AFFINITY INVESTMENT ADVISORS, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	8
Investment Advisory/Research	6
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	76	$935.5M
Non-Discretionary	1	$2.6M
Total	77	$938.1M

Clients

Type	Number	RAUM
Individuals	45	$17.2M
HNW Individuals	7	$12.1M
Banking or thrift institutions	0	$0
Investment companies	1	$28.7M
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	9	$51.0M
Charitable organizations	5	$18.7M
State or municipal gov entities	<5	$40.1M
Other investment advisers	<5	$768.8M
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	7	$1.6M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	5
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)MODEL PORTFOLIO RECOMMENDATIONS
Compensation	% of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	40.2M
Both for Same	0

Portfolio Manager to Program	Sponsor
NETWORK	WELLS FARGO
MANAGER SELECT	LPL FINANCIAL SERVICES
MAC	CROWELL WEEDON/DA DAVIDSON
IMS	MORGAN STANLEY
OSM	RAYMOND JAMES

Identifiers

SEC RIA File Number	801-42015
SEC ERA File Number	801-42015
SEC CIK Numbers	1520601
SEC CRD Numbers	108278
Legal Entity Identifier	54930091S3HLMLL2VG47

Principal Office

5140 BIRCH STREET
SUITE 300
NEWPORT BEACH
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic