CAPITOL SECURITIES MANAGEMENT, INC.

Adviser information for CAPITOL SECURITIES MANAGEMENT, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Virginia, United States

Employees

Total Number of Employees	177
Investment Advisory/Research	127
Registered Broker-Dealer Representatives	152
Registered State Investment Advisers	105
Licensed Agents of an Insurance Company	98
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	2,861	$1.2B
Non-Discretionary	609	$238.6M
Total	3,470	$1.4B

Clients

Type	Number	RAUM
Individuals	1,640	$376.4M
HNW Individuals	1,111	$548.0M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	17	$11.3M
Charitable organizations	10	$5.1M
State or municipal gov entities	5	$14.2M
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	20	$17.5M
Other	667	$430.0M

Type	Number
No. of Non-RAUM Clients	51
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	51-100

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation	% of AUMHourly chargesFixed fees
Other Business Activities	Broker-dealer

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	1.3B
Both for Same	17.3M

Portfolio Manager to Program	Sponsor
MAP ADVANTAGE	CAPITOL SECURITIES MANAGEMENT, INC
MAP FLEX	CAPITOL SECURITIES MANAGEMENT, INC
MAP BAYMOUNT	CAPITOL SECURITIES MANAGEMENT, INC
MONUMENT SELECT	CAPITOL SECURITIES MANAGEMENT, INC
AMBASSADOR	RAYMOND JAMES
CAPITAL GROUP COMPANIES	CAPITAL GROUP COMPANIES

Identifiers

SEC RIA File Number	801-41033
SEC ERA File Number	801-41033
SEC CIK Numbers	7263555
SEC CRD Numbers	14169
Legal Entity Identifier	None

Principal Office

4050 INNSLAKE DRIVE
SUITE 250
GLEN ALLEN
VA
United States

Monday - Friday, 8:30 AM TO 5:00 PM

Tel: 888-612-1484, Fax: None

Websites

www.josephmauriello.capitolsecurities.com/ www.linkedin.com/in/andrewbellamah/ www.linkedin.com/in/gregclarke www.nordmannwealth.com www.linkedin.com/in/thomaskepley linkedin.com/in/bradfordkimball www.thewellesleygroupcsm.com/ www.linkedin.com/in/john-f-cahill/ www.linkedin.com/in/jason-ferree-850ab022a/ linkedin.com/in/scott-gerham-7b6420129 www.linkedin.com/in/larrynordmann/ www.facebook.com/nordmannwealth www.linkedin.com/company/capitol-securities-management-inc- www.linkedin.com/in/joseph-jianos-b1a21319 www.capitolsecurities.com www.linkedin.com/in/wridgway www.linkedin.com/in/andrew-joseph-bellamah-09649335 linkedin.com/in/samuel-lam-01543484 www.linkedin.com/in/josephfumo?lipi=urn%3ali%3apage%3ad_flagship3_profile_view_base_contact_details%3bhzwzmfkosj%2bau4zh www.linkedin.com/in/steven-marascia-6724bb6a/ www.linkedin.com/in/john-cahill-608ba611/ www.linkedin.com/in/ed-wetherell-875b10/ www.linkedin.com/in/loree-harpole/ www.angiekingfinancialadvisor.com/ www.linkedin.com/in/greg-kuta-79707819 www.fumofinancial.com linkedin.com/in/johntrentanove www.vmifinancial.com linkedin.com/in/r-marc-mckoy-39985b11 www.facebook.com/david-a-shenton-of-capitol-securities-management-676227862492531/ www.timscherwa.com/ www.linkedin.com/in/bob-oftring-61100b37 www.linkedin.com/in/angelaphopkins www.oftring.com hammondwealth.com www.pivotalwealthllc.com www.wcgfinancial.com www.linkedin.com/in/jeff-briggs-b2049a9/ www.rochesterwm.com linkedin.com/in/eugeneshvetsprofile www.linkedin.com/in/jerome-baron-b41479181/ www.linkedin.com/in/carter-knobel-a4aa0a5b www.linkedin.com/in/bill-stade-0365715/ www.samuellam.capitolsecurities.com www.facebook.com/tim-scherwa-financial-advisor-112055983931066/ www.marcusgersbachandco.com www.linkedin.com/in/tim-scherwa-17428313b/ www.linkedin.com/in/lysa-j-rothenberg-cfp%c2%ae-5558ba61/ www.linkedin.com/in/craig-sablosky-88980 www.linkedin.com/in/jerry-alley-ba234087 www.linkedin.com/in/jamesbmoran www.josephmarkim.capitolsecurities.com www.robertgarone.capitolsecurities.com/ www.bnbinc.com www.facebook.com/briggs www.facebook.com/csangelahopkins/ www.linkedin.com/company/t-h-kepley-financial-services/about/?viewasmember=true www.facebook.com/t-h-kepley-financial-services-105106578204318 www.linkedin.com/company/the-wellesley-group-csm/about/ www.linkedin.com/in/e-b-bartlett-67508313/ www.facebook.com/oftringinvestmentgroup/ www.cswealthmgt.com/ www.linkedin.com/in/jim-d-31aab0112/ www.facebook.com/josh-thomas-at-hammond-wealth-management-inc-555940807890540/?fref=ts www.facebook.com/mark-outten-at-hammond-wealth-managment-112796941314258 www.linkedin.com/in/angie-clements-king-20ba0b79/ www.facebook.com/capitolsecuritiesmanagment/?ref=aymt_homepage_panel www.linkedin.com/company/nordmannwealth/about/ www.youtube.com/watch?v=x_xvkrcw2zc

Chief Compliance Officer

KATHERINE R. HALLBERG

4050 INNSLAKE DRIVE

SUITE 250

GLEN ALLEN

United States

Tel: 804-612-9713

K********@********************M

(Full email address available in API data)

Regulatory Contact

JOSEPH JIANOS

CEO

50 CONGRESS STREET SUITE 700

26TH FLOOR

BOSTON

United States

Tel: 6178978500

J*******@********************M

(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners