ZULAUF ASSET MANAGEMENT AG

Adviser information for ZULAUF ASSET MANAGEMENT AG last updated from Form ADV on June 7th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	MARCH
Legal Location	Switzerland

Employees

Total Number of Employees	2
Investment Advisory/Research	1
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	No

Clients

Type	Number	RAUM
Individuals	56	$0
HNW Individuals	0	$0
Banking or thrift institutions	<5	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	141	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	200
No. of Non-U.S. Clients	48
No. of Financial Planning Clients	0

Services

Advisory Services	Publication of periodicals or newsletters
Compensation	Subscription fees
Other Business Activities	Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number	801-42246
SEC ERA File Number	801-42246
SEC CIK Numbers	None
SEC CRD Numbers	110597
Legal Entity Identifier	None

Principal Office

OBERNEUHOFSTRASSE 3
BAAR
Switzerland

Monday - Friday, 08.00 AM - 05.30 PM

Tel: 004141-724-5701, Fax: 004141-724-5709

Websites

www.zuam.ch

Chief Compliance Officer

KEHL CORNELIA

CHIEF COMPLIANCE OFFICER

OBERNEUHOFSTRASSE 3

BAAR

Switzerland

Tel: 004141-724-5701

Fax: 004141-724-5709

K***@******H

(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners