COLUMBIA WANGER ASSET MANAGEMENT, LLC
Adviser information for COLUMBIA WANGER ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7 | $6.4B |
| Non-Discretionary | 0 | $0 |
| Total | 7 | $6.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 7 | $6.4B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
71 SOUTH WACKERSUITE 2500
CHICAGO
IL
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 312-634-9200, Fax: 312-634-0267
Websites
Chief Compliance Officer
PATRICK DEVERY
SR. DIRECTOR
CONGRESS ST
290
BOSTON
MA
United States
Tel:
6173859568
P***************@***********************M
(Full email address available in API data)
Regulatory Contact
NOREEN CONNOR
SR COMPLIANCE MANAGER
290 CONGRESS ST
BOSTON
MA
United States
Tel:
6173859567
N**************@***********************M
(Full email address available in API data)
Industry Affiliates
| ADVISORY CAPITAL STRATEGIES GROUP, INC. | Sponsor, GP, manager of pooled investment vehicles |
| AMERICAN ENTERPRISE INVESTMENT SERVICES INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| AMERIPRISE BANK, FSB | Banking or thrift institution |
| AMERIPRISE CAPTIVE INSURANCE COMPANY | Insurance company or agency |
| AMERIPRISE FINANCIAL SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| AMERIPRISE TRUST COMPANY | Commodity pool operator or commodity trading advisorTrust company |
| COLUMBIA CENT CLO ADVISERS, LLC | Other investment adviser, including financial planners |
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| LIONSTONE INVESTMENTS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| RIVERSOURCE DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| RIVERSOURCE LIFE INSURANCE COMPANY | Insurance company or agency |
| RIVERSOURCE LIFE INSURANCE COMPANY OF NEW YORK | Insurance company or agency |
| THREADNEEDLE INVESTMENTS SINGAPORE (PTE) LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | Domestic Entity | – | MANAGING MEMBER | 05/2010 | > 75% |
| AMERIPRISE FINANCIAL, INC. | Domestic Entity | COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC | MANAGING MEMBER | 05/2010 | > 75% |
| MERGEN, MELDA | Individual | – | MANAGING DIRECTOR AND GLOBAL HEAD OF EQUITIES | 10/2021 | < 5% |
| DEFAO, MICHAEL, E | Individual | – | VICE PRESIDENT, CHIEF LEGAL OFFICER AND ASSISTANT SECRETARY | 10/2021 | < 5% |
| CLARKE, MICHAEL, GERALD | Individual | – | SENIOR VICE PRESIDENT, HEAD OF NORTH AMERICAN OPERATIONS AND CO-HEAD OF GLOBAL OPERATIONS | 06/2019 | < 5% |
| DEVERY, PATRICK, CHRISTOPHER | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2023 | < 5% |
| MASCHMEYER, ERIKA, katherine | Individual | – | VICE PRESIDENT | 03/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed February 13th, 2018 for period ending December 31st, 2017
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 51job Inc | SP ADR REP COM | 39K | 645K | – |
| 58.com Inc | COM | 39K | 544K | – |
| Adtalem Global Education Inc | COM | 55K | 1M | – |
| Advanced Energy Industries Inc | COM | 60K | 893K | – |
| Agios Pharmaceuticals Inc | COM | 43K | 760K | – |
| Alarm.com Holdings Inc | COM | 6K | 159K | – |
| Align Technology Inc | COM | 60K | 269K | – |
| Alkermes PLC | SHS | 25K | 464K | – |
| Alteryx Inc | COM CL A | 39K | 2M | – |
| Ambarella Inc | COM | 31K | 535K | – |
| Amedisys Inc | COM | 35K | 660K | – |
| AMERCO | COM | 12K | 33K | – |
| American Woodmark Corp | COM | 9K | 72K | – |
| AMN Healthcare Services Inc | COM | 45K | 910K | – |
| Anika Therapeutics Inc | COM | 13K | 237K | – |
| ANSYS Inc | COM | 86K | 584K | – |
| Apptio Inc | CL A | 9K | 363K | – |
| Ares Capital Corp | COM | 40K | 3M | – |
| Aspen Technology Inc | COM | 16K | 236K | – |
| Atrion Corp | COM | 16K | 25K | – |
| Avery Dennison Corp | COM | 32K | 280K | – |
| AxoGen Inc | COM | 10K | 357K | – |
| Barnes Group Inc | COM | 14K | 224K | – |
| Bio-Techne Corp | COM | 34K | 265K | – |
| Bioverativ Inc | COM | 56K | 1M | – |
| Black Knight Inc | CL A | 19K | 427K | – |
| Blackline Inc | COM | 30K | 929K | – |
| Boingo Wireless Inc | COM | 22K | 966K | – |
| BOK Financial Corp | COM | 23K | 250K | – |
| Booz Allen Hamilton Holding Corp | CL A | 35K | 930K | – |
| Bright Horizons Family Solutions Inc | COM | 48K | 508K | – |
| Brink's Co/The | COM | 46K | 588K | – |
| Broadridge Financial Solutions Inc | COM | 27K | 299K | – |
| Brooks Automation Inc | COM | 23K | 972K | – |
| Brunswick Corp/DE | COM | 32K | 587K | – |
| Cabot Microelectronics Corp | COM | 14K | 145K | – |
| Cadence Design Systems Inc | COM | 48K | 1M | – |
| CAE Inc | COM | 59K | 3M | – |
| Cambrex Corp | COM | 59K | 1M | – |
| Camping World Holdings Inc | CL A | 35K | 774K | – |
| Carlisle Cos Inc | COM | 21K | 189K | – |
| Cavco Industries Inc | COM | 28K | 181K | – |
| Cboe Global Markets Inc | COM | 20K | 162K | – |
| CDW Corp/DE | COM | 59K | 848K | – |
| Cedar Fair LP | COM | 21K | 329K | – |
| Celanese Corp | COM SER A | 42K | 392K | – |
| Celldex Therapeutics Inc | COM | 31K | 11M | – |
| Chemed Corp | COM | 9K | 36K | – |
| China Lodging Group Ltd | SPON ADR | 3K | 18K | – |
| Cimarex Energy Co | COM | 18K | 147K | – |
| Cintas Corp | COM | 25K | 161K | – |
| Clovis Oncology Inc | COM | 35K | 515K | – |
| Cognex Corp | COM | 50K | 822K | – |
| Colliers International Group Inc | SUB VTG SH | 9K | 144K | – |
| Cooper-Standard Holdings Inc | COM | 58K | 475K | – |
| Copart Inc | COM | 43K | 995K | – |
| Core Laboratories NV | COM | 10K | 88K | – |
| CoreCivic Inc | COM | 37K | 2M | – |
| CoreLogic Inc/United States | COM | 25K | 546K | – |
| CoStar Group Inc | COM | 18K | 61K | – |
| Credit Acceptance Corp | COM | 35K | 109K | – |
| CyberArk Software Ltd | SHS | 23K | 556K | – |
| Dave & Buster's Entertainment Inc | COM | 61K | 1M | – |
| Diamondback Energy Inc | COM | 25K | 200K | – |
| Domino's Pizza Inc | COM | 26K | 138K | – |
| Dorman Products Inc | COM | 12K | 194K | – |
| Dunkin' Brands Group Inc | COM | 37K | 580K | – |
| Eaton Vance Corp | COM NON VTG | 73K | 1M | – |
| Education Realty Trust Inc | COM | 31K | 881K | – |
| Encompass Health Corp | COM | 117K | 2M | – |
| Endologix Inc | COM | 18K | 3M | – |
| Entellus Medical Inc | COM | 10K | 400K | – |
| Equity LifeStyle Properties Inc | COM | 18K | 205K | – |
| ESCO Technologies Inc | COM | 9K | 153K | – |
| Euronet Worldwide Inc | COM | 39K | 461K | – |
| Evolent Health Inc | CL A | 28K | 2M | – |
| Expeditors International of Washington Inc | COM | 21K | 330K | – |
| Extended Stay America Inc | COM | 73K | 4M | – |
| FactSet Research Systems Inc | COM | 32K | 165K | – |
| First Busey Corp | COM | 18K | 591K | – |
| FirstCash Inc | COM | 25K | 373K | – |
| Five Below Inc | COM | 43K | 650K | – |
| Gartner Inc | COM | 24K | 193K | – |
| Genomic Health Inc | COM | 55K | 2M | – |
| Gentex Corp | COM | 21K | 986K | – |
| GoDaddy Inc | CL A | 52K | 1M | – |
| Graco Inc | COM | 49K | 1M | – |
| Grand Canyon Education Inc | COM | 36K | 398K | – |
| Great Southern Bancorp Inc | COM | 10K | 195K | – |
| Grupo Aeroportuario del Sureste SAB de CV | SPON ADR SER B | 79K | 435K | – |
| Guidewire Software Inc | COM | 17K | 226K | – |
| Haemonetics Corp | COM | 53K | 907K | – |
| Hamilton Lane Inc | CL A | 15K | 433K | – |
| Healthcare Services Group Inc | COM | 8K | 157K | – |
| HealthEquity Inc | COM | 13K | 289K | – |
| HEICO Corp | CL A | 28K | 358K | – |
| Hostess Brands Inc | COM | 9K | 628K | – |
| Houlihan Lokey Inc | CL A | 48K | 1M | – |
| ICF International Inc | COM | 10K | 199K | – |
| IDEXX Laboratories Inc | COM | 19K | 120K | – |
| II-VI Inc | COM | 45K | 959K | – |
| Inphi Corp | COM | 34K | 919K | – |
| Inter Parfums Inc | COM | 12K | 275K | – |
| Intercept Pharmaceuticals Inc | COM | 7K | 117K | – |
| IPG Photonics Corp | COM | 68K | 318K | – |
| iRhythm Technologies Inc | COM | 45K | 809K | – |
| iRobot Corp | COM | 45K | 583K | – |
| JB Hunt Transport Services Inc | COM | 44K | 382K | – |
| JELD-WEN Holding Inc | COM | 20K | 500K | – |
| Jones Lang LaSalle Inc | COM | 32K | 214K | – |
| Knoll Inc | COM | 9K | 381K | – |
| Lakeland Financial Corp | COM | 15K | 312K | – |
| Lamar Advertising Co | CL A | 25K | 334K | – |
| Laureate Education Inc | CL A | 7K | 526K | – |
| Lazard Ltd | SHS A | 71K | 1M | – |
| LCI Industries | COM | 65K | 499K | – |
| LegacyTexas Financial Group Inc | COM | 8K | 178K | – |
| Leggett & Platt Inc | COM | 19K | 404K | – |
| LeMaitre Vascular Inc | COM | 8K | 241K | – |
| Liberty Global PLC | SHS CL A | 13K | 364K | – |
| Ligand Pharmaceuticals Inc | COM | 42K | 309K | – |
| LivaNova PLC | SHS | 49K | 610K | – |
| LKQ Corp | COM | 45K | 1M | – |
| LogMeIn Inc | COM | 10K | 91K | – |
| Loxo Oncology Inc | COM | 38K | 456K | – |
| MacroGenics Inc | COM | 8K | 410K | – |
| ManpowerGroup Inc | COM | 40K | 320K | – |
| MarketAxess Holdings Inc | COM | 33K | 164K | – |
| Masimo Corp | COM | 103K | 1M | – |
| MAXIMUS Inc | COM | 16K | 227K | – |
| MB Financial Inc | COM | 17K | 390K | – |
| MCBC Holdings Inc | COM | 7K | 312K | – |
| Medidata Solutions Inc | COM | 6K | 98K | – |
| Mettler-Toledo International Inc | COM | 19K | 31K | – |
| MGP Ingredients Inc | COM | 8K | 109K | – |
| Middleby Corp/The | COM | 44K | 329K | – |
| Mimecast Ltd | ORD SHS | 31K | 1M | – |
| MINDBODY Inc | COM | 23K | 750K | – |
| MKS Instruments Inc | COM | 31K | 329K | – |
| Monolithic Power Systems Inc | COM | 52K | 462K | – |
| Monro Inc | COM | 28K | 497K | – |
| Natus Medical Inc | COM | 44K | 1M | – |
| NetEase Inc | SPON ADR | 5K | 16K | – |
