S&P US GWT 4M 29K –
ISHARES TR CORE S&P500 ETF 375K 685 –
ISHARES TR EAFE GRWTH ETF 217K 2K –
ISHARES TR EAFE VALUE ETF 2M 30K –
ISHARES TR ESG AW MSCI EAFE 2M 27K –
ISHARES TR ESG AWR US AGRGT 1M 24K –
ISHARES TR ESG AWRE USD ETF 600K 26K –
ISHARES TR IBOXX HI YD ETF 2M 30K –
ISHARES TR IBOXX INV CP ETF 1M 11K –
ISHARES TR ISHARES BIOTECH 307K 2K –
ISHARES TR MRGSTR MD CP GRW 1M 15K –
ISHARES TR MSCI EAFE ETF 3M 36K –
ISHARES TR MSCI KLD400 SOC 4M 35K –
ISHARES TR RUS 1000 ETF 1M 4K –
ISHARES TR RUS 1000 GRW ETF 373K 1K –
ISHARES TR RUSSELL 2000 ETF 1M 5K –
ISHARES TR S&P 500 GRWT ETF 740K 8K –
ISHARES TR S&P MC 400GR ETF 4M 41K –
ISHARES TR S&P MC 400VL ETF 3M 27K –
ISHARES TR S&P SML 600 GWT 3M 27K –
ISHARES TR SELECT DIVID ETF 489K 4K –
ISHARES TR SP SMCP600VL ETF 2M 25K –
JOHNSON & JOHNSON COM 2M 13K –
JPMORGAN CHASE & CO. COM 3M 14K –
LOWES COS INC COM 243K 1K –
MCKESSON CORP COM 1M 2K –
MERCK & CO INC COM 828K 7K –
META PLATFORMS INC CL A 713K 1K –
MICROSOFT CORP COM 3M 6K –
NETFLIX INC COM 751K 1K –
NEXTERA ENERGY INC COM 342K 5K –
NUSHARES ETF TR NUVEEN ESG MIDCP 442K 11K –
NUSHARES ETF TR NUVEEN ESG SMLCP 865K 22K –
NUSHARES ETF TR NUVEEN ESG MIDVL 489K 15K –
NVIDIA CORPORATION COM 26M 212K –
ORACLE CORP COM 11M 78K –
PFIZER INC COM 540K 19K –
PUBLIC SVC ENTERPRISE GRP IN COM 2M 34K –
ROPER TECHNOLOGIES INC COM 2M 4K –
SCHWAB CHARLES CORP COM 1M 15K –
SEMPRA COM 407K 5K –
SPDR DOW JONES INDL AVERAGE UT SER 1 263K 672 –
SPDR S&P 500 ETF TR TR UNIT 15M 27K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 482K 900 –
SPDR SER TR S&P DIVID ETF 9M 73K –
TARGET CORP COM 2M 15K –
TESLA INC COM 989K 5K –
TRACTOR SUPPLY CO COM 216K 800 –
UNION PAC CORP COM 242K 1K –
UNUM GROUP COM 955K 19K –
VALERO ENERGY CORP COM 1M 8K –
VANECK ETF TRUST GREEN BOND ETF 690K 29K –
VANGUARD BD INDEX FDS SHORT TRM BOND 5M 71K –
VANGUARD BD INDEX FDS INTERMED TERM 8M 101K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 4M 81K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 8K –
VANGUARD INDEX FDS REAL ESTATE ETF 6M 73K –
VANGUARD INDEX FDS S&P 500 ETF SHS 309K 617 –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 3M 26K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 442K 10K –
VANGUARD MUN BD FDS TAX EXEMPT BD 3M 51K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 1M 13K –
VANGUARD WORLD FD INF TECH ETF 202K 350 –
VERIZON COMMUNICATIONS INC COM 2M 45K –
VISA INC COM CL A 281K 1K –
WELLS FARGO CO NEW COM 809K 14K –
WISDOMTREE TR EMG MKTS SMCAP 9M 170K –
WISDOMTREE TR INTL SMCAP DIV 4M 70K –