GARDNER RUSSO & QUINN LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	50
Investment Advisory/Research	9
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	1,579	$10.1B
Non-Discretionary	0	$0
Total	1,579	$10.1B

Clients

Type	Number	RAUM
Individuals	126	$71.8M
HNW Individuals	1,138	$3.9B
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	16	$3.1B
Pension and profit sharing plans	24	$306.1M
Charitable organizations	118	$1.1B
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	6	$58.8M
Other	151	$1.5B

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	3

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-41357
SEC ERA File Number	801-41357
SEC CIK Numbers	860643
SEC CRD Numbers	106114
Legal Entity Identifier	549300NK573N15JIEI66

Principal Office

223 EAST CHESTNUT STREET
LANCASTER
PA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic