Hedge Fund Database

FIDUCIARY COUNSELLING INC

Adviser information for FIDUCIARY COUNSELLING INC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Minnesota, United States

Employees

Total Number of Employees 88
Investment Advisory/Research 18
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 19
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,474 $3.7B
Non-Discretionary 217 $5.8B
Total 1,691 $9.5B

Clients

Type Number RAUM
Individuals 1,036 $673.0M
HNW Individuals 548 $7.7B
Banking or thrift institutions 0 $0
Investment companies 4 $352,328
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 25 $419.3M
State or municipal gov entities 0 $0
Other investment advisers 1 $2.5M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 77 $647.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshopsSTRATEGY/ALLOCATION ADVICE FOR INVESTMENT COMPANIES AND PRIVATE FUNDS; INVESTMENT RECOMMENDATIONS FOR PRIVATE FUNDS
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-4158
SEC ERA File Number 801-4158
SEC CIK Numbers 1270764
SEC CRD Numbers 104753
Legal Entity Identifier None

Principal Office

30 EAST 7TH STREET, SUITE 2000
ST PAUL
MN
United States
Monday - Friday, 8:00AM - 4:45PM
Tel: 651-228-0935, Fax: 651-215-4493

Chief Compliance Officer

JASON K. MITCHELL
30 EAST 7TH STREET, SUITE 2000
ST PAUL
MN
United States
Tel: 651-215-4402
Fax: 651-215-4493
(Full email address available in API data)

Regulatory Contact

KAREN P. RAU
SENIOR COMPLIANCE ANALYST
30 EAST 7TH STREET, SUITE 2000
ST PAUL
MN
United States
Tel: 651-215-4414
Fax: 651-215-4493
(Full email address available in API data)

Industry Affiliates

FIDUCIARY SERVICES COMPANY, LLC Trust company

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BURNS, ANN, BARRY Individual – DIRECTOR 08/2008 < 5%
MCKINLEY, MARY, JULIE Individual – PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR 02/2011 < 5%
WEINSTEIN, STEVEN, BARRY Individual – DIRECTOR 12/2011 < 5%
CASTELLANO, JAMES, GUY Individual – DIRECTOR 03/2012 < 5%
CLIFFORD, SHARI, LYNN Individual – CHIEF FINANCIAL OFFICER 02/2014 < 5%
GREINER-QUIETT, ELIZABETH, ANN Individual – CHIEF OPERATIONS OFFICER 10/2014 < 5%
MITCHELL, JASON, KEITH Individual – CHIEF COMPLIANCE OFFICER 03/2021 < 5%
LANG, ANDREW, EDWARD Individual – CHIEF INVESTMENT OFFICER 04/2022 < 5%
LINEBERRY, DOUGLAS, JAY Individual – CHIEF TRUST OFFICER 04/2022 < 5%
CASSIOPEIA HOLDINGS COMPANY Domestic Entity – SHAREHOLDER 04/2023 > 75%
TIES THAT BIND PURPOSE TRUST Domestic Entity CASSIOPEIA HOLDINGS COMPANY SHAREHOLDER 04/2023 > 75%
FIDUCIARY SERVICES COMPANY, LLC Domestic Entity TIES THAT BIND PURPOSE TRUST TRUSTEE 04/2023
FIELDS, AMY, G Individual – DIRECTOR 12/2023 < 5%

No. Employees, Historic

9045020202021202220232024202574 on 2/25/202074 on 3/16/202074 on 6/23/202076 on 3/25/202176 on 3/26/202178 on 3/22/202278 on 4/18/202278 on 5/20/202284 on 3/10/202384 on 5/1/202384 on 10/3/202384 on 1/2/202488 on 3/12/2024

RAUM, Historic

20B10B02020202120222023202420255751115655 on 2/25/20207660462858 on 3/16/20207660462858 on 6/23/20209116006224 on 3/25/20219116006224 on 3/26/202111435637725 on 3/22/202211435637725 on 4/18/202211435637725 on 5/20/202211563849942 on 3/10/202311563849942 on 5/1/202311563849942 on 10/3/202311563849942 on 1/2/20249488550771 on 3/12/2024

No. Clients, Historic

2,0001,00002020202120222023202420251487 on 2/25/20201549 on 3/16/20201549 on 6/23/20201608 on 3/25/20211608 on 3/26/20211648 on 3/22/20221648 on 4/18/20221648 on 5/20/20221667 on 3/10/20231667 on 5/1/20231667 on 10/3/20231667 on 1/2/20241691 on 3/12/2024

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
BERKSHIRE HATHAWAY INC CLASS A 9M 15 –
CLEARWATER PAPER CORP COMMON 97K 2K –
ISHARES INC ESG AWR MSCI EM 88K 3K –
ISHARES TR RUS 1000 ETF 9M 31K –
POTLATCHDELTIC CORPORATION COMMON 5M 116K –
SPDR SER TR S&P OILGAS EXP 294K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 6K –
VANGUARD INDEX FDS S&P 500 ETF SHS 3M 6K –
WEYERHAEUSER CO COMMON 7M 252K –