FOURTH STREET PERFORMANCE PARTNERS, INC.
Adviser information for FOURTH STREET PERFORMANCE PARTNERS, INC. last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 63 | $1.5B |
| Non-Discretionary | 44 | $3.3B |
| Total | 107 | $4.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 23 | $7.5M |
| HNW Individuals | 26 | $553.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $181.3M |
| Charitable organizations | 50 | $4.0B |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $68.6M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-41524 |
|---|---|
| SEC ERA File Number | 801-41524 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107339 |
| Legal Entity Identifier | None |
Principal Office
211 GARRARD STREETCOVINGTON
KY
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 859-491-5556, Fax: 859-491-5586
Chief Compliance Officer
KENNETH P. DORGER
CO-PRESIDENT
211 GARRARD ST
COVINGTON
KY
United States
Tel:
859-491-5556
Fax:
859-491-5586
K******@***********M
(Full email address available in API data)
Regulatory Contact
MARY KAY LAIRD
CHIEF OPERATING OFFICER
211 GARRARD STREET
COVINGTON
KY
United States
Tel:
859 491-5556
Fax:
859 491-5586
M******@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DORGER, KENNETH, PETER | Individual | – | CO PRESIDENT/CHIEF COMPLIANCE OFFICER | 07/2006 | 25-50% |
| HEPPLER, THOMAS, NEIL | Individual | – | CO PRESIDENT | 07/2006 | 25-50% |
| LAIRD MRS., MARY KAY A | Individual | – | CHIEF OPERATING OFFICER | 12/2014 | < 5% |
| King, David, Franklin | Individual | – | VICE PRESIDENT, CONSULTANT | 01/2017 | 5-10% |
| Dunlap, Andrew | Individual | – | VICE PRESIDENT, CONSULTANT | 01/2017 | 5-10% |