BRICK CAPITAL MANAGEMENT INC
Adviser information for BRICK CAPITAL MANAGEMENT INC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 22 | $3.3B |
| Total | 22 | $3.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 22 | $3.3B |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 22 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | Fixed fees |
Identifiers
| SEC RIA File Number | 801-42564 |
|---|---|
| SEC ERA File Number | 801-42564 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107600 |
| Legal Entity Identifier | None |
Principal Office
1400 ABBOT ROAD, STE 105EAST LANSING
MI
United States
Monday - Friday, 9:00AM TO 5:00PM EST
Tel: 517-332-7700, Fax: None
Websites
Chief Compliance Officer
KERRY BRICK
VP
1400 ABBOT ROAD
EAST LANSING
MI
United States
Tel:
517-332-7700
K****@***********M
(Full email address available in API data)
Regulatory Contact
JEFFREY R. BRICK
PRESIDENT
1400 ABBOT ROAD, SUITE 105
EAST LANSING
MI
United States
Tel:
517-332-7700
J***@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BALESKY, BRIDGET, CHRISTINE | Individual | – | VP, CHIEF FINANCIAL OFFICER, CHIEF OPERATIONS OFFICER | 01/1997 | 25-50% |
| BRICK, KERRY, ELIZABETH | Individual | – | VP, CHIEF COMPLIANCE OFFICER | 01/1997 | 25-50% |
| BRICK, JEFFREY, REED | Individual | – | PRESIDENT, CEO | 01/2001 | 25-50% |