WYSER-PRATTE MANAGEMENT CO., INC.
Adviser information for WYSER-PRATTE MANAGEMENT CO., INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $52.6M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $52.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $29.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $23.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 80 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-42253 |
|---|---|
| SEC ERA File Number | 801-42253 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106399 |
| Legal Entity Identifier | None |
Principal Office
504 GUARD HILL ROADBEDFORD
NY
United States
Monday - Friday, 9A.M.-5 P.M.
Tel: 914 234 4930, Fax: 914 234 4933
Websites
Chief Compliance Officer
GUY WYSER-PRATTE
CHIEF COMPLIANCE OFFICER
C/O WYSER-PRATTE MANAGEMENT CO., INC.
504 GUARD HILL ROAD
BEDFORD
NY
United States
Tel:
914 234 4930
Fax:
914 234 4933
G************@***************M
(Full email address available in API data)
Regulatory Contact
ROSEMARIE CONNELL
COMPLIANCE CONSULTANT
42 BROADWAY
SUITE 12-129
NEW YORK
NY
United States
Tel:
212 897 1691
Fax:
212 796 1535
R*******@*******************S
(Full email address available in API data)
Industry Affiliates
| GUY WYSER-PRATTE | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EURO-PARTNERS ARBITRAGE FUND | Hedge Fund | $29.0M | $1.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WYSER-PRATTE, GUY, PATRICK | Individual | – | PRESIDENT | 01/1991 | > 75% |
| WYSER-PRATTE, GUY, PATRICK | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2010 | > 75% |