MIO PARTNERS, INC.
Adviser information for MIO PARTNERS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 225 |
|---|---|
| Investment Advisory/Research | 57 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 59 | $47.8B |
| Non-Discretionary | 0 | $0 |
| Total | 59 | $47.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 40 | $0 |
| HNW Individuals | 810 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 59 | $35.9B |
| Pension and profit sharing plans | <5 | $11.9B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 850 |
| No. of Non-U.S. Clients | 5 |
| No. of Financial Planning Clients | 850 |
Services
| Advisory Services | Financial planningPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)PORTFOLIO MANAGEMENT FOR EMPLOYEES SECURITIES COMPANIES |
|---|---|
| Compensation | % of AUMPerformance-based feesREIMBURSEMENT OF EXPENSES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
630 FIFTH AVENUE, 37TH FLOORNEW YORK
NY
United States
Monday - Friday, 9:00 A.M.-5:00 P.M.
Tel: 212-203-4000, Fax: 646-307-6645
Chief Compliance Officer
MARK SALZBERG
CHIEF COMPLIANCE OFFICER
630 FIFTH AVENUE, 37TH FLOOR
NEW YORK
NY
United States
Tel:
212-203-4000
Fax:
646-217-4000
M************@**************M
(Full email address available in API data)
Industry Affiliates
| MIO PARTNERS (EU) GMBH | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MIO PARTNERS (SINGAPORE) PTE. LTD. | Other investment adviser, including financial planners |
| MIO PARTNERS (UK) LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| COMPASS BMV LLC | Hedge Fund | $2.2M | $0.0M | 3 |
| COMPASS CSS TAV LLC | Hedge Fund | $334.0M | $0.0M | 1 |
| COMPASS EMV LLC | Hedge Fund | $3.6M | $0.0M | 4 |
| COMPASS HTV LLC | Hedge Fund | $11,603.4M | $0.0M | 3 |
| COMPASS MAV LLC | Hedge Fund | $1,653.4M | $0.0M | 3 |
| COMPASS OFFSHORE SAV II PCC LIMITED | Hedge Fund | $1,631.7M | $0.5M | 1 |
| COMPASS OFFSHORE TAV LLC | Hedge Fund | $40.0M | $0.1M | 2 |
| COMPASS SAV II LLC | Hedge Fund | $2,900.9M | $0.0M | 3 |
| COMPASS SAV LLC | Hedge Fund | $666.8M | $0.0M | 3 |
| MIO VENTURE FUND I LLC | Venture Capital Fund | $9.6M | $0.5M | 98 |
| MIO VENTURE FUND I LP | Venture Capital Fund | $6.1M | $0.5M | 52 |
| MIO VENTURE FUND I MASTER LP | Venture Capital Fund | $14.9M | $0.0M | 3 |
| MIO VENTURE FUND I SPV LP | Venture Capital Fund | $0.0M | $0.0M | 1 |
| SPECIAL SITUATIONS INVESTMENT FUND LP | Hedge Fund | $1,256.7M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MIO GROUP, INC. | Domestic Entity | – | SHAREHOLDER | 07/2003 | > 75% |
| LIPSCOMB, CASEY | Individual | – | GENERAL COUNSEL AND SECRETARY | 12/2004 | < 5% |
| MCKINSEY & COMPANY, INC. | Domestic Entity | MIO GROUP, INC. | SHAREHOLDER | 10/1986 | > 75% |
| PRITSCH, GUNNAR | Individual | – | CHIEF OPERATING OFFICER | 06/2008 | < 5% |
| ORR, GORDON | Individual | – | DIRECTOR | 06/2008 | < 5% |
| KELLY, MATTHEW, CHARLES | Individual | – | CHIEF FINANCIAL OFFICER | 01/2014 | < 5% |
| DARUVALA, TOOS | Individual | – | DIRECTOR | 04/2021 | < 5% |
| Flynn, Timothy | Individual | – | DIRECTOR | 11/2017 | < 5% |
| Cumming, Christine | Individual | – | DIRECTOR | 11/2017 | < 5% |
| Patsalos-Fox, Michael | Individual | – | DIRECTOR | 02/2020 | < 5% |
| ZUBROW, BARRY, LEE | Individual | – | DIRECTOR | 09/2020 | < 5% |
| MORRISSEY, HELENA | Individual | – | DIRECTOR | 09/2020 | < 5% |
| BLUMER, DAVID, JAKOB | Individual | – | DIRECTOR | 09/2020 | < 5% |
| NARVEKAR, NIRMAL, PRABHAKAR | Individual | – | DIRECTOR | 09/2020 | < 5% |
| WILLIAMS, BASIL, CONSTANTINE | Individual | – | CHIEF EXECUTIVE OFFICER | 04/2021 | < 5% |
| Ball, Patience, Betty | Individual | – | DIRECTOR | 07/2021 | < 5% |
| HUGHES, KATHLEEN, ANN | Individual | – | DIRECTOR | 07/2021 | < 5% |
| Salzberg, Mark, Daniel | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2022 | < 5% |
| KUPOR, SCOTT, AARON | Individual | – | DIRECTOR | 07/2022 | < 5% |
| Noski, Charles, Howard | Individual | – | DIRECTOR | 11/2022 | < 5% |
| Azad, David, Franklin | Individual | – | CO-CHIEF INVESTMENT OFFICER | 01/2020 | < 5% |
| CLANCY, KEVIN, FRANCIS | Individual | – | CO-CHIEF INVESTMENT OFFICER | 01/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed February 15th, 2022 for period ending December 31st, 2021
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| blank | blank | 0 | 0 | – |