WINSLOW CAPITAL MANAGEMENT LLC
Adviser information for WINSLOW CAPITAL MANAGEMENT LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 39 |
---|---|
Investment Advisory/Research | 20 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 2 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 1,218 | $23.4B |
Non-Discretionary | 0 | $0 |
Total | 1,218 | $23.4B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 969 | $306.6M |
HNW Individuals | 118 | $258.1M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 7 | $16.1B |
Business development companies | 0 | $0 |
Pooled investment vehicles | 6 | $4.6B |
Pension and profit sharing plans | 10 | $782.4M |
Charitable organizations | 36 | $444.4M |
State or municipal gov entities | 14 | $741.2M |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 58 | $170.4M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 13 |
No. of Non-U.S. Clients | 1 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
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Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
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Acting As | RAUM |
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Sponsor | 0 |
Portfolio Manager | 891.2M |
Both for Same | 0 |
Portfolio Manager to Program | Sponsor |
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THIRD PARTY MODELS PROGRAM | ENVESTNET PMC |
INVESTMENT ADVISORY PROGRAM | MANAGED ACCOUNT ADVISORS LLC |
ACCESS | UBS FINANCIAL SERVICES INC. |
STRATEGIC WEALTH PORTFOLIO (SWP) | UBS FINANCIAL SERVICES INC. |
FIDUCIARY SERVICES PROGRAM | CITIGROUP GLOBAL MARKETS INC. |
UNIFIED OVERLAY MANAGEMENT PROGRAM | FDX ADVISORS, INC. |
MANAGED ACCOUNT SELECT | CHARLES SCHWAB & CO., INC. |
UNIFIED MANAGED ACCOUNT PROGRAM | HSBC GLOBAL ASSET MANAGEMENT (USA) INC. |
UNIFIED MANAGED ACCOUNT PROGRAM | HSBC BANK USA NA |
SELECT UMA | MORGAN STANLEY |
DYNAMIC ALLOCATION PORTFOLIOS - UMA PROGRAM | CITIGROUP GLOBAL MARKETS INC. |
J.P. MORGAN SECURITIES STRATEGIC INVESTMENT SERVICES ("STRATIS") PROGRAM | J.P. MORGAN SECURITIES LLC |
BANK WEALTH PROGRAM | LPL FINANCIAL LLC |
COMMAND SPONSOR UMA PROGRAM | BNY MELLON ADVISORS, INC. |
UNIFIED MANAGED ACCOUNT PROGRAM | ADHESION WEALTH ADVISOR SOLUTIONS |
ADVISOR ALLOCATION PROGRAM | UBS FINANCIAL SERVICES INC. |
PERSONALIZED UNIFIED MANAGED ACCOUNT | WELLS FARGO CLEARING SERVICES, LLC |
ENVESTNET PREMIER ASSET MANAGEMENT PROGRAM | ENVESTNET PMC |
SELECTS PORTFOLIO SOLUTIONS | MANAGED ACCOUNT ADVISORS LLC |
DIVERSIFIED PORTFOLIOS - SELECT PROGRAM | CHARLES SCHWAB & CO., INC. |
CORIENT CAPITAL PARTNERS LLC | FIDELITY |
AXXCESS CUSTOMIZED PORTFOLIO PROGRAM | AXXCESS WEALTH MANAGEMENT, LLC |
ADVISORY PLATFORM | NEW EDGE WEALTH |
MODEL PORTFOLIO PROGRAM | SMARTX ADVISORY SOLUTIONS |
MODEL MARKETPLACE; MANAGED ACCOUNT COMMAND | PERSHING LLC |
MODEL PORTFOLIO PROGRAM | VESTMARK ADVISORY SOLUTIONS, INC. |
Principal Office
4400 IDS CENTER80 SOUTH EIGHTH STREET
MINNEAPOLIS
MN
United States
Monday - Friday, 7:30 A.M. TO 5:00 P.M.
Tel: 612-376-9100, Fax: 612-376-9111
Chief Compliance Officer
CIERNIA, DEREK M.
CHIEF LEGAL OFFICER
4400 IDS CENTER
80 SOUTH EIGHTH STREET
MINNEAPOLIS
MN
United States
Tel:
(612) 376-9100
Fax:
(612) 376-9111
D*******@**********M
(Full email address available in API data)
Regulatory Contact
GEIMAN, HEATHER
SENIOR DIRECTOR, COMPLIANCE OFFICER
4400 IDS CENTER
80 SOUTH EIGHTH STREET
MINNEAPOLIS
MN
United States
Tel:
(612) 376-9100
Fax:
(612) 376-9111
H******@**********M
(Full email address available in API data)
Industry Affiliates
AGR PARTNERS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
CHURCHILL ASSET MANAGEMENT LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
CHURCHILL DLC ADVISOR LLC | Other investment adviser, including financial planners |
GRESHAM INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
NUVEEN ALTERNATIVES ADVISORS LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
NUVEEN ASSET MANAGEMENT EUROPE SARL | Other investment adviser, including financial planners |
NUVEEN ASSET MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor, GP, manager of pooled investment vehicles |
NUVEEN FUND ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
NUVEEN REAL ESTATE | Other investment adviser, including financial planners |
NUVEEN SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
NUVEEN SINGAPORE PRIVATE LTD | Other investment adviser, including financial planners |
NUVEEN UK LIMITED | Other investment adviser, including financial planners |
TEACHERS ADVISORS, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
TIAA-CREF INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial planners |
UK FCA REGISTERED INVESTMENT ADVISER | Other investment adviser, including financial planners |
UK FCA REGISTERED INVESTMENT ADVISER | Sponsor, GP, manager of pooled investment vehicles |
UK FCA REGISTERED INVESTMENT ADVISER | Sponsor, GP, manager of pooled investment vehicles |
UK FCA REGISTERED INVESTMENT ADVISER | Sponsor, GP, manager of pooled investment vehicles |
WESTCHESTER GROUP REAL ESTATE, INC. | Real estate broker or dealer |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
GROWTH CAPITAL FUND I, L.P. | Venture Capital Fund | $76.9M | $0.0M | 22 |
WINSLOW GROWTH CAPITAL FUND II, L.P. | Venture Capital Fund | $211.4M | $0.0M | 37 |
WINSLOW GROWTH CAPITAL FUND III, L.P. | Venture Capital Fund | $205.4M | $0.0M | 22 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
KELLY, JUSTIN, HOLLY | Individual | – | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER | 03/2005 | < 5% |
NUVEEN HOLDINGS, INC. | Domestic Entity | NUVEEN INVESTMENTS, INC. | SHAREHOLDER | 11/2007 | > 75% |
NUVEEN WCM HOLDINGS, LLC | Domestic Entity | – | MANAGING MEMBER | 06/2012 | > 75% |
