WINSLOW CAPITAL MANAGEMENT LLC

Adviser information for WINSLOW CAPITAL MANAGEMENT LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 39
Investment Advisory/Research 20
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,218 $23.4B
Non-Discretionary 0 $0
Total 1,218 $23.4B

Clients

Type Number RAUM
Individuals 969 $306.6M
HNW Individuals 118 $258.1M
Banking or thrift institutions 0 $0
Investment companies 7 $16.1B
Business development companies 0 $0
Pooled investment vehicles 6 $4.6B
Pension and profit sharing plans 10 $782.4M
Charitable organizations 36 $444.4M
State or municipal gov entities 14 $741.2M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 58 $170.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 13
No. of Non-U.S. Clients 1

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 891.2M
Both for Same 0
Portfolio Manager to Program Sponsor
THIRD PARTY MODELS PROGRAM ENVESTNET PMC
INVESTMENT ADVISORY PROGRAM MANAGED ACCOUNT ADVISORS LLC
ACCESS UBS FINANCIAL SERVICES INC.
STRATEGIC WEALTH PORTFOLIO (SWP) UBS FINANCIAL SERVICES INC.
FIDUCIARY SERVICES PROGRAM CITIGROUP GLOBAL MARKETS INC.
UNIFIED OVERLAY MANAGEMENT PROGRAM FDX ADVISORS, INC.
MANAGED ACCOUNT SELECT CHARLES SCHWAB & CO., INC.
UNIFIED MANAGED ACCOUNT PROGRAM HSBC GLOBAL ASSET MANAGEMENT (USA) INC.
UNIFIED MANAGED ACCOUNT PROGRAM HSBC BANK USA NA
SELECT UMA MORGAN STANLEY
DYNAMIC ALLOCATION PORTFOLIOS - UMA PROGRAM CITIGROUP GLOBAL MARKETS INC.
J.P. MORGAN SECURITIES STRATEGIC INVESTMENT SERVICES ("STRATIS") PROGRAM J.P. MORGAN SECURITIES LLC
BANK WEALTH PROGRAM LPL FINANCIAL LLC
COMMAND SPONSOR UMA PROGRAM BNY MELLON ADVISORS, INC.
UNIFIED MANAGED ACCOUNT PROGRAM ADHESION WEALTH ADVISOR SOLUTIONS
ADVISOR ALLOCATION PROGRAM UBS FINANCIAL SERVICES INC.
PERSONALIZED UNIFIED MANAGED ACCOUNT WELLS FARGO CLEARING SERVICES, LLC
ENVESTNET PREMIER ASSET MANAGEMENT PROGRAM ENVESTNET PMC
SELECTS PORTFOLIO SOLUTIONS MANAGED ACCOUNT ADVISORS LLC
DIVERSIFIED PORTFOLIOS - SELECT PROGRAM CHARLES SCHWAB & CO., INC.
CORIENT CAPITAL PARTNERS LLC FIDELITY
AXXCESS CUSTOMIZED PORTFOLIO PROGRAM AXXCESS WEALTH MANAGEMENT, LLC
ADVISORY PLATFORM NEW EDGE WEALTH
MODEL PORTFOLIO PROGRAM SMARTX ADVISORY SOLUTIONS
MODEL MARKETPLACE; MANAGED ACCOUNT COMMAND PERSHING LLC
MODEL PORTFOLIO PROGRAM VESTMARK ADVISORY SOLUTIONS, INC.

Identifiers

SEC RIA File Number 801-41316
SEC ERA File Number 801-41316
SEC CIK Numbers 900973
SEC CRD Numbers 106940
Legal Entity Identifier 254900Q5GXV5W7IO3M77

Principal Office

4400 IDS CENTER
80 SOUTH EIGHTH STREET
MINNEAPOLIS
MN
United States
Monday - Friday, 7:30 A.M. TO 5:00 P.M.
Tel: 612-376-9100, Fax: 612-376-9111

Chief Compliance Officer

CIERNIA, DEREK M.
CHIEF LEGAL OFFICER
4400 IDS CENTER
80 SOUTH EIGHTH STREET
MINNEAPOLIS
MN
United States
Tel: (612) 376-9100
Fax: (612) 376-9111
(Full email address available in API data)

Regulatory Contact

GEIMAN, HEATHER
SENIOR DIRECTOR, COMPLIANCE OFFICER
4400 IDS CENTER
80 SOUTH EIGHTH STREET
MINNEAPOLIS
MN
United States
Tel: (612) 376-9100
Fax: (612) 376-9111
(Full email address available in API data)

