THOMAS WHITE INTERNATIONAL LTD
Adviser information for THOMAS WHITE INTERNATIONAL LTD last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 851 | $461.1M |
| Non-Discretionary | 0 | $0 |
| Total | 851 | $461.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 589 | $100.5M |
| HNW Individuals | 73 | $72.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 13 | $28.9M |
| Charitable organizations | 55 | $93.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $2.0M |
| Corporations or other businesses | 104 | $39.7M |
| Other | <5 | $124.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 5 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 277.9M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| KEYBANK SMA PROGRAM | KEYBANK NATIONAL ASSOCIATION |
| UBS ACCESS | UBS FINANCIAL SERVICES INC. |
| MANAGER ACCESS SELECT PROGRAM | LPL FINANCIAL LLC |
| SUB-ADVISORY PROGRAM | ENVESTNET PMC |
| MANAGED ACCOUNT PROGRAM | ROBERT W. BAIRD & CO. INCORPORATED |
| MANAGER SELECT PROGRAM | LPL FINANCIAL LLC |
| STRATEGIC WEALTH PORTFOLIO PROGRAM | UBS FINANCIAL SERVICES INC. |
| MANAGED ACCOUNT SELECT | CHARLES SCHWAB & CO., INC. |
| MANAGED ACCOUNT ACCESS | CHARLES SCHWAB & CO., INC. |
Principal Office
425 S FINANCIAL PLACESUITE 3900
CHICAGO
IL
United States
Monday - Friday, 8AM - 5PM
Tel: 312-663-8300, Fax: 312-663-8323
Chief Compliance Officer
JAMES R CONNER
CHIEF COMPLIANCE OFFICER
425 S FINANCIAL PLACE
SUITE 3900
CHICAGO
IL
United States
Tel:
312-663-8308
Fax:
312-663-8323
R******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JACKMAN, DOUGLAS, MCKEE | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2018 | 10-25% |
| CONNER, JAMES, RYAN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2011 | 5-10% |
| MCNERNEY, GABRIEL, JOSEPH | Individual | – | DIRECTOR | 04/2016 | 10-25% |
| ZHANG, JINWEN | Individual | – | DIRECTOR | 04/2016 | 10-25% |
| WU, JIANZHONG | Individual | – | DIRECTOR | 09/2018 | 5-10% |
| MA, YANHUI | Individual | – | SENIOR VICE PRESIDENT | 09/2018 | 5-10% |
| CHEN, XIAO, YAN | Individual | – | DIRECTOR | 09/2018 | 5-10% |
| LI, WEI | Individual | – | CHAIRMAN | 09/2018 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2023 for period ending June 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABB LTD ADR | ADR | 605K | 15K | – |
| Abbott Laboratories | COM | 891K | 8K | – |
| AbbVie Inc | COM | 618K | 5K | – |
| Adobe Inc | COM | 1M | 3K | – |
| Advanced Micro Devices Inc | COM | 713K | 6K | – |
| Agilent Technologies Inc | COM | 251K | 2K | – |
| AIRBUS SE ADR | ADR | 3M | 84K | – |
| Akamai Technologies Inc | COM | 146K | 2K | – |
| ALFA LAVAL AB SWEDEN ADR | ADR | 533K | 15K | – |
| ALIBABA GROUP HOLDING LTD ADR | ADS | 8M | 96K | – |
| Alliant Energy Corporation | COM | 1M | 24K | – |
| Alphabet Inc Class C | CAP STK CL C | 2M | 19K | – |
| Alphabet Inc Class A | CAP STK CL A | 2M | 19K | – |
