Hedge Fund Database

AMERICA FIRST INVESTMENT ADVISORS LLC

Adviser information for AMERICA FIRST INVESTMENT ADVISORS LLC last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 567 $476.0M
Non-Discretionary 0 $0
Total 567 $476.0M

Clients

Type Number RAUM
Individuals 100 $50.8M
HNW Individuals 139 $421.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 3 $2.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 1 $1.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters
Compensation % of AUM

Identifiers

SEC RIA File Number 801-41702
SEC ERA File Number 801-41702
SEC CIK Numbers 1308778
SEC CRD Numbers 106984
Legal Entity Identifier None

Principal Office

10050 REGENCY CIRCLE, SUITE 515
OMAHA
NE
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 402-991-3388, Fax: 402-718-9431

Websites

www.linkedin.com/company/53949644 www.am1st.com

Chief Compliance Officer

ERIC MICHAEL BALL
CHIEF EXECUTIVE OFFICER, MANAGER
10050 REGENCY CIRCLE, SUITE 515
OMAHA
NE
United States
Tel: 402-991-0994
Fax: 402-718-9431
(Full email address available in API data)

Regulatory Contact

DREW HOLLOWAY
CONTROLLER
10050 REGENCY CIRCLE, SUITE 515
OMAHA
NE
United States
Tel: 402-991-5651

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BALL, ERIC, MICHAEL Individual – CHIEF EXECUTIVE OFFICER, MANAGER, CHIEF COMPLIANCE OFFICER 10/2002 < 5%
AFIA HOLDINGS LLC Domestic Entity – 100% MEMBER 10/2014 > 75%
DUNAWAY, BARRY, WARD Individual – MANAGING DIRECTOR, DIRECTOR OF RESEARCH 07/2006 < 5%
GUTHRIE, DAVID, ALLEN Individual – VICE PRESIDENT 02/2011 < 5%
WIESE, KATERINA, MEDELSKA Individual – FINANCIAL PLANNER, VICE PRESIDENT 02/2019 < 5%
HOLLOWAY, MATTHEW, JAMES Individual – FINANCIAL PLANNER, CHIEF OPERATING OFFICER, CHIEF INFORMATION SECURITY OFFICER 09/2014 < 5%
BALL, ERIC, MICHAEL Individual AFIA HOLDINGS LLC CHIEF EXECUTIVE OFFICER, MANAGER, CHIEF COMPLIANCE OFFICER 10/2014 25-50%
BYRNE, AMY, LYNN Individual – CLIENT CARE OFFICER 04/2019 < 5%
Krauss, Katherine Individual AFIA HOLDINGS LLC OWNER 01/2023 25-50%

No. Employees, Historic

105020192020202120222023202420257 on 4/12/20196 on 7/10/20196 on 1/27/20206 on 5/6/20206 on 7/8/20206 on 7/10/20206 on 8/12/20206 on 2/3/20216 on 9/1/20216 on 10/14/20216 on 11/9/20216 on 1/24/20226 on 1/27/20226 on 10/24/20226 on 1/17/20236 on 2/3/20236 on 2/3/20237 on 11/15/20237 on 11/26/20237 on 2/15/2024

RAUM, Historic

500M250M02019202020212022202320242025348002581 on 4/12/2019348002581 on 7/10/2019399266374 on 1/27/2020399266374 on 5/6/2020399266374 on 7/8/2020399266374 on 7/10/2020399266374 on 8/12/2020388314405 on 2/3/2021388314405 on 9/1/2021388314405 on 10/14/2021388314405 on 11/9/2021463616637 on 1/24/2022463616637 on 1/27/2022463616637 on 10/24/2022463616637 on 1/17/2023425093698 on 2/3/2023425093698 on 2/3/2023425093698 on 11/15/2023425093698 on 11/26/2023475961862 on 2/15/2024

No. Clients, Historic

30015002019202020212022202320242025276 on 4/12/2019276 on 7/10/2019262 on 1/27/2020262 on 5/6/2020262 on 7/8/2020262 on 7/10/2020262 on 8/12/2020250 on 2/3/2021250 on 9/1/2021250 on 10/14/2021250 on 11/9/2021248 on 1/24/2022248 on 1/27/2022248 on 10/24/2022248 on 1/17/2023245 on 2/3/2023245 on 2/3/2023245 on 11/15/2023245 on 11/26/2023243 on 2/15/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Apple Inc. COM 2M 8K 0
Abbott Laboratories COM 19M 184K 0
Automatic Data Processin COM 21M 88K 0
Agnico Eagle Mines Ltd COM 97K 1K 0
American Electric Power COM 526 6 0
Amazon.com Inc. COM 28M 145K 0
ASML Holding NV COM 80K 78 0
Brookfield Asset Managem COM 18M 462K 0
Brookfield Corp. CL A LTD VT S 19M 465K 0
Berkshire Hathaway A CL A 11M 18 0
Berkshire Hathaway B CL B 4M 11K 0
Caterpillar Inc. COM 64K 192 0
Clorox Co. COM 10M 75K 0
CME Group Inc. COM CL A 19M 96K 0
ConocoPhillips COM 114K 1K 0
Cardiff Oncology Inc COM 9K 4K 0
Chevron Corp. COM 586K 4K 0
Walt Disney Co. COM 54K 540 0
Devon Energy Corp. COM 7K 151 0
Enbridge Inc. COM 18M 512K 0
Invesco Russell 1000 Equ ETF 17K 371 0
iShares MSCI Europe Fina ETF 95K 4K 0
Freeport-McMoran Inc. COM 30K 621 0
Fresenius Medical Care A SPONSORED ADR 10K 538 0
Franco-Nevada Corp. COM 18M 155K 0
General Dynamics Corp. COM 556K 2K 0
Greystone Housing Impact BEN UNIT CTF 2M 117K 0
Alphabet Inc. - Cl A CL A 25M 140K 0
GlaxoSmithKline Plc ADR 15K 400 0
Home Depot Inc. COM 52K 150 0
Haleon PLC ADR 4K 500 0
Hershey Foods Corp. COM 591K 3K 0
Intel Corp. COM 25K 820 0
Johnson & Johnson COM 18M 124K 0
JP Morgan Chase & Co. COM 512K 3K 0
Coca-Cola Co. COM 1M 17K 0
Eli Lilly & Co. COM 273K 301 0
Mastercard Inc. CL A 20M 45K 0
Mondelez Intl Inc Cl A CL A 75K 1K 0
Medtronic Inc. SHS 55K 695 0
MetLife Inc. COM 37K 530 0
Meta Platforms, Inc. CL A 222K 440 0
MFA Financial Inc. COM 346K 33K 0
Merck & Co Inc. COM 144K 1K 0
Morgan Stanley COM 54K 556 0
Microsoft Corp. COM 1M 3K 0
Micron Technology Inc. COM 439K 3K 0
Netflix Inc. COM 86K 128 0
New Gold Inc. COM 44K 23K 0
ONEOK Inc. COM 98K 1K 0
Oracle Corp. COM 230K 2K 0
Paramount Global Class B COM 4K 432 0
Pepsico Inc. COM 465K 3K 0
Pfizer Inc. COM 17M 614K 0
The Procter & Gamble Co. COM 741K 4K 0
Palantir Technologies In COM 30M 1M 0
Phillips 66 COM 999K 7K 0
Invesco QQQ UNIT SER 1 310K 648 0
Royal Gold Inc. COM 20M 164K 0
Invesco S&P 500 Equal We ETF 428K 3K 0
Sealed Air Corp. COM 7K 200 0
iShares 1-3 Year Treasur ETF 30M 370K 0
SPDR S&P 500 TR UNIT 602K 1K 0
Stryker Corp. COM 17K 51 0
AT&T Inc. COM 5K 254 0
Tesla Inc. COM 301K 2K 0
Taiwan Semiconductor Co. ADR 61K 353 0
Tyson Foods Inc. CL A 20K 350 0
TotalEnergies SE ADR 48K 717 0
Union Pacific Corp. COM 56K 249 0
US Bancorp. COM 2M 57K 0
Visa Inc. COM CL A 19M 73K 0
Verizon Communications I COM 10K 253 0
Warner Bros Discovery In COM 454 61 0
Wells Fargo Co. COM 20K 341 0
Williams Cos. Inc. COM 38K 883 0
Walmart Inc. COM 75K 1K 0
WR Berkley Corp. COM 22M 284K 0
SPDR Energy Select Secto ETF 33K 360 0
Exxon Mobil Corp. COM 22K 191 0