Industry Affiliates

AGR PARTNERS LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CHURCHILL ASSET MANAGEMENT LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
CHURCHILL DLC ADVISOR LLC Other investment adviser, including financial planners
GRESHAM INVESTMENT MANAGEMENT LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
NUVEEN ALTERNATIVES ADVISORS LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
NUVEEN ASSET MANAGEMENT EUROPE SARL Other investment adviser, including financial planners
NUVEEN ASSET MANAGEMENT, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor, GP, manager of pooled investment vehicles
NUVEEN FUND ADVISORS, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor
NUVEEN REAL ESTATE Other investment adviser, including financial planners
NUVEEN SECURITIES, LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
NUVEEN SINGAPORE PRIVATE LTD Other investment adviser, including financial planners
NUVEEN UK LIMITED Other investment adviser, including financial planners
TEACHERS ADVISORS, LLC Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles
TIAA-CREF INVESTMENT MANAGEMENT LLC Other investment adviser, including financial planners
UK FCA REGISTERED INVESTMENT ADVISER Other investment adviser, including financial planners
UK FCA REGISTERED INVESTMENT ADVISER Sponsor, GP, manager of pooled investment vehicles
UK FCA REGISTERED INVESTMENT ADVISER Sponsor, GP, manager of pooled investment vehicles
UK FCA REGISTERED INVESTMENT ADVISER Sponsor, GP, manager of pooled investment vehicles
WESTCHESTER GROUP REAL ESTATE, INC. Real estate broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
GROWTH CAPITAL FUND I, L.P. Venture Capital Fund $76.9M $0.0M 22
WINSLOW GROWTH CAPITAL FUND II, L.P. Venture Capital Fund $211.4M $0.0M 37
WINSLOW GROWTH CAPITAL FUND III, L.P. Venture Capital Fund $205.4M $0.0M 22

Control Persons

Name Type Entity Title Since Ownership
KELLY, JUSTIN, HOLLY Individual CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, PORTFOLIO MANAGER 03/2005 < 5%
NUVEEN HOLDINGS, INC. Domestic Entity NUVEEN INVESTMENTS, INC. SHAREHOLDER 11/2007 > 75%
NUVEEN WCM HOLDINGS, LLC Domestic Entity MANAGING MEMBER 06/2012 > 75%
NUVEEN INVESTMENTS, INC. Domestic Entity NUVEEN WCM HOLDINGS, LLC MANAGING MEMBER 06/2012 > 75%
TIAA BOARD OF OVERSEERS Domestic Entity TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA SHAREHOLDER 10/2014 > 75%
TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA Domestic Entity NUVEEN, LLC MEMBER 10/2014 > 75%
NUVEEN, LLC Domestic Entity NUVEEN FINANCE, LLC MEMBER 10/2014 > 75%
NUVEEN FINANCE, LLC Domestic Entity NUVEEN HOLDINGS 1, INC. SHAREHOLDER 01/2017 > 75%
WIENEKE, JEFFREY, DEAN Individual MANAGING DIRECTOR, CHIEF FINANCIAL OFFICER 07/2015 < 5%
NUVEEN HOLDINGS 1, INC. Domestic Entity NUVEEN HOLDINGS, INC. SHAREHOLDER 01/2017 > 75%
CIERNIA, DEREK, MICHAEL Individual MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND CHIEF LEGAL OFFICER 07/2017 < 5%
ANDERSON, MEGAN, L Individual MANAGING DIRECTOR, CHIEF CLIENT OFFICER 12/2021 < 5%

No. Employees, Historic

50250201920202021202220232024202542 on 6/27/201942 on 8/2/201941 on 3/25/202041 on 6/15/202040 on 3/15/202140 on 3/15/202138 on 3/23/202239 on 3/24/202339 on 3/15/2024

RAUM, Historic

30B15B0201920202021202220232024202515587171119 on 6/27/201915587171119 on 8/2/201918693226826 on 3/25/202018693226826 on 6/15/202023367992422 on 3/15/202123367992422 on 3/15/202125877933611 on 3/23/202217365481592 on 3/24/202323423257436 on 3/15/2024

