E. S. BARR & COMPANY

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	Kentucky, United States

Employees

Total Number of Employees	6
Investment Advisory/Research	4
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	866	$1.8B
Non-Discretionary	0	$0
Total	866	$1.8B

Clients

Type	Number	RAUM
Individuals	132	$97.2M
HNW Individuals	269	$1.4B
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	1	$40.4M
Pension and profit sharing plans	8	$21.4M
Charitable organizations	11	$131.2M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	14	$85.9M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-42566
SEC ERA File Number	801-42566
SEC CIK Numbers	1040210, 1427226
SEC CRD Numbers	107447
Legal Entity Identifier	None

Principal Office

1999 RICHMOND ROAD
SUITE 1B
LEXINGTON
KY
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic