WINSLOW ASSET MANAGEMENT INC

Adviser information for WINSLOW ASSET MANAGEMENT INC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 140 $585.5M
Non-Discretionary 0 $0
Total 140 $585.5M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 140 $419.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 1 $150.8M
Charitable organizations 6 $15.7M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 140
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-41392
SEC ERA File Number 801-41392
SEC CIK Numbers 1286534
SEC CRD Numbers 106337
Legal Entity Identifier None

Principal Office

3333 RICHMOND RD #180
BEACHWOOD
OH
United States
Monday - Friday, 9:00 - 5:00
Tel: 216-360-4700, Fax: 216-360-4710

Chief Compliance Officer

KIMBERLY ROBERTS
3333 RICHMOND RD.
SUITE #180
BEACHWOOD
OH
United States
Tel: 216-360-4700
Fax: 216-360-4710
(Full email address available in API data)

Regulatory Contact

TIMOTHY GOLDBERG
CHIEF EXECUTIVE OFFICER
3333 RICHMOND RD #180
BEACHWOOD
OH
United States
Tel: 216-360-4700
Fax: 216-360-4710
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GOLDBERG, GERALD, WAYNE Individual CHAIRMAN, CIO 06/1992 > 75%
GOLDBERG, TIMOTHY, SETH Individual CHIEF EXECUTIVE OFFICER 06/2022 5-10%
Roberts, Kimberly, S Individual CHIEF COMPLIANCE OFFICER 05/2019 < 5%

No. Employees, Historic

105020192020202120222023202420258 on 5/29/20198 on 3/31/20208 on 6/29/20207 on 3/29/20217 on 6/16/20217 on 3/30/20227 on 3/27/20237 on 3/26/2024

RAUM, Historic

700M350M02019202020212022202320242025527715116 on 5/29/2019495959624 on 3/31/2020495959624 on 6/29/2020531048413 on 3/29/2021531048413 on 6/16/2021629207054 on 3/30/2022504368964 on 3/27/2023585533722 on 3/26/2024

No. Clients, Historic

20010002019202020212022202320242025126 on 5/29/2019146 on 3/31/2020146 on 6/29/2020143 on 3/29/2021143 on 6/16/2021147 on 3/30/2022147 on 3/27/2023147 on 3/26/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AIMIA INC COM 73 37K
ALPHABET INC COM 209 1K
ALPHABET INC COM 257 1K
AMAZON COM INC COM COM 917 5K
AMERICAN EXPRESS CO COM 8K 35K
AMGEN INC. COM 7K 21K
APPLE COMPUTER COM 40K 192K
BANK OF AMERICA CORP COM COM 203 5K
BEAZER HOMES USA INC COM 13K 490K
BERKSHIRE HATHAWAY CLASS B COM 738 2K
BIO-RAD LABORATORIES COM 7K 24K
BOEING COM 7K 36K
BP PLC SPONSORED ADR COM 352 10K
CARLYLE GROUP INC COM 5K 124K
CATERPILLAR INC DEL COM COM 380 1K
CHEVRON CORP COM 2K 13K
CHURCHILL DOWNS INC COM 445 3K
CISCO SYSTEMS INC COM 7K 139K
COHEN & STEERS INC COM 8K 110K
COMCAST CORP COM CL A COM 7K 170K
CONSOLIDATED EDISON COM COM 223 2K
CONSTELLATION ENERGY ORD SHS COM 280 1K
COSTCO WHSL CORP NEW COM COM 576 678
DEERE & CO COM 6K 17K
EATON CORP PLC F COM 9K 29K
ELI LILLY & CO COM 31K 35K
EOG RESOURCES INC COM 10K 79K
ESTEE LAUDER COS INC COM COM 6K 53K
EXXON CORP COM COM 885 8K
FEC RESOURCES INC COM COM 0 171K
GATX CORP COM 7K 50K
HILTON GRAND VACATIONS I COM 4K 108K
HUDSON PACIFIC PROPERTIES COM 148 31K
INTERNATIONAL BUS MACH COM COM 7K 42K
JOHNSON & JOHNSON COM 5K 31K
JPMORGAN CHASE & CO COM 15K 73K
KAISER ALUMINUM CORP COM 7K 81K
KENVUE INC COM 3K 153K
LINDE PLC COM COM 8K 18K
LKQ CORP COM 7K 167K
LOEWS CORP COM COM 3K 36K
LULULEMON ATHLETICA COM 15K 51K
MADISON SQUARE GARDEN SPORTS COM 235 1K
MERCK & CO. INC. COM 11K 91K
MICROSOFT CORP COM COM 1K 3K
MOELIS & COMPANY COM 10K 174K
NORDSON CORP COM 14K 61K
NORDSTROM INC COM 4K 180K
ORACLE CORP COM 19K 134K
PFIZER INC COM 257 9K
PROCTER & GAMBLE COM 742 4K
PROGRESSIVE CORP OHIO COM COM 2K 8K
PULTEGROUP INC COM 30K 271K
QUANTUM ENERGY COM 12 70K
SCHWAB AB CHARLES CORP NEW COM COM 13K 170K
SIMON PPTY GROUP NEW COM COM 7K 44K
SKYWORKS SOLUTIONS COM 9K 87K
SLB COM 8K 179K
STARBUCKS CORP COM 732 9K
STERIS PLC F COM 7K 32K
SYNOVUS FINL CORP COM COM 370 9K
TAPESTRY INC COM 5K 113K
TENET HEALTHCARE COM 20K 147K
TERADYNE INC COM COM 22K 152K
TESLA INC COM COM 336 2K
TETRA TECH INC COM 18K 90K
TEXAS ROADHOUSE INC COM 315 2K
TIMKEN CO COM 391 5K
UBER TECHNOLOGIES INC COM 11K 153K
ULTA BEAUTY INC. COM 7K 17K
VERRA MOBILITY CORP COM 10K 366K
VISA INC CLASS A COM 617 2K
WALT DISNEY CO COM COM 7K 67K
WELLS FARGO & CO COM 6K 94K
WEYERHAEUSER CO COM COM 5K 169K
ZILLOW GROUP INC COM 231 5K
AMERICAN BALANCED CL A EUS 223 6K