NUVEEN INVESTMENTS, INC. | Domestic Entity | NUVEEN WCM HOLDINGS, LLC | MANAGING MEMBER | 06/2012 | > 75% |
TIAA BOARD OF OVERSEERS | Domestic Entity | TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SHAREHOLDER | 10/2014 | > 75% |
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | Domestic Entity | NUVEEN, LLC | MEMBER | 10/2014 | > 75% |
NUVEEN, LLC | Domestic Entity | NUVEEN FINANCE, LLC | MEMBER | 10/2014 | > 75% |
NUVEEN FINANCE, LLC | Domestic Entity | NUVEEN HOLDINGS 1, INC. | SHAREHOLDER | 01/2017 | > 75% |
WIENEKE, JEFFREY, DEAN | Individual | – | MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER | 07/2015 | < 5% |
NUVEEN HOLDINGS 1, INC. | Domestic Entity | NUVEEN HOLDINGS, INC. | SHAREHOLDER | 01/2017 | > 75% |
CIERNIA, DEREK, MICHAEL | Individual | – | MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER | 07/2017 | < 5% |
ANDERSON, MEGAN, L | Individual | – | MANAGING DIRECTOR, CHIEF CLIENT OFFICER | 12/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
Abbott Laboratories | COM | 45M | 437K | 0 |
Abbott Laboratories | COM | 69M | 667K | NUVEEN INVESTMENTS, INC |
Abbott Laboratories | COM | 186M | 2M | 2,3 |
Adobe Inc | COM | 88M | 159K | 0 |
Adobe Inc | COM | 129M | 232K | NUVEEN INVESTMENTS, INC |
Adobe Inc | COM | 346M | 623K | 2,3 |
Advanced Micro Devices | COM | 24M | 146K | 0 |
Advanced Micro Devices | COM | 38M | 236K | NUVEEN INVESTMENTS, INC |
Advanced Micro Devices | COM | 182M | 1M | 2,3 |
Alphabet Inc Cl A | COM | 182M | 1000K | 0 |
Alphabet Inc Cl A | COM | 255M | 1M | NUVEEN INVESTMENTS, INC |
Alphabet Inc Cl A | COM | 483M | 3M | 2,3 |
Alphabet Inc Cl C | COM | 158M | 859K | 0 |
Alphabet Inc Cl C | COM | 223M | 1M | NUVEEN INVESTMENTS, INC |
Alphabet Inc Cl C | COM | 445M | 2M | 2,3 |
Amazon Com Inc | COM | 383M | 2M | 0 |
Amazon Com Inc | COM | 515M | 3M | NUVEEN INVESTMENTS, INC |
Amazon Com Inc | COM | 1B | 6M | 2,3 |
Ametek Inc | COM | 41M | 248K | 0 |
Ametek Inc | COM | 59M | 356K | NUVEEN INVESTMENTS, INC |
Ametek Inc | COM | 171M | 1M | 2,3 |
Apple Inc | COM | 317M | 2M | 0 |
Apple Inc | COM | 430M | 2M | NUVEEN INVESTMENTS, INC |
Apple Inc | COM | 965M | 5M | 2,3 |
ASML Holding NV NY Registry | COM | 60M | 59K | 0 |
ASML Holding NV NY Registry | COM | 103M | 100K | NUVEEN INVESTMENTS, INC |
ASML Holding NV NY Registry | COM | 318M | 311K | 2,3 |
Booking Holdings Inc | COM | 72M | 18K | 0 |
Booking Holdings Inc | COM | 97M | 25K | NUVEEN INVESTMENTS, INC |
Booking Holdings Inc | COM | 319M | 81K | 2,3 |
Boston Scientific Co | COM | 55M | 719K | 0 |
Boston Scientific Co | COM | 71M | 916K | NUVEEN INVESTMENTS, INC |
Boston Scientific Co | COM | 231M | 3M | 2,3 |
Broadcom Limited | COM | 162M | 101K | 0 |
Broadcom Limited | COM | 222M | 138K | NUVEEN INVESTMENTS, INC |
Broadcom Limited | COM | 637M | 397K | 2,3 |
Chipotle Mexican Grill | COM | 60M | 963K | 0 |
Chipotle Mexican Grill | COM | 83M | 1M | NUVEEN INVESTMENTS, INC |
Chipotle Mexican Grill | COM | 222M | 4M | 2,3 |
Costco Wholesale Corp | COM | 47M | 56K | 0 |
Costco Wholesale Corp | COM | 64M | 76K | NUVEEN INVESTMENTS, INC |
Costco Wholesale Corp | COM | 211M | 249K | 2,3 |
Eaton Corp Plc | COM | 40M | 127K | 0 |
Eaton Corp Plc | COM | 49M | 156K | NUVEEN INVESTMENTS, INC |
Eaton Corp Plc | COM | 163M | 521K | 2,3 |
Ecolab Inc | COM | 3M | 14K | 0 |
Ecolab Inc | COM | 20M | 84K | NUVEEN INVESTMENTS, INC |
Ecolab Inc | COM | 194M | 814K | NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
Edwards Lifesciences | COM | 74M | 802K | 0 |
Edwards Lifesciences | COM | 108M | 1M | NUVEEN INVESTMENTS, INC |
Edwards Lifesciences | COM | 305M | 3M | 2,3 |
Fair Isaac Corp | COM | 60M | 40K | 0 |
Fair Isaac Corp | COM | 86M | 58K | NUVEEN INVESTMENTS, INC |
Fair Isaac Corp | COM | 248M | 167K | 2,3 |
GE Aerospace | COM | 48M | 302K | 0 |
GE Aerospace | COM | 67M | 424K | NUVEEN INVESTMENTS, INC |
GE Aerospace | COM | 219M | 1M | 2,3 |
Hilton Worldwide Holding | COM | 47M | 215K | 0 |
Hilton Worldwide Holding | COM | 63M | 289K | NUVEEN INVESTMENTS, INC |
Hilton Worldwide Holding | COM | 170M | 779K | 2,3 |
Idexx Labs Inc | COM | 56M | 115K | 0 |
Idexx Labs Inc | COM | 82M | 168K | NUVEEN INVESTMENTS, INC |
Idexx Labs Inc | COM | 207M | 425K | 2,3 |
Intuit | COM | 108M | 165K | 0 |
Intuit | COM | 149M | 227K | NUVEEN INVESTMENTS, INC |
Intuit | COM | 408M | 620K | 2,3 |
Intuitive Surgical Inc | COM | 128M | 288K | 0 |
Intuitive Surgical Inc | COM | 179M | 402K | NUVEEN INVESTMENTS, INC |
Intuitive Surgical Inc | COM | 436M | 980K | 2,3 |
Kkr & Co Inc | COM | 62M | 587K | 0 |
Kkr & Co Inc | COM | 100M | 947K | NUVEEN INVESTMENTS, INC |
Kkr & Co Inc | COM | 373M | 4M | 2,3 |
Lam Research Corp | COM | 90M | 84K | 0 |
Lam Research Corp | COM | 143M | 135K | NUVEEN INVESTMENTS, INC |
Lam Research Corp | COM | 411M | 386K | 2,3 |
Lilly Eli & Co | COM | 83M | 92K | 0 |
Lilly Eli & Co | COM | 126M | 139K | NUVEEN INVESTMENTS, INC |
Lilly Eli & Co | COM | 337M | 373K | 2,3 |
Mastercard Inc | COM | 60M | 136K | 0 |
Mastercard Inc | COM | 84M | 190K | NUVEEN INVESTMENTS, INC |
Mastercard Inc | COM | 221M | 501K | 2,3 |
Meta Platforms Inc | COM | 181M | 359K | 0 |
Meta Platforms Inc | COM | 201M | 398K | NUVEEN INVESTMENTS, INC |
Meta Platforms Inc | COM | 670M | 1M | 2,3 |
Microsoft Corp | COM | 570M | 1M | 0 |
Microsoft Corp | COM | 794M | 2M | NUVEEN INVESTMENTS, INC |
Microsoft Corp | COM | 2B | 4M | 2,3 |
Netflix Inc | COM | 68M | 101K | 0 |
