PORTFOLIO MANAGEMENT, LLC
Adviser information for PORTFOLIO MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 334 | $140.2M |
| Non-Discretionary | 0 | $0 |
| Total | 334 | $140.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 70 | $21.7M |
| HNW Individuals | 49 | $118.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-42052 |
|---|---|
| SEC ERA File Number | 801-42052 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107129 |
| Legal Entity Identifier | None |
Principal Office
500 WEST 2ND STREETSUITE 1900
AUSTIN
TX
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 281-494-1919, Fax: 281-742-2554
Websites
Chief Compliance Officer
BRINLEY LEDONNE
VICE PRESIDENT
500 WEST 2ND STREET
SUITE 1900
AUSTIN
TX
United States
Tel:
512-662-8328
Fax:
281-742-2554
A****@***********M
(Full email address available in API data)
Regulatory Contact
RICHARD KRANZ
PRESIDENT
500 WEST 2ND STREET
SUITE 1900
AUSTIN
TX
United States
Tel:
281-494-1919
R*******@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KRANZ, RICHARD, WINTHROP | Individual | – | OWNER/PRESIDENT | 07/1992 | > 75% |
| LeDonne, Brinley, Emma Kranz | Individual | – | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 01/2020 | 10-25% |