| Netshoes Cayman Ltd | COM | 5K | 610K | – |
| New Oriental Education & Technology Group Inc | SPON ADR | 79K | 841K | – |
| Nordson Corp | COM | 50K | 338K | – |
| Nutanix Inc | CL A | 18K | 508K | – |
| NVR Inc | COM | 21K | 6K | – |
| OceanFirst Financial Corp | COM | 10K | 392K | – |
| Old Dominion Freight Line Inc | COM | 70K | 535K | – |
| OM Asset Management Plc | SHS | 17K | 987K | – |
| Optinose Inc | SHS | 8K | 426K | – |
| OraSure Technologies Inc | COM | 7K | 376K | – |
| Orion Engineered Carbons SA | COM | 13K | 489K | – |
| Oshkosh Corp | COM | 43K | 477K | – |
| Papa John's International Inc | COM | 40K | 721K | – |
| PDC Energy Inc | COM | 8K | 153K | – |
| Pool Corp | COM | 60K | 464K | – |
| PRA Health Sciences Inc | COM | 78K | 851K | – |
| Q2 Holdings Inc | COM | 24K | 656K | – |
| Quaker Chemical Corp | COM | 31K | 204K | – |
| Qualys Inc | COM | 60K | 1M | – |
| Quotient Technology Inc | COM | 15K | 1M | – |
| Raymond James Financial Inc | COM | 40K | 451K | – |
| Red Robin Gourmet Burgers Inc | COM | 7K | 130K | – |
| ResMed Inc | COM | 29K | 339K | – |
| REV Group Inc | COM | 32K | 981K | – |
| Robert Half International Inc | COM | 38K | 679K | – |
| RYB Education Inc | COM | 845 | 50K | – |
| Saia Inc | COM | 8K | 112K | – |
| Sandy Spring Bancorp Inc | COM | 12K | 313K | – |
| Sealed Air Corp | COM | 24K | 483K | – |
| Seattle Genetics Inc | COM | 28K | 523K | – |
| Semtech Corp | COM | 29K | 847K | – |
| Sientra Inc | COM | 7K | 472K | – |
| Silicon Motion Technology Corp | SPON ADR | 45K | 844K | – |
| SiteOne Landscape Supply Inc | COM | 7K | 94K | – |
| Snap-on Inc | COM | 68K | 389K | – |
| Spectrum Brands Holdings Inc | COM | 24K | 209K | – |
| SPS Commerce Inc | COM | 11K | 229K | – |
| SVB Financial Group | COM | 61K | 259K | – |
| Synopsys Inc | COM | 25K | 295K | – |
| Tenneco Inc | COM | 37K | 626K | – |
| Teradyne Inc | COM | 52K | 1M | – |
| Texas Roadhouse Inc | COM | 63K | 1M | – |
| Tivity Health Inc | COM | 11K | 308K | – |
| Toro Co/The | COM | 58K | 888K | – |
| Tractor Supply Co | COM | 29K | 391K | – |
| TransUnion | COM | 61K | 1M | – |
| TriCo Bancshares | COM | 12K | 315K | – |
| Ulta Beauty Inc | COM | 21K | 95K | – |
| Ultimate Software Group Inc/The | COM | 20K | 90K | – |
| Ultragenyx Pharmaceutical Inc | COM | 67K | 1M | – |
| UMH Properties Inc | COM | 8K | 520K | – |
| UniFirst Corp/MA | COM | 38K | 228K | – |
| US Foods Holding Corp | COM | 34K | 1M | – |
| Vail Resorts Inc | COM | 41K | 195K | – |
| Varex Imaging Corp | COM | 55K | 1M | – |
| Varian Medical Systems Inc | COM | 20K | 182K | – |
| Veeva Systems Inc | CL A COM | 50K | 908K | – |
| VeriSign Inc | COM | 40K | 352K | – |
| WABCO Holdings Inc | COM | 65K | 455K | – |
| WageWorks Inc | COM | 10K | 161K | – |
| Walker & Dunlop Inc | COM | 7K | 153K | – |
| Watsco Inc | COM | 29K | 168K | – |
| Wayfair Inc | CL A | 30K | 378K | – |
| WD-40 Co | COM | 31K | 263K | – |
| West Pharmaceutical Services Inc | COM | 24K | 245K | – |
| Wingstop Inc | COM | 41K | 1M | – |
| WNS Holdings Ltd | SPON ADR | 33K | 832K | – |
| Woodward Inc | COM | 13K | 173K | – |
| Zayo Group Holdings Inc | COM | 20K | 547K | – |