| Amazon com Inc | COM | 2M | 19K | – |
| Ameren Corporation | COM | 1M | 14K | – |
| American Express Company | COM | 989K | 6K | – |
| American Tower Corp | COM | 428K | 2K | – |
| AmerisourceBergen Corp | COM | 288K | 1K | – |
| Ameriprise Financial Inc | COM | 1M | 4K | – |
| AMETEK Inc | COM | 291K | 2K | – |
| Analog Devices Inc | COM | 895K | 5K | – |
| ANGLO AMERN PLC ADR | ADR | 5K | 347 | – |
| ANSYS Inc | COM | 197K | 597 | – |
| Elevance Health Inc | COM | 5K | 11 | – |
| Apple Inc | COM | 6M | 31K | – |
| Applied Materials Inc | COM | 1M | 10K | – |
| ARCELORMITTAL NY REG SH | NY REG SH | 3M | 97K | – |
| Arista Networks Inc | COM | 368K | 2K | – |
| Assurant Inc | COM | 148K | 1K | – |
| ASTRAZENECA PLC ADR | ADR | 4M | 56K | – |
| AutoZone Inc | COM | 1M | 558 | – |
| AvalonBay Communities Inc | COM | 1M | 7K | – |
| BAE SYSTEM PLC ADR | ADR | 3M | 56K | – |
| BYD CO LTD ADR | ADR | 7M | 107K | – |
| BAIDU INC ADR REP A | ADR REP A | 5M | 34K | – |
| Ball Corporation | COM | 536K | 9K | – |
| Bank of America Corporation | COM | 1M | 38K | – |
| BARCLAYS PLC ADR | ADR | 2M | 314K | – |
| Becton Dickinson and Company | COM | 626K | 2K | – |
| BIDVEST GROUP LTD ADR | ADR | 3M | 105K | – |
| Booking Holdings Inc | COM | 1M | 408 | – |
| Boston Scientific Corporation | COM | 700K | 13K | – |
| Bristol Myers Squibb Company | COM | 1M | 18K | – |
| Broadcom Inc | COM | 1M | 1K | – |
| Brunswick Corp | COM | 178K | 2K | – |
| Cigna Corporation | COM | 858K | 3K | – |
| CMS Energy Corporation | COM | 539K | 9K | – |
| CSL LTD ADR | ADR | 3M | 31K | – |
| CSX Corporation | COM | 601K | 18K | – |
| Cadence Design Systems Inc | COM | 391K | 2K | – |
| CANADIAN PACIFIC KANSAS CITY | COM | 452K | 6K | – |
| Carlisle Companies Incorporate | COM | 1M | 4K | – |
| Caterpillar Inc | COM | 2M | 7K | – |
| Centene Corp | COM | 101K | 1K | – |
| CENTRAL JAPAN RAILWAY CO ADR | ADR | 2M | 174K | – |
| Charles River Laboratories Int | COM | 188K | 895 | – |
| CHINA LONGYUAN POWER GROUP ADR | ADR | 2M | 157K | – |
| CHINA CONSTR BANK CORP ADR | ADR | 4M | 281K | – |
| CHINA MERCHANTS BANK CO LTD ADR | ADR | 2M | 109K | – |
| Church and Dwight Co Inc | COM | 1M | 11K | – |
| Cisco Systems Inc | COM | 549K | 11K | – |
| CONTROLADORA VUELA CIA DE AVIA | ADR | 2M | 122K | – |
| Cooper Companies Inc | COM | 114K | 297 | – |
| Corteva Inc | COM | 921K | 16K | – |
| Cummins Inc | COM | 181K | 740 | – |
| DBS GROUP HLDGS LTD ADR | ADR | 4M | 43K | – |
| D R Horton Inc | COM | 709K | 6K | – |
| DTE Energy Company | COM | 129K | 1K | – |
| Danaher Corporation | COM | 892K | 4K | – |
| Darden Restaurants Inc | COM | 154K | 922 | – |
| DEUTSCHE TELEKOM AG ADR | ADR | 6M | 270K | – |
| DIAGEO PLC ADR | ADR NEW | 3M | 17K | – |
| Diamondback Energy Inc | COM | 251K | 2K | – |
| Digital Realty Trust Inc | COM | 101K | 886 | – |
| DOCTOR REDDYS LABS LTD ADR | ADR | 4M | 62K | – |
| ENI SPA ADR | ADR | 9K | 300 | – |
| ENN ENERGY HLDGS LTD ADR | ADR | 2M | 35K | – |
| EastGroup Properties Inc | COM | 319K | 2K | – |
| EMBRAER SA ADR | ADS | 5M | 331K | – |
| Equinix Inc | COM | 684K | 872 | – |
| Extra Space Storage Inc | COM | 221K | 1K | – |
| Meta Platforms Inc Cl A | CL A | 2M | 7K | – |
| Fidelity National Information | COM | 97K | 2K | – |
| Ford Motor Company | COM | 167K | 11K | – |
| Fortinet Inc | COM | 332K | 4K | – |
| FREEPORT MCMORAN INC | CL B | 4M | 110K | – |
| FRESENIUS SE and CO KGAA ADR | ADR | 80K | 12K | – |
| GXO Logistics Inc | COM | 91K | 1K | – |
| GALAXY ENTERTAINMENT GROUP LTD | ADR | 5M | 170K | – |
| General Dynamics Corporation | COM | 1M | 5K | – |
| General Motors Company | COM | 427K | 11K | – |
| Gilead Sciences Inc | COM | 361K | 5K | – |
| GLENCORE PLC ADR | ADR | 10M | 876K | – |
| Grainger W W Inc | COM | 352K | 446 | – |
| GRIFOLS SA ADR REP B NVT | ADR REP B NVT | 546K | 60K | – |
| GRUPO TELEVISA SAB ADR | ADR REP ORD | 2M | 352K | – |
| GRUPO FINANCIERO BANORTE SA ADR | ADR | 3M | 81K | – |
| HDFC BANK LTD ADR | ADR | 10M | 143K | – |
| HSBC HLDGS PLC ADR | ADR | 4M | 112K | – |
| Hartford Finl Services Group | COM | 685K | 10K | – |
| Hershey Company | COM | 435K | 2K | – |
| Hexcel Corp | COM | 626K | 8K | – |
| HITACHI LTD ADR | ADR | 4M | 35K | – |
| Home Depot Inc | COM | 751K | 2K | – |
| Honeywell International Inc | COM | 1M | 5K | – |
| HOYA CORP ADR | ADR | 2M | 18K | – |
| Huntington Ingalls Inds Inc | COM | 134K | 589 | – |
| IBERDROLA SA ADR | ADR | 3M | 58K | – |
| ICICI BANK LTD ADR | ADR | 9M | 379K | – |
| Imperial Brands PLC ADR | ADR | 373K | 17K | – |
| INFOSYS LTD ADR | ADR | 6M | 359K | – |
| ING GROEP NV ADR | ADR | 2M | 142K | – |
| INPEX CORP ADR | ADR | 4M | 401K | – |
| Intercontinental Exchange Inc | COM | 575K | 5K | – |
| Intesa Sanpaolo SpA ADR | ADR | 523K | 33K | – |
| Intuit Inc | COM | 873K | 2K | – |
| Invesco Global Clean Energy ETF | ETF | 211K | 11K | – |
| ISHARES MSCI EMERGING MKTS ETF | ETF | 945K | 24K | – |
| iShares Russell 1000 Growth ETF | ETF | 2M | 7K | – |
| ISHARES MSCI ACWI EX US ETF | ETF | 245K | 5K | – |
| ISHARES MSCI EUROPE FINL ETF | ETF | 2K | 113 | – |
| ISHARES MSCI EMexCHINA ETF | ETF | 282K | 5K | – |
| JBS SA ADR | ADR | 6M | 846K | – |
| JPMorgan Chase and Co | COM | 2M | 14K | – |
| JD COM INC ADR CL A | ADR CL A | 3M | 102K | – |
| Johnson and Johnson | COM | 1M | 7K | – |
| KB FINANCIAL GROUP INC ADR | ADR | 9M | 236K | – |
| KLA Corporation | COM | 2M | 4K | – |
| KT CORP ADR | ADR | 2M | 156K | – |
| KERRY GROUP PLC ADR | ADR | 3M | 31K | – |
| Keysight Technologies Inc | COM | 326K | 2K | – |
| KOMATSU LTD ADR | ADR | 70K | 3K | – |
| LVMH MOET HENNESSY LOU VUIT ADR | ADR | 3M | 19K | – |
| Laboratory Corp Amer Hldgs | COM | 216K | 896 | – |
| Lam Research Corporation | COM | 293K | 456 | – |
| Estee Lauder Companies Inc | CL A | 558K | 3K | – |
| Lennar Corp Class A | CL A | 282K | 2K | – |
| LI NING CO LTD ADR | ADR | 2M | 12K | – |
| LONDON STOCK EXCHANGE GROUP ADR | ADR | 2M | 86K | – |
| LONZA GROUP AG ADR | ADR | 2M | 30K | – |
| Lowes Companies Inc | COM | 708K | 3K | – |
| MMC NORILSK NICKEL PJSC ADR | ADR | 2K | 741 | – |
| MS and AD INSURANCE GROUP HLDGS | ADR | 4M | 200K | – |
| Marathon Oil Corporation | COM | 1M | 54K | – |
| Marathon Petroleum Corporation | COM | 1M | 12K | – |
| Marriott International Inc | CL A | 895K | 5K | – |
| Martin Marietta Materials Inc | COM | 273K | 592 | – |
| MERCK KGAA ADR | ADR | 39K | 1K | – |
| Merck and Co Inc | COM | 2M | 17K | – |
| Microsoft Corporation | COM | 6M | 17K | – |
| Middleby Corp | COM | 132K | 896 | – |
| Molina Healthcare Inc | COM | 181K | 601 | – |
| Morgan Stanley | COM NEW | 502K | 6K | – |
| Motorola Solutions Inc | COM NEW | 913K | 3K | – |
| NN Group NV ADR | ADR | 478K | 26K | – |
| NEDBANK GROUP LTD ADR | ADR | 2M | 140K | – |
| NESTLE SA ADR | ADR | 4M | 31K | – |
| NIKE Inc Class B | CL B | 987K | 9K | – |
| Norsk Hydro ASA ADR | ADR | 439K | 74K | – |
| NVIDIA Corp | COM | 3M | 7K | – |
| NUTRIEN LTD USR | COM | 3M | 51K | – |
| OMV AG ADR | ADR | 559K | 13K | – |
| O Reilly Automotive Inc | COM | 7K | 7 | – |
| Old Dominion Freight Lines | COM | 1M | 4K | – |
| Orange SA ADR | ADR | 435K | 37K | – |
| Otis Worldwide Corp | COM | 132K | 1K | – |
| PJSC LUKOIL ADR | ADR | 4K | 622 | – |
| PPG Industries Inc | COM | 1M | 7K | – |
| PAN PACIFIC INTL HLDGS CORP ADR | ADR | 3M | 154K | – |
| Parker Hannifin Corporation | COM | 1M | 3K | – |
| Paychex Inc | COM | 583K | 5K | – |
| PayPal Holdings Inc | COM | 866K | 13K | – |
| PepsiCo Inc | COM | 1M | 7K | – |
| PT TELEKOM INDONESIA ADR | ADR | 3M | 119K | – |
| PETROBRAS ADR | ADR | 5M | 392K | – |
| Phillips 66 | COM | 703K | 7K | – |
| PDD HOLDINGS INC ADR CL A | ADS | 6M | 94K | – |
| PING AN INSURANCE ADR | ADR | 763 | 60 | – |
| Pioneer Natural Resources Co | COM | 206K | 995 | – |
| Prologis Inc | COM | 959K | 8K | – |
| Prudential Financial Inc | COM | 864K | 10K | – |
| PRUDENTIAL PLC ADR | ADR | 6M | 226K | – |
| Public Storage | COM | 554K | 2K | – |
| Raytheon Technologies Corp | COM | 623K | 6K | – |
| RECKITT BENCKISER PLC ADR | ADR | 2M | 136K | – |
| Regions Financial Corporation | COM | 257K | 14K | – |
| RENESAS ELECTRONICS CORP ADR | ADR | 5M | 526K | – |
| Republic Services Inc | COM | 249K | 2K | – |
| RIO TINTO PLC ADR | ADR | 2K | 36 | – |
| ROCHE HOLDING AG ADR | ADR | 3M | 76K | – |
| Ross Stores Inc | COM | 134K | 1K | – |
| SHELL PLC ADS | ADS | 13M | 207K | – |
| S and P Global Inc | COM | 661K | 2K | – |
| SBA Communications Corp | CL A | 137K | 593 | – |
| SK TELECOM LTD ADR NEW | ADR | 8M | 399K | – |
| SalesForce Inc | COM | 1M | 5K | – |
| SANOFI ADR | ADR | 2M | 40K | – |
| SANTOS LTD ADR | ADR | 3M | 608K | – |
| Service Corp International | COM | 153K | 2K | – |
| SEVEN and I HLDGS CO LTD ADR | ADR | 3M | 132K | – |
| Sherwin Williams Co | COM | 496K | 2K | – |
| SHINHAN FINANCIAL GROUP ADR | ADR RESTRD | 5M | 183K | – |
| SIEMENS AG ADR | ADR | 4M | 50K | – |
| SILICON MOTION TECHNOLOGY CORP | ADR | 6M | 86K | – |
| SMITH and NEPHEW PLC ADR NEW | ADR | 17K | 514 | – |
| SOUTHERN COPPER CORP | COM | 5K | 70 | – |
| SOUTH32 LTD ADR | ADR | 1M | 115K | – |
| STANDARD BK GROUP LTD ADR | ADR | 1K | 142 | – |
| STANDARD CHARTERED PLC ADS | ADR | 4M | 206K | – |
| State Street Corp | COM | 681K | 9K | – |
| Steel Dynamics Inc | COM | 1M | 12K | – |
| Stryker Corp | COM | 1M | 4K | – |
| SUMITOMO MITSUI FINL GROUP ADR | ADR | 2M | 275K | – |
| SUNNY OPTICAL TECH GRP CO ADR | ADR | 1K | 15 | – |
| SUZANO SA ADR | ADS | 7M | 710K | – |
| SUZUKI MOTOR CORP ADR | ADR | 3M | 18K | – |
| Synopsys Inc | COM | 2M | 4K | – |
| TAIWAN SEMICONDUCTOR MFG ADR | ADR | 20M | 199K | – |
| TECHTRONIC IND LTD ADR | ADR | 12K | 218 | – |
| TENARIS SA ADR | ADS | 2M | 56K | – |
| TENCENT HLDGS LTD ADR | ADR | 10M | 243K | – |
| Thermo Fisher Scientific Inc | COM | 1M | 2K | – |
| TOTALENERGIES SE ADR | ADS | 6M | 104K | – |
| UNICREDIT SPA ADR | ADR | 2M | 213K | – |
| UNITED STATES BRENT OIL FUND LP | ETF | 19K | 753 | – |
| UnitedHealth Group Inc | COM | 2M | 3K | – |
| Vail Resorts Inc | COM | 114K | 454 | – |
| VALE SA ADR | ADS | 3K | 205 | – |
| Valero Energy Corporation | COM | 556K | 5K | – |
| VANGUARD ESG INTL STOCK ETF | ETF | 368K | 7K | – |
| VANGUARD FTSE EMERGING MARKETS | ETF | 4K | 101 | – |
| VEOLIA ENVIRONMENT ADR | ADR | 5M | 286K | – |
| Verisk Analytics Inc | COM | 302K | 1K | – |
| Visa Inc Cl A | COM CL A | 2M | 9K | – |
| WNS HOLDINGS LTD ADR | ADR | 2M | 31K | – |
| WASTE CONNECTIONS INC | COM | 3M | 22K | – |
| WOORI FINANCIAL GROUP INC ADR | ADS | 6K | 211 | – |
| WUXI BIOLOGICS CAYMAN INC ADR | ADR | 2M | 246K | – |
| Xcel Energy Inc | COM | 473K | 8K | – |
| XINYI GLASS HLDGS LTD | ADR | 810 | 26 | – |
| Zimmer Biomet Holdings Inc | COM | 173K | 1K | – |
| ZTO EXPRESS CAYMAN INC ADR | ADS A | 2M | 67K | – |
| Arch Capital Group Ltd | ORD | 354K | 5K | – |
| Eaton Corp plc | SHS | 874K | 4K | – |
| Everest Group Ltd | COM | 253K | 740 | – |
| LINDE PLC SHS | SHS | 3M | 9K | – |
| Medtronic Plc | SHS | 428K | 5K | – |
| STERIS PLC | SHS USD | 134K | 597 | – |
| TECHNIPFMC PLC | COM | 4M | 211K | – |
| Trane Technologies plc | SHS | 256K | 1K | – |
| XP INC | CL A USR | 3K | 107 | – |
| ELBIT SYSTEMS LTD ADR | ORD | 3M | 14K | – |
| ICL Group Ltd USR | SHS | 440K | 80K | – |
| ASML HOLDING NV NY REGISTRY | NY REG SH | 4M | 5K | – |
| LyondellBasell Industries NV | SHS A | 552K | 6K | – |
| STELLANTIS NV SHS | SHS | 2M | 127K | – |
| BANCO LATINOAMERICANO COME | ADR | 655K | 30K | – |
| STAR BULK CARRIERS CORP SHS PA | SHS PAR | 7M | 422K | – |