No. Clients, Historic

2,0001,00002019202020212022202320242025702 on 6/27/2019702 on 8/2/2019722 on 3/25/2020722 on 6/15/2020917 on 3/15/2021917 on 3/15/20211171 on 3/23/20221278 on 3/24/20231218 on 3/15/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Abbott Laboratories COM 45M 437K 0
Abbott Laboratories COM 69M 667K NUVEEN INVESTMENTS, INC
Abbott Laboratories COM 186M 2M 2,3
Adobe Inc COM 88M 159K 0
Adobe Inc COM 129M 232K NUVEEN INVESTMENTS, INC
Adobe Inc COM 346M 623K 2,3
Advanced Micro Devices COM 24M 146K 0
Advanced Micro Devices COM 38M 236K NUVEEN INVESTMENTS, INC
Advanced Micro Devices COM 182M 1M 2,3
Alphabet Inc Cl A COM 182M 1000K 0
Alphabet Inc Cl A COM 255M 1M NUVEEN INVESTMENTS, INC
Alphabet Inc Cl A COM 483M 3M 2,3
Alphabet Inc Cl C COM 158M 859K 0
Alphabet Inc Cl C COM 223M 1M NUVEEN INVESTMENTS, INC
Alphabet Inc Cl C COM 445M 2M 2,3
Amazon Com Inc COM 383M 2M 0
Amazon Com Inc COM 515M 3M NUVEEN INVESTMENTS, INC
Amazon Com Inc COM 1B 6M 2,3
Ametek Inc COM 41M 248K 0
Ametek Inc COM 59M 356K NUVEEN INVESTMENTS, INC
Ametek Inc COM 171M 1M 2,3
Apple Inc COM 317M 2M 0
Apple Inc COM 430M 2M NUVEEN INVESTMENTS, INC
Apple Inc COM 965M 5M 2,3
ASML Holding NV NY Registry COM 60M 59K 0
ASML Holding NV NY Registry COM 103M 100K NUVEEN INVESTMENTS, INC
ASML Holding NV NY Registry COM 318M 311K 2,3
Booking Holdings Inc COM 72M 18K 0
Booking Holdings Inc COM 97M 25K NUVEEN INVESTMENTS, INC
Booking Holdings Inc COM 319M 81K 2,3
Boston Scientific Co COM 55M 719K 0
Boston Scientific Co COM 71M 916K NUVEEN INVESTMENTS, INC
Boston Scientific Co COM 231M 3M 2,3
Broadcom Limited COM 162M 101K 0
Broadcom Limited COM 222M 138K NUVEEN INVESTMENTS, INC
Broadcom Limited COM 637M 397K 2,3
Chipotle Mexican Grill COM 60M 963K 0
Chipotle Mexican Grill COM 83M 1M NUVEEN INVESTMENTS, INC
Chipotle Mexican Grill COM 222M 4M 2,3
Costco Wholesale Corp COM 47M 56K 0
Costco Wholesale Corp COM 64M 76K NUVEEN INVESTMENTS, INC
Costco Wholesale Corp COM 211M 249K 2,3
Eaton Corp Plc COM 40M 127K 0
Eaton Corp Plc COM 49M 156K NUVEEN INVESTMENTS, INC
Eaton Corp Plc COM 163M 521K 2,3
Ecolab Inc COM 3M 14K 0
Ecolab Inc COM 20M 84K NUVEEN INVESTMENTS, INC
Ecolab Inc COM 194M 814K NEW YORK LIFE INVESTMENT MANAGEMENT LLC
Edwards Lifesciences COM 74M 802K 0
Edwards Lifesciences COM 108M 1M NUVEEN INVESTMENTS, INC
Edwards Lifesciences COM 305M 3M 2,3
Fair Isaac Corp COM 60M 40K 0
Fair Isaac Corp COM 86M 58K NUVEEN INVESTMENTS, INC
Fair Isaac Corp COM 248M 167K 2,3
GE Aerospace COM 48M 302K 0
GE Aerospace COM 67M 424K NUVEEN INVESTMENTS, INC
GE Aerospace COM 219M 1M 2,3
Hilton Worldwide Holding COM 47M 215K 0
Hilton Worldwide Holding COM 63M 289K NUVEEN INVESTMENTS, INC
Hilton Worldwide Holding COM 170M 779K 2,3
Idexx Labs Inc COM 56M 115K 0
Idexx Labs Inc COM 82M 168K NUVEEN INVESTMENTS, INC
Idexx Labs Inc COM 207M 425K 2,3
Intuit COM 108M 165K 0
Intuit COM 149M 227K NUVEEN INVESTMENTS, INC
Intuit COM 408M 620K 2,3
Intuitive Surgical Inc COM 128M 288K 0
Intuitive Surgical Inc COM 179M 402K NUVEEN INVESTMENTS, INC
Intuitive Surgical Inc COM 436M 980K 2,3
Kkr & Co Inc COM 62M 587K 0
Kkr & Co Inc COM 100M 947K NUVEEN INVESTMENTS, INC
Kkr & Co Inc COM 373M 4M 2,3
Lam Research Corp COM 90M 84K 0
Lam Research Corp COM 143M 135K NUVEEN INVESTMENTS, INC
Lam Research Corp COM 411M 386K 2,3
Lilly Eli & Co COM 83M 92K 0
Lilly Eli & Co COM 126M 139K NUVEEN INVESTMENTS, INC
Lilly Eli & Co COM 337M 373K 2,3
Mastercard Inc COM 60M 136K 0
Mastercard Inc COM 84M 190K NUVEEN INVESTMENTS, INC
Mastercard Inc COM 221M 501K 2,3
Meta Platforms Inc COM 181M 359K 0
Meta Platforms Inc COM 201M 398K NUVEEN INVESTMENTS, INC
Meta Platforms Inc COM 670M 1M 2,3
Microsoft Corp COM 570M 1M 0
Microsoft Corp COM 794M 2M NUVEEN INVESTMENTS, INC
Microsoft Corp COM 2B 4M 2,3
Netflix Inc COM 68M 101K 0
Netflix Inc COM 75M 112K NUVEEN INVESTMENTS, INC
Netflix Inc COM 254M 377K 2,3
Nvidia Corp COM 411M 3M 0
Nvidia Corp COM 584M 5M NUVEEN INVESTMENTS, INC
Nvidia Corp COM 2B 13M 2,3
O Reilly Automotive Inc COM 72M 68K 0
O Reilly Automotive Inc COM 97M 92K NUVEEN INVESTMENTS, INC
O Reilly Automotive Inc COM 259M 246K 2,3
Parker Hannifin Corp COM 42M 83K 0
Parker Hannifin Corp COM 57M 113K NUVEEN INVESTMENTS, INC
Parker Hannifin Corp COM 201M 398K 2,3
Servicenow Inc COM 72M 92K 0
Servicenow Inc COM 101M 129K NUVEEN INVESTMENTS, INC
Servicenow Inc COM 265M 336K 2,3
Spotify Technology Sa COM 92M 292K 0
Spotify Technology Sa COM 125M 398K NUVEEN INVESTMENTS, INC
Spotify Technology Sa COM 349M 1M 2,3
Synopsys Inc COM 57M 96K 0
Synopsys Inc COM 82M 138K NUVEEN INVESTMENTS, INC
Synopsys Inc COM 220M 369K 2,3
Trane Technologies Plc COM 76M 231K 0
Trane Technologies Plc COM 114M 347K NUVEEN INVESTMENTS, INC
Trane Technologies Plc COM 278M 845K 2,3
Uber Technologies Inc COM 99M 1M 0
Uber Technologies Inc COM 137M 2M NUVEEN INVESTMENTS, INC
Uber Technologies Inc COM 397M 5M 2,3
Unitedhealth Group Inc COM 40M 78K 0
Unitedhealth Group Inc COM 60M 117K NUVEEN INVESTMENTS, INC
Unitedhealth Group Inc COM 158M 310K 2,3
Visa Inc COM 64M 245K 0
Visa Inc COM 87M 330K NUVEEN INVESTMENTS, INC
Visa Inc COM 264M 1M 2,3
Waste Connections Inc COM 47M 269K 0
Waste Connections Inc COM 52M 298K NUVEEN INVESTMENTS, INC
Waste Connections Inc COM 175M 999K 2,3
Workday Inc COM 64M 285K 0
Workday Inc COM 87M 388K NUVEEN INVESTMENTS, INC
Workday Inc COM 207M 924K 2,3
Analog Devices Inc COM 94K 411 0
Analog Devices Inc COM 364K 2K IndexIQ Advisors LLC
Salesforce Inc COM 827K 3K 0
Salesforce Inc COM 21M 83K NUVEEN INVESTMENTS, INC
Texas Instruments Inc COM 6K 31 0
Texas Instruments Inc COM 2M 13K NUVEEN INVESTMENTS, INC
Compass Inc Cl A COM 26M 7M 0
Oddity Tech Ltd Cl A COM 22M 561K 0
Riskified Ltd Cl A COM 16M 3M 0
LINDE PLC SHS COM 722K 2K 0
MOODYS CORP COM COM 320K 761 0
MSCI INC CL A COM 396K 821 0
VERTEX PHARMACEUTICALS INC COM COM 245K 522 0
ISHARES TR RSSLL 1000 GRWT ETF-EQUITY 7M 20K 0
SCHWAB STRATEGIC TR US LCAP GR ETF-EQUITY 887K 9K 0
VANGUARD INDEX TR GROWTH VIPER ETF-EQUITY 679K 2K 0