Netflix Inc | COM | 75M | 112K | NUVEEN INVESTMENTS, INC |
Netflix Inc | COM | 254M | 377K | 2,3 |
Nvidia Corp | COM | 411M | 3M | 0 |
Nvidia Corp | COM | 584M | 5M | NUVEEN INVESTMENTS, INC |
Nvidia Corp | COM | 2B | 13M | 2,3 |
O Reilly Automotive Inc | COM | 72M | 68K | 0 |
O Reilly Automotive Inc | COM | 97M | 92K | NUVEEN INVESTMENTS, INC |
O Reilly Automotive Inc | COM | 259M | 246K | 2,3 |
Parker Hannifin Corp | COM | 42M | 83K | 0 |
Parker Hannifin Corp | COM | 57M | 113K | NUVEEN INVESTMENTS, INC |
Parker Hannifin Corp | COM | 201M | 398K | 2,3 |
Servicenow Inc | COM | 72M | 92K | 0 |
Servicenow Inc | COM | 101M | 129K | NUVEEN INVESTMENTS, INC |
Servicenow Inc | COM | 265M | 336K | 2,3 |
Spotify Technology Sa | COM | 92M | 292K | 0 |
Spotify Technology Sa | COM | 125M | 398K | NUVEEN INVESTMENTS, INC |
Spotify Technology Sa | COM | 349M | 1M | 2,3 |
Synopsys Inc | COM | 57M | 96K | 0 |
Synopsys Inc | COM | 82M | 138K | NUVEEN INVESTMENTS, INC |
Synopsys Inc | COM | 220M | 369K | 2,3 |
Trane Technologies Plc | COM | 76M | 231K | 0 |
Trane Technologies Plc | COM | 114M | 347K | NUVEEN INVESTMENTS, INC |
Trane Technologies Plc | COM | 278M | 845K | 2,3 |
Uber Technologies Inc | COM | 99M | 1M | 0 |
Uber Technologies Inc | COM | 137M | 2M | NUVEEN INVESTMENTS, INC |
Uber Technologies Inc | COM | 397M | 5M | 2,3 |
Unitedhealth Group Inc | COM | 40M | 78K | 0 |
Unitedhealth Group Inc | COM | 60M | 117K | NUVEEN INVESTMENTS, INC |
Unitedhealth Group Inc | COM | 158M | 310K | 2,3 |
Visa Inc | COM | 64M | 245K | 0 |
Visa Inc | COM | 87M | 330K | NUVEEN INVESTMENTS, INC |
Visa Inc | COM | 264M | 1M | 2,3 |
Waste Connections Inc | COM | 47M | 269K | 0 |
Waste Connections Inc | COM | 52M | 298K | NUVEEN INVESTMENTS, INC |
Waste Connections Inc | COM | 175M | 999K | 2,3 |
Workday Inc | COM | 64M | 285K | 0 |
Workday Inc | COM | 87M | 388K | NUVEEN INVESTMENTS, INC |
Workday Inc | COM | 207M | 924K | 2,3 |
Analog Devices Inc | COM | 94K | 411 | 0 |
Analog Devices Inc | COM | 364K | 2K | IndexIQ Advisors LLC |
Salesforce Inc | COM | 827K | 3K | 0 |
Salesforce Inc | COM | 21M | 83K | NUVEEN INVESTMENTS, INC |
Texas Instruments Inc | COM | 6K | 31 | 0 |
Texas Instruments Inc | COM | 2M | 13K | NUVEEN INVESTMENTS, INC |
Compass Inc Cl A | COM | 26M | 7M | 0 |
Oddity Tech Ltd Cl A | COM | 22M | 561K | 0 |
Riskified Ltd Cl A | COM | 16M | 3M | 0 |
LINDE PLC SHS | COM | 722K | 2K | 0 |
MOODYS CORP COM | COM | 320K | 761 | 0 |
MSCI INC CL A | COM | 396K | 821 | 0 |
VERTEX PHARMACEUTICALS INC COM | COM | 245K | 522 | 0 |
ISHARES TR RSSLL 1000 GRWT | ETF-EQUITY | 7M | 20K | 0 |
SCHWAB STRATEGIC TR US LCAP GR | ETF-EQUITY | 887K | 9K | 0 |
VANGUARD INDEX TR GROWTH VIPER | ETF-EQUITY | 679K | 2K | 0 |