WILLIAM MACK & ASSOCIATES INC
Adviser information for WILLIAM MACK & ASSOCIATES INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 849 | $752.6M |
| Non-Discretionary | 3 | $2.2M |
| Total | 852 | $754.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 664 | $223.4M |
| HNW Individuals | 168 | $505.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 15 | $25.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-42259 |
|---|---|
| SEC ERA File Number | 801-42259 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107377 |
| Legal Entity Identifier | None |
Principal Office
1301 W. LONG LAKE RD., SUITE 115TROY
MI
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 248-643-4310, Fax: 248-643-8205
Websites
Chief Compliance Officer
DAVE DICKINSON
1485 KINGSWOOD TERRACE
HARBOR SPRINGS
MI
United States
Tel:
8508191001
D****@********M
(Full email address available in API data)
Regulatory Contact
DEANNA BINGLEY
COMPLIANCE MANAGER
1301 W. LONG LAKE RD., SUITE 115
TROY
MI
United States
Tel:
248-643-4310
Fax:
248-643-8205
D******@********M
(Full email address available in API data)
Industry Affiliates
| CND FINANCIAL | Other investment adviser, including financial plannersAccountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BUGENSKI, THEODORE, KARL | Individual | – | VICE PRESIDENT | 12/1992 | 10-25% |
| MACK, WILLIAM | Individual | – | PRESIDENT | 04/1992 | > 75% |
| DICKINSON, CHARLES, DAVID | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |