CRESCENT STERLING LTD.
CRESCENT STERLING LTD Legal Name
Adviser information for CRESCENT STERLING LTD. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Louisiana, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 525 | $185.7M |
| Non-Discretionary | 2 | $26.7M |
| Total | 527 | $212.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 169 | $43.2M |
| HNW Individuals | 63 | $142.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $26.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $508,000 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPORTFOLIO MANAGEMENT FOR CHARITABLE ORGANIZATIONS |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-41821 |
|---|---|
| SEC ERA File Number | 801-41821 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106633 |
| Legal Entity Identifier | None |
Principal Office
4415 SHORES DRIVESUITE 250
METAIRIE
LA
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 504-885-1135, Fax: 504-885-1995
Websites
Chief Compliance Officer
THOMPSON, WILLIAM HOWARD
PRESIDENT & CHIEF COMPLIANCE OFFICER
4415 SHORES DRIVE
SUITE 250
METAIRIE
LA
United States
Tel:
(504) 885-1135
Fax:
(504) 885-1995
H********@*******************M
(Full email address available in API data)
Regulatory Contact
NOBILE, MICHAEL
VICE PRESIDENT
4415 SHORES DRIVE
SUITE 250
METAIRIE
LA
United States
Tel:
(504) 885-1135
Fax:
(504) 885-1995
M******@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THOMPSON, WILLIAM, HOWARD | Individual | – | PRESIDENT/TREASURER/CHIEF COMPLIANCE OFFICER | 08/1992 | > 75% |