SILICON VALLEY WEALTH ADVISORS, LLC
Adviser information for SILICON VALLEY WEALTH ADVISORS, LLC last updated from Form ADV on November 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 786 | $326.6M |
| Non-Discretionary | 10 | $2.5M |
| Total | 796 | $329.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 142 | $57.2M |
| HNW Individuals | 110 | $270.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 3 | $1.3M |
| Charitable organizations | 1 | $546,583 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-41892 |
|---|---|
| SEC ERA File Number | 801-41892 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106017 |
| Legal Entity Identifier | None |
Principal Office
3190 S. BASCOM AVENUESUITE 210
SAN JOSE
CA
United States
Monday - Friday, 9:00 AM - 5:00 PM FRIDAYS: 9:00 AM - 3:00PM
Tel: 408-688-0888, Fax: 408-688-0880
Chief Compliance Officer
TRACY LASECKE
CHIEF EXECUTIVE OFFICER
3190 S. BASCOM AVENUE
SUITE 210
SAN JOSE
CA
United States
Tel:
408-688-0888
Fax:
408-688-0880
T****@**************M
(Full email address available in API data)
Regulatory Contact
R. SCOTT PONDER
SENIOR WEALTH MANAGER
755 MAIN STREET
HALF MOON BAY
CA
United States
Tel:
650-726-0850
Fax:
408-688-0880
R*****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Lasecke, Tracy, Frank | Individual | – | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER,CHIEF COMPLIANCE OFFICER | 03/2006 | > 75% |
| PONDER, RANDALL, SCOTT | Individual | – | SENIOR WEALTH ADVISOR | 01/2020 | 10-25% |