FINANCIAL SERVICE GROUP INC
Adviser information for FINANCIAL SERVICE GROUP INC last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 891 | $284.2M |
| Non-Discretionary | 0 | $0 |
| Total | 891 | $284.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 168 | $97.6M |
| HNW Individuals | 85 | $186.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesTAX PLANNING & PREPARATOIN |
|---|---|
| Compensation | Hourly chargesFixed feesPERCENTAGE OF NET WORTH & INCOME |
Identifiers
| SEC RIA File Number | 801-41991 |
|---|---|
| SEC ERA File Number | 801-41991 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107893 |
| Legal Entity Identifier | None |
Principal Office
4812 NORTHWESTERN AVENUEMOUNT PLEASANT
WI
United States
Monday - Friday, 8:30 A.M. - 4:30 P.M.
Tel: 262-554-4500, Fax: 262-554-1907
Chief Compliance Officer
JUSTUS MORGAN
PRESIDENT
4812 NORTHWESTERN AVE.
MOUNT PLEASANT
WI
United States
Tel:
262-554-4500
Fax:
262-554-1907
J*****@***************M
(Full email address available in API data)
Regulatory Contact
MICHAEL P HAUBRICH
FOUNDER
4812 NORTHWESTERN AVENUE
MOUNT PLEASANT
WI
United States
Tel:
262-554-4500
Fax:
262-554-1907
M****@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAUBRICH, MICHAEL, PHILLIP | Individual | – | FOUNDER | 02/2022 | 50-75% |
| MORGAN, JUSTUS, BARON | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 03/2004 | 25-50% |