Hedge Fund Database

LINCOLN FINANCIAL ADVISORS CORPORATION

Adviser information for LINCOLN FINANCIAL ADVISORS CORPORATION last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Indiana, United States

Employees

Total Number of Employees 1607
Investment Advisory/Research 940
Registered Broker-Dealer Representatives 1607
Registered State Investment Advisers 1173
Licensed Agents of an Insurance Company 993
No. of Firms/People that Solicit Clients 50

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 23,634 $10.0B
Non-Discretionary 79,429 $27.1B
Total 103,063 $37.1B

Clients

Type Number RAUM
Individuals 101,267 $35.1B
HNW Individuals 253 $605.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 401 $209.3M
Charitable organizations 115 $92.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 944 $1.1B
Other 83 $33.6M
Type Number
No. of Non-RAUM Clients 3800
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 4000

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshopsRETIREMENT PLAN CONSULTING SERVICES PROVIDED ON A LIMITED BASIS.
Compensation % of AUMHourly chargesFixed feesCommissions
Other Business Activities Broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 6.5B
Portfolio Manager 0
Both for Same 31.1M
Portfolio Manager to Program Sponsor
LINCOLN PREMIER SERIES WEALTH MANAGEMENT PROGRAM LINCOLN FINANCIAL ADVISORS CORPORATION
WEALTHLINC LINCOLN FINANCIAL ADVISORS CORPORATION

Identifiers

SEC RIA File Number 801-42530
SEC ERA File Number 801-42530
SEC CIK Numbers None
SEC CRD Numbers 3978
Legal Entity Identifier None

Principal Office

1301 SOUTH HARRISON STREET
FORT WAYNE
IN
United States
Monday - Friday, 8:30 A.M. TO 7:00 P.M.
Tel: 800-237-3813, Fax: 260-455-9798

Websites

www.lfg.com/public/industryprofessional/lincolnfinancialnetwork/aboutlincolnfinancialnetwork www.lfa-sagemark.com www.facebook.com/joinlfn/ www.linkedin.com/showcase/lincoln-financial-advisors/ www.linkedin.com/company/lincoln-financial-group/ instagram.com/lincolnfingroup instagram.com/lincolnfinnetwork www.youtube.com/@lincolnfinancialgrp/videos www.lfg.com www.lfg.com/public/individual/adv twitter.com/join_lfn www.linkedin.com/company/lincoln-financial-network/ www.lfg.com/public/lfa-sagemark/home www.facebook.com/lincolnfinancialgroup twitter.com/lfasocial_media www.linkedin.com/in/lfa-social-media-906a66146/

Chief Compliance Officer

JASON GIBSON
VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION
1301 SOUTH HARRISON STREET
FORT WAYNE
IN
United States
Tel: 260-455-1614
Fax: 260-455-0207
(Full email address available in API data)

Regulatory Contact

HILARY GITCHELL
AVP, REGULATORY AFFAIRS
1301 SOUTH HARRISON STREET
FORT WAYNE
IN
United States
Tel: 603-226-5984
Fax: 260-455-0207
(Full email address available in API data)

Industry Affiliates

CALIFORNIA FRINGE BENEFIT AND INSURANCE MARKETING CORPORATION Insurance company or agency
FIRST PENN-PACIFIC LIFE INSURANCE COMPANY Insurance company or agency
LFA, LIMITED LIABILITY COMPANY Insurance company or agency
LFD INSURANCE AGENCY, LIMITED LIABILITY COMPANY Insurance company or agency
LINCOLN FINANCIAL DISTRIBUTORS, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency
LINCOLN FINANCIAL GROUP TRUST COMPANY, INC. Trust company
LINCOLN FINANCIAL INSURANCE AGENCY INCORPORATED Insurance company or agency
LINCOLN FINANCIAL INVESTMENTS CORPORATION Other investment adviser, including financial planners
LINCOLN FINANCIAL SECURITIES CORPORATION Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agency
LINCOLN INVESTMENT MANAGEMENT COMPANY Other investment adviser, including financial planners
LINCOLN LIFE & ANNUITY COMPANY OF NEW YORK Insurance company or agency
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY Insurance company or agency
WESTFIELD ASSIGNED BENEFITS COMPANY Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY Domestic Entity – SHAREHOLDER 11/2002 > 75%
LINCOLN NATIONAL CORPORATION Domestic Entity THE LINCOLN NATIONAL LIFE INSURANCE COMPANY SHAREHOLDER (HOLDING CO.) 07/1978 > 75%
BERKOWITZ, DAVID S Individual – PRESIDENT AND DIRECTOR 06/2012 < 5%
DIMONDA, JOHN ROBERT Individual – SENIOR VICE PRESIDENT AND DIRECTOR 03/2021 < 5%
CAMPBELL, CLAUDE A. Individual – ASSISTANT VICE PRESIDENT AND AML OFFICER 06/2018 < 5%
SHEFTIC, JEFFREY JUDE Individual – VICE PRESIDENT, CHIEF OPERATIONS OFFICER 03/2021 < 5%
HALLIDAY, MARION STARK Individual – VICE PRESIDENT, CHIEF RISK OFFICER AND DIRECTOR 05/2023 < 5%
WALTERS, EDWARD NIGEL Individual – SENIOR VICE PRESIDENT 08/2019 < 5%
CHRYSSIKOS, PAUL TELEMAC Individual – SENIOR VICE PRESIDENT AND CHIEF LEGAL OFFICER 06/2020 < 5%
GIBSON, JASON MICHAEL Individual – VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER, DISTRIBUTION 04/2022 < 5%
OMORUYI, MEGAN VOGT Individual – ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL 12/2023 < 5%

No. Employees, Historic

2,0001,000020192020202120222023202420251995 on 4/11/20191995 on 6/7/20191995 on 8/30/20191995 on 10/21/20191995 on 10/25/20191995 on 1/2/20201995 on 1/2/20201995 on 1/3/20201894 on 3/27/20201894 on 4/9/20201894 on 6/15/20201894 on 6/19/20201894 on 9/22/20201894 on 12/21/20201817 on 3/26/20211817 on 3/30/20211817 on 4/16/20211817 on 7/1/20211817 on 10/22/20211817 on 3/10/20221710 on 3/30/20221710 on 4/26/20221710 on 5/11/20221710 on 7/29/20221710 on 8/15/20221710 on 10/7/20221710 on 2/19/20231690 on 3/30/20231690 on 6/1/20231690 on 9/22/20231690 on 12/21/20231690 on 1/26/20241690 on 1/30/20241690 on 2/29/20241690 on 3/6/20241607 on 3/28/2024

RAUM, Historic

40B20B0201920202021202220232024202522285255860 on 4/11/201922285255860 on 6/7/201922285255860 on 8/30/201922285255860 on 10/21/201922285255860 on 10/25/201922285255860 on 1/2/202022285255860 on 1/2/202022285255860 on 1/3/202026805616952 on 3/27/202026805616952 on 4/9/202026805616952 on 6/15/202026805616952 on 6/19/202026805616952 on 9/22/202026805616952 on 12/21/202030687234402 on 3/26/202130687234402 on 3/30/202130687234402 on 4/16/202130687234402 on 7/1/202130687234402 on 10/22/202130687234402 on 3/10/202236787448916 on 3/30/202236787448916 on 4/26/202236787448916 on 5/11/202236787448916 on 7/29/202236787448916 on 8/15/202236787448916 on 10/7/202236787448916 on 2/19/202332602597413 on 3/30/202332602597413 on 6/1/202332602597413 on 9/22/202332602597413 on 12/21/202332602597413 on 1/26/202432602597413 on 1/30/202432602597413 on 2/29/202432602597413 on 3/6/202437133957466 on 3/28/2024

No. Clients, Historic

200,000100,0000201920202021202220232024202573971 on 4/11/201973971 on 6/7/201973971 on 8/30/201973971 on 10/21/201973971 on 10/25/201973971 on 1/2/202073971 on 1/2/202073971 on 1/3/202076852 on 3/27/202076852 on 4/9/202076852 on 6/15/202076852 on 6/19/202076852 on 9/22/202076852 on 12/21/202091866 on 3/26/202191866 on 3/30/202191866 on 4/16/202191866 on 7/1/202191866 on 10/22/202191866 on 3/10/2022111470 on 3/30/2022111470 on 4/26/2022111470 on 5/11/2022111470 on 7/29/2022111470 on 8/15/2022111470 on 10/7/2022111470 on 2/19/202398199 on 3/30/202398199 on 6/1/202398199 on 9/22/202398199 on 12/21/202398199 on 1/26/202498199 on 1/30/202498199 on 2/29/202498199 on 3/6/2024103063 on 3/28/2024