WILMINGTON TRUST INVESTMENT MANAGEMENT
WILMINGTON TRUST INVESTMENT MANAGEMENT LLC Legal Name
Adviser information for WILMINGTON TRUST INVESTMENT MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 76 | $188.9M |
| Non-Discretionary | 0 | $0 |
| Total | 76 | $188.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 76 | $188.9M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-41081 |
|---|---|
| SEC ERA File Number | 801-41081 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 19396 |
| Legal Entity Identifier | 254900KS1U81R5TE4609 |
Principal Office
WILMINGTON TRUST CENTER1100 NORTH MARKET STREET
WILMINGTON
DE
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: (302) 651-8118, Fax: (302) 427-4772
Chief Compliance Officer
ANDREW BALDAUF
INVESTMENT ADVISERS CHIEF COMPLIANCE OFFICER - COMPLIANCE RISK MANAGEMENT
1100 NORTH MARKET STREET
WILMINGTON
DE
United States
Tel:
732-476-6003
Fax:
(302) 427-4772
A*******@******M
(Full email address available in API data)
Regulatory Contact
1100 N. MARKET ST
WILMINGTON
DE
United States
Industry Affiliates
| M&T BANK | Banking or thrift institutionTrust company |
| M&T SECURITIES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| PEOPLE'S UNITED ADVISORS, INC. | Other investment adviser, including financial planners |
| WILMINGTON FUNDS MANAGEMENT CORPORATION | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WILMINGTON TRUST ASSET MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| WILMINGTON TRUST COMPANY | Trust company |
| WILMINGTON TRUST INVESTMENT ADVISORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultant |
| WTNA | Banking or thrift institution |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KELLEY, JOHN, JAMES | Individual | – | SENIOR VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & ASSISTANT TREASURER | 12/2012 | < 5% |
| M&T BANK CORPORATION | Domestic Entity | – | OWNER | 05/2005 | > 75% |
| ROTH, ANTHONY, MICHAEL | Individual | – | PRESIDENT, CHIEF INVESTMENT OFFICER & ELECTED MANAGER | 02/2015 | < 5% |
| PEARSON, KEVIN, J | Individual | – | ELECTED MANAGER | 05/2018 | < 5% |
| TILLEY, LUKE, ALAN | Individual | – | EXECUTIVE VICE PRESIDENT & CHIEF ECONOMIST | 02/2015 | < 5% |
| GLASER, MATTHEW, DOUGLAS | Individual | – | EXECUTIVE VICE PRESIDENT, HEAD OF EQUITY AND NON-TRADITIONAL INVESTMENTS | 02/2016 | < 5% |
| MEISTER, DORIS, POWERS | Individual | – | CHAIR OF THE BOARD AND CHIEF EXECUTIVE OFFICER | 06/2017 | < 5% |
| VOGEL, RANDY, HOWARD | Individual | – | EXECUTIVEVICE PRESIDENT & HEAD OF FIXED INCOME | 05/2021 | < 5% |
| Baldauf, Andrew, JOHN | Individual | – | CCO | 08/2022 | < 5% |
| WARREN, EDNA, JENNIFER | Individual | – | ELECTED MANAGER | 06/2022 | < 5% |
| TAYLOR, ERIC, WESLEY | Individual | – | EXECUTIVE VICE PRESIDENT & ELECTED MANAGER | 06/2022 | < 5% |