Hedge Fund Database

NEWMAN DIGNAN & SHEERAR, INC

Adviser information for NEWMAN DIGNAN & SHEERAR, INC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Rhode Island, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,024 $588.6M
Non-Discretionary 18 $24.4M
Total 1,042 $612.9M

Clients

Type Number RAUM
Individuals 253 $75.6M
HNW Individuals 167 $470.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 9 $22.8M
Charitable organizations 14 $36.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $7.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesFINANCIAL CONSULTING SERVICES
Compensation % of AUMHourly chargesFixed feesRETIREMENT PLAN CONSULTING -PERCENTAGE OF PLAN ASSETS

Identifiers

SEC RIA File Number 801-41412
SEC ERA File Number 801-41412
SEC CIK Numbers 1566493
SEC CRD Numbers 107565
Legal Entity Identifier None

Principal Office

260 WEST EXCHANGE STREET
SUITE 302
PROVIDENCE
RI
United States
Monday - Friday, 8:00 - 4:30
Tel: 401-351-4010, Fax: 401-351-4011

Websites

www.newmandignan.com www.linkedin.com/company/89658940/admin/feed/posts/ ndswealthadvisors.com/ ndswealthri.com/

Chief Compliance Officer

RICHARD CAVANAGH
260 WEST EXCHANGE STREET
SUITE 302
PROVIDENCE
RI
United States
Tel: 401-351-4010
Fax: 401-351-4011
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
NEWMAN, WILLIAM Individual – PRESIDENT AND PRINCIPAL 03/1992 50-75%
SHEERAR, JOHN, PAUL Individual – VICE PRESIDENT AND PRINCIPAL 03/1997 25-50%
CAVANAGH, RICHARD, EDWARD Individual – CHIEF COMPLIANCE OFFICER 02/2023 < 5%

No. Employees, Historic

10502020202120222023202420258 on 3/27/20208 on 6/26/20208 on 3/16/20218 on 3/17/20218 on 3/29/20228 on 4/15/20228 on 11/4/20228 on 3/27/20238 on 3/28/20238 on 11/13/20238 on 3/25/20248 on 3/26/2024

RAUM, Historic

700M350M0202020212022202320242025463339213 on 3/27/2020463339213 on 6/26/2020541750930 on 3/16/2021541750930 on 3/17/2021606286541 on 3/29/2022606286541 on 4/15/2022606286541 on 11/4/2022537800256 on 3/27/2023537800256 on 3/28/2023537800256 on 11/13/2023612949879 on 3/25/2024612949879 on 3/26/2024

No. Clients, Historic

5002500202020212022202320242025412 on 3/27/2020412 on 6/26/2020442 on 3/16/2021442 on 3/17/2021446 on 3/29/2022446 on 4/15/2022446 on 11/4/2022464 on 3/27/2023464 on 3/28/2023464 on 11/13/2023448 on 3/25/2024448 on 3/26/2024

Holdings

From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M Company COM 234K 2K –
Abbott Labs COM 504K 5K –
AbbVie Inc COM 671K 4K –
Adobe Systems COM 783K 1K –
Alphabet, Inc. Cl A COM 11M 58K –
Alphabet, Inc. Cl C COM 3M 16K –
Amazon.com COM 5M 26K –
Amer Century US Small Cap Value ETF ETF 283K 3K –
American Tower Corp COM 394K 2K –
Amgen Inc COM 3M 8K –
Amplify Cyber Security ETF ETF 367K 6K –
AON COM 329K 1K –
Apple, Inc COM 16M 75K –
Applied Finance Valuation Lg Cap ETF ETF 21M 600K –
Applied Materials COM 756K 3K –
Automatic Data Processing COM 1M 6K –
Bank Of America COM 2M 57K –
Becton Dickinson COM 226K 968 –
Berkshire Hathaway B COM 3M 7K –
Blackstone Group Lp COM 828K 7K –
Bristol Myers Squibb COM 717K 17K –
Broadcom Limited COM 5M 3K –
Carrier Global Corp COM 295K 5K –
ChevronTexaco Corp COM 2M 15K –
Cigna COM 283K 856 –
Cisco Systems COM 2M 33K –
Citizens Financial Group COM 825K 23K –
Coca Cola COM 862K 14K –
Commercial Metals Co COM 761K 14K –
Conoco Phillips COM 397K 3K –
Constellation Brands COM 508K 2K –
Costco Whsl Corp COM 506K 595 –
CVS Health Corporation COM 1M 17K –
Danaher Corp COM 1M 5K –
Dimensional Emerg Core Equity Mkt ETF ETF 8M 310K –
Dimensional International Core Equity Mkt ETF ETF 2M 61K –
Disney Walt Co COM 911K 9K –
Dominion Res Inc Va COM 211K 4K –
Du Pont E I De Nemours ADR 293K 4K –
Emerson Electric COM 1M 12K –
ETFS Phys. Swiss Gold Shares ETF 10M 464K –
Exxon-Mobil COM 2M 13K –
First Trust Preferred Sec & Inc ETF ETF 6M 325K –
Fiserv Inc COM 2M 13K –
General Electric COM 488K 3K –
Global Payments, Inc. COM 295K 3K –
Goldman Sachs ActiveBeta Intl Eq ETF ETF 5M 155K –
Goldman Sachs Group COM 398K 881 –
Hewlett Packard COM 767K 22K –
Home Depot COM 2M 5K –
Illinois Tool Works COM 791K 3K –
Incyte Genomics Inc COM 269K 4K –
Intel Corp COM 445K 14K –
International Business Machines COM 2M 10K –
Intuit Inc. COM 394K 600 –
Invesco Biotech & Genomics ETF ETF 708K 11K –
Invesco S&P 500 Low Volatility ETF ETF 262K 4K –
iShare Core MSCI EAFE ETF 220K 3K –
iShare Core MSCI Emerging Markets ETF 2M 30K –
iShares Core S&P 500 ETF ETF 738K 1K –
iShares iBonds Dec 2024 Corp Bd ETF ETF 585K 23K –
iShares iBonds Dec 2024 Muni Bd ETF ETF 3M 100K –
iShares iBonds Dec 2025 Corp Bd ETF ETF 1M 56K –
iShares iBonds Dec 2025 Muni Bd ETF ETF 3M 115K –
iShares iBonds Dec 2026 Corp Bd ETF ETF 460K 19K –
iShares iBonds Dec 2026 Muni Bd ETF ETF 3M 121K –
iShares iBonds Dec 2027 Corp Bd ETF ETF 298K 13K –
iShares iBonds Dec 2027 Muni Bd ETF ETF 2M 70K –
iShares iBonds Dec 2028 Muni Bd ETF ETF 918K 37K –
iShares iBonds Dec 2029 Corp Bd ETF ETF 3M 138K –
iShares iBonds Dec 2030 Corp Bd ETF ETF 299K 14K –
iShares iBonds Ded 2031 Term Corp ETF ETF 217K 11K –
iShares MSCI USA Momentum ETF 292K 1K –
iShares Russell 2000 Index Fund ETF ETF 264K 1K –
iShares S & P Nat'l AMT-Free Muni Bd ETF 499K 5K –
iShares S&P 500 Barra Gr. Fd. ETF 538K 6K –
iShares S&P Midcap 400 Index ETF ETF 4M 64K –
iShares S&P Smallcap 600 Index ETF ETF 3M 27K –
J P Morgan Chase & Co COM 5M 24K –
J.P. Morgan Municipal ETF ETF 3M 57K –
JH/DFA Small Cap Multifactor ETF ETF 1M 39K –
Johnson & Johnson COM 4M 24K –
Kinder Morgan Inc COM 270K 14K –
KLA Tencor Corp COM 966K 1K –
L3Harris Technologies Inc COM 2M 9K –
Lilly Eli & Co COM 1M 1K –
LKQ Corp COM 464K 11K –
Lockheed Martin Corp COM 593K 1K –
Lowes Companies COM 3M 12K –
Mastercard Inc COM 1M 3K –
McDonalds Corp COM 1M 5K –
Medtronic plc COM 1M 16K –
Merck & Co Inc COM 7M 53K –
Meta Platforms Cl A COM 2M 5K –
Microsoft Corp COM 14M 31K –
Mondelez Intl Inc Cl A COM 979K 15K –
Morgan Stanley Group COM 226K 2K –
MPLX LP COM 353K 8K –
NextEra Energy Inc. COM 1M 17K –
Nike Inc Class B COM 383K 5K –
Novartis A G ADR 394K 4K –
Nvidia Corp COM 9M 72K –
Oracle Systems COM 1M 7K –
Palo Alto Networks Inc COM 2M 7K –
Paypal Holdings, Inc. COM 283K 5K –
Pepsico COM 3M 17K –
Pfizer Inc COM 545K 19K –
PPG Inds Inc COM 242K 2K –
Procter & Gamble Inc COM 3M 21K –
Proshares S&P 500 Div Aristocrats ETF 6M 63K –
Public Svc Enterprise COM 463K 6K –
Qualcomm Corp COM 2M 8K –
Quanta Services Inc COM 3M 10K –
Real Estate Sector SPDR ETF 207K 5K –
Regeneron Pharm COM 327K 311 –
Roper Technologies, Inc COM 984K 2K –
RTX Corp. COM 2M 21K –
S&P 400 Mid-Cap SPDR ETF ETF 418K 781 –
Salesforce Com COM 1M 4K –
Sch Fundamental US Large Co ETF ETF 389K 6K –
Schwab Dow Jones US Broad Mkt ETF ETF 1M 23K –
Schwab Dow Jones US Div Eq ETF ETF 20M 252K –
Schwab Dow Jones US Large Cap ETF ETF 32M 490K –
Schwab Dow Jones US Large Growth ETF ETF 7M 67K –
Schwab Dow Jones US Large Value ETF ETF 5M 64K –
Schwab Dow Jones US Mid-Cap ETF ETF 7M 86K –
Schwab Dow Jones US Sm-Cap ETF ETF 4M 88K –
Schwab FTSE Developed ex-US ETF ETF 6M 152K –
Schwab US AGG Bnd ETF ETF 526K 12K –
Sector Spdr Engy Select ETF 331K 4K –
SPDR Gold Shares ETF 2M 11K –
SPDR MSCI Acwi Ex-US ETF 998K 35K –
SPDR S&P 500 ETF ETF 2M 5K –
SPDR S&P Biotech ETF ETF 1M 11K –
SPDR S&P Dividend ETF ETF 3M 20K –
SPDR Technology Select Sector ETF 1M 5K –
State Street Boston Corp COM 444K 6K –
Sysco Inc COM 205K 3K –
Target Corp COM 329K 2K –
TE Connectivity Ltd COM 233K 2K –
Tesla Motors Inc COM 224K 1K –
Thermo Fisher Scientific COM 1M 3K –
TJX Cos Inc COM 677K 6K –
Truist Finl Corp COM 387K 10K –
Tyson Foods Inc COM 391K 7K –
Unilever Plc Adr New ADR 231K 4K –
Union Pacific Corp COM 2M 10K –
Valero Energy Corp. COM 242K 2K –
Vanguard Consumer Staples ETF ETF 552K 3K –
Vanguard Div Appreciation ETF ETF 929K 5K –
Vanguard FTSE All-World ex-USA ETF ETF 3M 54K –
Vanguard FTSE Dev Mkt ETF ETF 296K 6K –
Vanguard Growth ETF ETF 2M 4K –
Vanguard Mid Cap Value ETF ETF 297K 2K –
Vanguard Mid-Cap ETF ETF 2M 10K –
Vanguard REIT ETF 903K 11K –
Vanguard S&P 500 ETF ETF 6M 13K –
Vanguard Small-Cap Value ETF ETF 1M 8K –
Vanguard Tax-Exempt Bond ETF ETF 6M 114K –
Vanguard Total International Stock ETF 309K 5K –
Vanguard Value ETF ETF 1M 8K –
Verizon Communications COM 1M 31K –
Vertex Pharmaceuticals COM 358K 764 –
VictoryShares Core Intermediate Bond ETF ETF 12M 262K –
Visa, Inc. COM 1M 5K –
Wal-Mart Stores COM 823K 12K –
Wells Fargo & Co 7.50pcnt Pfd PFD 337K 283 –
Wells Fargo & Company COM 239K 4K –
Wynn Resorts COM 202K 2K –