Hedge Fund Database

AVALON CAPITAL MANAGEMENT

Adviser information for AVALON CAPITAL MANAGEMENT last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 439 $394.5M
Non-Discretionary 4 $6.0M
Total 443 $400.5M

Clients

Type Number RAUM
Individuals 22 $8.0M
HNW Individuals 129 $384.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $6.5M
Charitable organizations <5 $1.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-41657
SEC ERA File Number 801-41657
SEC CIK Numbers 1510809
SEC CRD Numbers 107501
Legal Entity Identifier None

Principal Office

495 SEAPORT COURT STE 106
PORT OF REDWOOD CITY
CA
United States
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 650-306-1500, Fax: 650-306-1499

Websites

www.avaloncapital.com www.linkedin.com/company/2005914/admin/

Chief Compliance Officer

ROSS N. REVENAUGH
PARTNER
495 SEAPORT COURT
SUITE 106
PORT OF REDWOOD CITY
CA
United States
Tel: 650-306-1500
Fax: 650-306-1499
(Full email address available in API data)

Regulatory Contact

CLARA BASILE
PARTNER/CHIEF EXECUTIVE OFFICER
495 SEAPORT COURT
SUITE 106
PORT OF REDWOOD CITY
CA
United States
Tel: 650-306-1500
Fax: 650-306-1499
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BASILE, CLARA Individual – PARTNER/CHIEF EXECUTIVE OFFICER 03/2016 50-75%
REVENAUGH, ROSS, NORMAN Individual – PARTNER/CHIEF COMPLIANCE OFFICER 08/2021 25-50%
Nightingale, Steven, Roy Individual – SHAREHOLDER 08/2021 5-10%

No. Employees, Historic

10502020202120222023202420254 on 3/31/20204 on 3/31/20204 on 6/30/20204 on 7/1/20204 on 7/29/20205 on 3/18/20215 on 3/31/20215 on 9/24/20215 on 10/4/20213 on 10/4/20213 on 10/7/20213 on 10/7/20213 on 3/18/20223 on 2/21/20233 on 1/30/20243 on 1/31/2024

RAUM, Historic

500M250M0202020212022202320242025246185300 on 3/31/2020246185300 on 3/31/2020246185300 on 6/30/2020246185300 on 7/1/2020246185300 on 7/29/2020300585850 on 3/18/2021300585850 on 3/31/2021300585850 on 9/24/2021300585850 on 10/4/2021300585850 on 10/4/2021300585850 on 10/7/2021300585850 on 10/7/2021339185647 on 3/18/2022371587300 on 2/21/2023400485839 on 1/30/2024400485839 on 1/31/2024

No. Clients, Historic

2001000202020212022202320242025119 on 3/31/2020119 on 3/31/2020119 on 6/30/2020119 on 7/1/2020119 on 7/29/2020135 on 3/18/2021135 on 3/31/2021135 on 9/24/2021135 on 10/4/2021135 on 10/4/2021135 on 10/7/2021135 on 10/7/2021147 on 3/18/2022162 on 2/21/2023151 on 1/30/2024151 on 1/31/2024

Holdings

From latest 13F, filed July 24th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
2023 ETF SERIES TRUST II GMO US QUALITY E 235K 8K –
ADOBE INC COM 1M 2K –
ADVANCED MICRO DEVICES INC COM 635K 4K –
ADVISORS INNER CIRCLE FD III DEMOCRACY INTERN 377K 15K –
AGILENT TECHNOLOGIES INC COM 507K 4K –
AGNICO EAGLE MINES LTD COM 417K 6K –
AIR PRODS & CHEMS INC COM 447K 2K –
ALPHABET INC CAP STK CL A 36M 197K –
ALPHABET INC CAP STK CL C 22M 122K –
AMAZON COM INC COM 16M 81K –
AMPLIFY ETF TR CWP ENHANCED DIV 3M 88K –
APPLE INC COM 15M 69K –
APPLIED MATLS INC COM 313K 1K –
AQUA METALS INC COM 5K 15K –
ARISTA NETWORKS INC COM 731K 2K –
BANK MONTREAL QUE COM 365K 4K –
BARRICK GOLD CORP COM 351K 21K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 3M 7K –
BLACKSTONE INC COM 659K 5K –
BROOKFIELD INFRAST PARTNERS LP INT UNIT 597K 22K –
CHEVRON CORP NEW COM 483K 3K –
CISCO SYS INC COM 8M 161K –
CLEVELAND-CLIFFS INC NEW COM 215K 14K –
COSTCO WHSL CORP NEW COM 1M 2K –
DANAHER CORPORATION COM 950K 4K –
DENISON MINES CORP COM 40K 20K –
DISNEY WALT CO COM 2M 23K –
EDWARDS LIFESCIENCES CORP COM 481K 5K –
ELI LILLY & CO COM 5M 6K –
ENERGY TRANSFER L P COM UT LTD PTN 1M 77K –
ETF SER SOLUTIONS DISTILLATE US 1M 22K –
FREEPORT-MCMORAN INC CL B 277K 6K –
GLOBAL X FDS GLOBAL X COPPER 780K 17K –
GOLDMAN SACHS ETF TR ACES ULTRA SHR 1M 23K –
GOLDMAN SACHS ETF TR S&P 500 CORE PRE 2M 47K –
HECLA MNG CO COM 330K 68K –
HEICO CORP NEW COM 808K 4K –
HEWLETT PACKARD ENTERPRISE C COM 320K 15K –
HONEYWELL INTL INC COM 260K 1K –
HP INC COM 431K 12K –
INNOVATOR ETFS TRUST US SML CP PWR B 3M 90K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 2M 11K –
INVESCO EXCHANGE TRADED FD T WATER RES ETF 4M 59K –
INVESCO QQQ TR UNIT SER 1 879K 2K –
ISHARES GOLD TR ISHARES NEW 2M 34K –
ISHARES INC MSCI GLB SLV&MTL 1M 95K –
ISHARES INC CORE MSCI EMKT 320K 6K –
ISHARES S&P GSCI COMMODITY- UNIT BEN INT 9M 414K –
ISHARES TR 10-20 YR TRS ETF 278K 3K –
ISHARES TR GRWT ALLOCAT ETF 823K 15K –
ISHARES TR 7-10 YR TRSY BD 706K 8K –
ISHARES TR 1 3 YR TREAS BD 3M 31K –
ISHARES TR MSCI USA QLT FCT 7M 39K –
ISHARES TR 20 YR TR BD ETF 19M 212K –
ISHARES TR US TREAS BD ETF 10M 442K –
ISHARES TR NORTH AMERN NAT 807K 18K –
ISHARES TR ASIA 50 ETF 2M 30K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 5M 89K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 222K 4K –
JOHNSON & JOHNSON COM 447K 3K –
JPMORGAN CHASE & CO. COM 338K 2K –
KEYSIGHT TECHNOLOGIES INC COM 267K 2K –
KINDER MORGAN INC DEL COM 298K 15K –
LEUTHOLD FDS INC CORE ETF 1M 38K –
MARVELL TECHNOLOGY INC COM 4M 56K –
MASTERCARD INCORPORATED CL A 375K 850 –
MERCK & CO INC COM 1M 8K –
META PLATFORMS INC CL A 691K 1K –
MICROSOFT CORP COM 17M 38K –
MPLX LP COM UNIT REP LTD 496K 12K –
NETFLIX INC COM 327K 485 –
NEXTERA ENERGY INC COM 238K 3K –
NVIDIA CORPORATION COM 1M 12K –
OCCIDENTAL PETE CORP COM 266K 4K –
ORACLE CORP COM 1M 10K –
PACER FDS TR PACER US SMALL 2M 57K –
PACER FDS TR US CASH COWS 100 3M 55K –
PEPSICO INC COM 560K 3K –
PINTEREST INC CL A 216K 5K –
PROCTER AND GAMBLE CO COM 566K 3K –
REPUBLIC SVCS INC COM 239K 1K –
ROPER TECHNOLOGIES INC COM 265K 470 –
S&P GLOBAL INC COM 289K 649 –
SANDSTORM GOLD LTD COM NEW 136K 25K –
SCHWAB CHARLES CORP COM 578K 8K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 805K 10K –
SEABRIDGE GOLD INC COM 141K 10K –
SELECT SECTOR SPDR TR TECHNOLOGY 719K 3K –
SELECT SECTOR SPDR TR FINANCIAL 208K 5K –
SELECT SECTOR SPDR TR INDL 502K 4K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 6M 41K –
SELECT SECTOR SPDR TR SBI INT-UTILS 7M 105K –
SERVICENOW INC COM 359K 456 –
SPDR DOW JONES INDL AVERAGE UT SER 1 359K 917 –
SPDR GOLD TR GOLD SHS 13M 63K –
SPDR S&P 500 ETF TR TR UNIT 777K 1K –
SPDR SER TR AEROSPACE DEF 521K 4K –
SPROTT FDS TR URANIUM MINERS E 1M 30K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 409K 2K –
TCW ETF TRUST TRANSFORM SYSTEM 3M 45K –
TESLA INC COM 1M 7K –
TEXAS INSTRS INC COM 364K 2K –
THE TRADE DESK INC COM CL A 1M 15K –
THERMO FISHER SCIENTIFIC INC COM 220K 397 –
UNITEDHEALTH GROUP INC COM 235K 461 –
VANECK ETF TRUST MORNINGSTAR SMID 2M 66K –
VANECK ETF TRUST SEMICONDUCTR ETF 6M 23K –
VANECK ETF TRUST NATURAL RESOURC 502K 10K –
VANECK ETF TRUST INDIA GROWTH LDR 2M 32K –
VANECK ETF TRUST GOLD MINERS ETF 14M 415K –
VANECK ETF TRUST URANIUM AND NUCL 234K 3K –
VANECK ETF TRUST MRNGSTR WDE MOAT 6M 70K –
VANGUARD INDEX FDS S&P 500 ETF SHS 393K 787 –
VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 319K 4K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 230K 2K –
VANGUARD WORLD FD INF TECH ETF 413K 717 –
VANGUARD WORLD FD ENERGY ETF 518K 4K –
VERIZON COMMUNICATIONS INC COM 456K 11K –
VISA INC COM CL A 1M 5K –
WISDOMTREE TR US QTLY DIV GRT 4M 48K –