AVANTI INVESTMENT ADVISORS, INC.
Adviser information for AVANTI INVESTMENT ADVISORS, INC. last updated from Form ADV on March 23rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $947.9M |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $947.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $947.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | INVEST IN REAL ESTATE LIMITED PARTNERSHIPS & IN REAL ESTATE |
|---|---|
| Compensation | % OF COMMITTED INVESTMENT CAPITAL |
Identifiers
| SEC RIA File Number | 801-41177 |
|---|---|
| SEC ERA File Number | 801-41177 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106791 |
| Legal Entity Identifier | None |
Principal Office
923 N. PENNSYLVANIA AVENUEWINTER PARK
FL
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 407-628-8488, Fax: 407-644-3115
Websites
Chief Compliance Officer
ROSEN, DAWN SARI
VICE PRESIDENT, FINANCE
2 ST. CLAIR AVENUE WEST
SUITE 1701
TORONTO, ONTARIO
Canada
Tel:
416-413-6058
Fax:
416-323-1397
D*****@*************M
(Full email address available in API data)
Regulatory Contact
DONALD LOEB
CHIEF EXECUTIVE OFFICER
2 ST. CLAIR AVENUE WEST
SUITE 1701
TORONTO, ONTARIO
Canada
Tel:
416-323-1393
Fax:
416-323-1397
D****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AVANTI STRATEGIC LAND INVESTORS IV (PASSIVE), L.P. | Real Estate Fund | $13.2M | $1.0M | 23 |
| AVANTI STRATEGIC LAND INVESTORS IX, L.L.L.P. | Real Estate Fund | $107.0M | $1.0M | 3 |
| AVANTI STRATEGIC LAND INVESTORS V, L.L.L.P. | Real Estate Fund | $154.8M | $1.0M | 3 |
| AVANTI STRATEGIC LAND INVESTORS VI, L.L.L.P. | Real Estate Fund | $284.7M | $1.0M | 3 |
| AVANTI STRATEGIC LAND INVESTORS VII, L.L.L.P. | Real Estate Fund | $85.4M | $1.0M | 3 |
| AVANTI STRATEGIC LAND INVESTORS VIII, L.L.L.P. | Real Estate Fund | $232.0M | $1.0M | 3 |
| AVANTI STRATEGIC LAND INVESTORS X, LLC | Real Estate Fund | $70.8M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LOEB, DONALD, ELLIOTT | Individual | – | CHAIRMAN | 12/2013 | < 5% |
| SHAPIRO, MARVIN, MICHAEL | Individual | – | EXECUTIVE VICE PRESIDENT | 06/2013 | < 5% |
| ROSEN, DAWN, S | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2004 | < 5% |
| DUBILL, ANDREW, JOHN | Individual | – | SENIOR VICE PRESIDENT | 06/2013 | < 5% |
| AVANTI MANAGEMENT PARTNERS III, L.L.P. | Domestic Entity | – | SOLE SHAREHOLDER | 06/2013 | > 75% |
| LOEB, DONALD, ELLIOTT | Individual | ROSECLIFF HEIGHTS ENTERPRISES LTD. | SHAREHOLDER | 04/1981 | > 75% |
| SHAPIRO, MARVIN, MICHAEL | Individual | AVANTI MANAGEMENT CORPORATION | SHAREHOLDER | 11/2011 | > 75% |
| APG LOEB MANAGEMENT CORPORATION | Foreign Entity | AVANTI MANAGEMENT PARTNERS III, L.L.P. | NON-MANAGING PARTNER | 11/2011 | 25-50% |
| AVANTI MANAGEMENT CORPORATION | Domestic Entity | AVANTI MANAGEMENT PARTNERS III, L.L.P. | MANAGING PARTNER | 11/2011 | 25-50% |
| ROSECLIFF HEIGHTS ENTERPRISES LTD. | Foreign Entity | APG LOEB MANAGEMENT CORPORATION | SHAREHOLDER | 08/1983 | > 75% |