BRAVE FAMILY ADVISORS
BRAVE ASSET MANAGEMENT, INC. Legal Name
Adviser information for BRAVE FAMILY ADVISORS last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 777 | $491.3M |
| Non-Discretionary | 0 | $0 |
| Total | 777 | $491.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 218 | $59.4M |
| HNW Individuals | 96 | $421.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 14 | $9.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $795,944 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUM |
Principal Office
47 SUMMIT AVENUESUMMIT
NJ
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 908-522-8822, Fax: 908-522-1022
Chief Compliance Officer
JAMES PATRICK HAIRE
CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER
47 SUMMIT AVENUE
SUMMIT
NJ
United States
Tel:
908-522-8822
Fax:
908-522-1022
J*****@**********************M
(Full email address available in API data)
Regulatory Contact
SCOTT A. MORRISON
PRESIDENT
3913 MAIN ROAD
TIVERTON
RI
United States
Tel:
9173929268
S********@**********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BUNTING, DAVID, GARDNER | Individual | – | OWNER | 08/1992 | 5-10% |
| HAIRE, THOMAS, BRETT | Individual | – | CHAIRMAN AND SECRETARY-TREASURER | 08/1992 | 10-25% |
| MORRISON, SCOTT, ANTHONY | Individual | – | PRESIDENT | 02/2017 | < 5% |
| HAIRE, JAMES, PATRICK | Individual | – | CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER | 01/2021 | 10-25% |
| MARION C. MORRISON TRUST - 2015 | Domestic Entity | – | OWNER | 03/2023 | 50-75% |
| MORRISON, SCOTT, ANTHONY | Individual | MARION C. MORRISON TRUST - 2015 | PRESIDENT | 03/2023 |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 959K | 9K | – |
| ABBOTT LABS | COM | 640K | 6K | – |
| ABBVIE INC | COM | 470K | 3K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 306K | 1K | – |
| ACHILLES THERAPEUTICS PLC | SPONSORED ADS | 8K | 10K | – |
| ADOBE INC | COM | 1M | 2K | – |
| ADVANCED DRAIN SYS INC DEL | COM | 577K | 4K | – |
| ALGOMA STL GROUP INC | *W EXP 10/19/202 | 9K | 10K | – |
| ALLSTATE CORP | COM | 1M | 8K | – |
| ALPHABET INC | CAP STK CL A | 3M | 14K | – |
| ALPHABET INC | CAP STK CL C | 12M | 67K | – |
| ALTIMMUNE INC | COM NEW | 67K | 10K | – |
| AMAZON COM INC | COM | 10M | 49K | – |
| AMERICAN EXPRESS CO | COM | 4M | 16K | – |
| AMERICAN LITHIUM CORP | COM NEW | 8K | 15K | – |
| AMGEN INC | COM | 998K | 3K | – |
| APOLLO GLOBAL MGMT INC | COM | 918K | 8K | – |
| APPLE INC | COM | 20M | 93K | – |
| AT&T INC | COM | 470K | 25K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 709K | 3K | – |
| BANK AMERICA CORP | COM | 417K | 10K | – |
| BARRICK GOLD CORP | COM | 167K | 10K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3M | 7K | – |
| BLACKROCK CORPOR HI YLD FD I | COM | 233K | 24K | – |
| BLACKSTONE INC | COM | 2M | 12K | – |
| BLINK CHARGING CO | COM | 38K | 14K | – |
| BNY MELLON HIGH YIELD STRATE | SH BEN INT | 60K | 25K | – |
| C3 AI INC | CL A | 288K | 10K | – |
| CHARGEPOINT HOLDINGS INC | COM CL A | 35K | 23K | – |
| CHEVRON CORP NEW | COM | 620K | 4K | – |
| CISCO SYS INC | COM | 898K | 19K | – |
| CITIGROUP INC | COM NEW | 573K | 9K | – |
| COCA COLA CO | COM | 2M | 25K | – |
| CONOCOPHILLIPS | COM | 605K | 5K | – |
| CORNING INC | COM | 1M | 35K | – |
| CRANE COMPANY | COMMON STOCK | 341K | 2K | – |
| CREDIT ACCEP CORP MICH | COM | 459K | 891 | – |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 38K | 700 | – |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 408K | 8K | – |
| CSX CORP | COM | 700K | 21K | – |
| DEERE & CO | COM | 457K | 1K | – |
| DEVON ENERGY CORP NEW | COM | 398K | 8K | – |
| DISNEY WALT CO | COM | 5M | 51K | – |
| DOVER CORP | COM | 213K | 1K | – |
| DOW INC | COM | 478K | 9K | – |
| DULUTH HLDGS INC | COM CL B | 107K | 29K | – |
| EDITAS MEDICINE INC | COM | 50K | 11K | – |
| ELI LILLY & CO | COM | 2M | 2K | – |
| EMERSON ELEC CO | COM | 587K | 5K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 520K | 32K | – |
| ENSTAR GROUP LIMITED | SHS | 318K | 1K | – |
| EQT CORP | COM | 274K | 7K | – |
| EXXON MOBIL CORP | COM | 876K | 8K | – |
| FLEX LNG LTD | SHS | 311K | 12K | – |
| FLEX LTD | ORD | 233K | 8K | – |
| FLUOR CORP NEW | COM | 480K | 11K | – |
| GE AEROSPACE | COM NEW | 258K | 2K | – |
| GINKGO BIOWORKS HOLDINGS INC | CL A SHS | 8K | 25K | – |
| GOLDMAN SACHS GROUP INC | COM | 2M | 4K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 471K | 5K | – |
| HERTZ GLOBAL HLDGS INC | COM NEW | 141K | 40K | – |
| HOME DEPOT INC | COM | 689K | 2K | – |
| HONEYWELL INTL INC | COM | 939K | 4K | – |
| HUNTINGTON INGALLS INDS INC | COM | 390K | 2K | – |
| ILLINOIS TOOL WKS INC | COM | 503K | 2K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 1M | 7K | – |
| INVESCO QQQ TR | UNIT SER 1 | 29M | 62K | – |
| ISHARES SILVER TR | ISHARES | 213K | 8K | – |
| ISHARES TR | PFD AND INCM SEC | 1M | 45K | – |
| ISHARES TR | CORE US AGGBD ET | 66M | 679K | – |
| ISHARES TR | S&P 500 VAL ETF | 2M | 13K | – |
| ISHARES TR | EAFE VALUE ETF | 23M | 443K | – |
| ISHARES TR | RUS 1000 GRW ETF | 274K | 752 | – |
| JOHNSON & JOHNSON | COM | 1M | 10K | – |
| JPMORGAN CHASE & CO. | COM | 10M | 50K | – |
| KIMBERLY-CLARK CORP | COM | 282K | 2K | – |
| KINDER MORGAN INC DEL | COM | 738K | 37K | – |
| KOPIN CORP | COM | 8K | 10K | – |
| LABCORP HOLDINGS INC | COM SHS | 202K | 995 | – |
| LINCOLN NATL CORP IND | COM | 273K | 9K | – |
| LINDE PLC | SHS | 223K | 509 | – |
| LITHIUM AMERS CORP NEW | COM SHS | 38K | 14K | – |
| LOEWS CORP | COM | 232K | 3K | – |
| LOWES COS INC | COM | 671K | 3K | – |
| LUMINAR TECHNOLOGIES INC | COM CL A | 22K | 15K | – |
| MACYS INC | COM | 217K | 11K | – |
| MARKEL GROUP INC | COM | 692K | 439 | – |
| MASTERCARD INCORPORATED | CL A | 769K | 2K | – |
| MATADOR RES CO | COM | 266K | 4K | – |
| MERCK & CO INC | COM | 2M | 12K | – |
| META PLATFORMS INC | CL A | 400K | 794 | – |
| METLIFE INC | COM | 698K | 10K | – |
| MFS INTER INCOME TR | SH BEN INT | 27K | 10K | – |
| MICROSOFT CORP | COM | 18M | 40K | – |
| MICROVAST HOLDINGS INC | COM | 23K | 51K | – |
| MOODYS CORP | COM | 616K | 1K | – |
| NETFLIX INC | COM | 222K | 329 | – |
| NEW GOLD INC CDA | COM | 75K | 39K | – |
| NEWMONT CORP | COM | 251K | 6K | – |
| NORTHROP GRUMMAN CORP | COM | 2M | 4K | – |
| NUVEEN AMT FREE QLTY MUN INC | COM | 621K | 54K | – |
| NVIDIA CORPORATION | COM | 2M | 16K | – |
| ONCOLYTICS BIOTECH INC | COM NEW | 25K | 25K | – |
| ORACLE CORP | COM | 743K | 5K | – |
| ORIGIN MATERIALS INC | COM | 24K | 27K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 243K | 10K | – |
| PARKER-HANNIFIN CORP | COM | 280K | 553 | – |
| PAYPAL HLDGS INC | COM | 234K | 4K | – |
| PEPSICO INC | COM | 248K | 2K | – |
| PFIZER INC | COM | 766K | 27K | – |
| PLUG POWER INC | COM NEW | 55K | 24K | – |
| PROCTER AND GAMBLE CO | COM | 1M | 8K | – |
| PROSHARES TR | ULTRAPRO SHT QQQ | 198K | 24K | – |
| PROSHARES TR | PSHS ULTRA TECH | 292K | 4K | – |
| QUALCOMM INC | COM | 295K | 1K | – |
| QUANTUMSCAPE CORP | COM CL A | 109K | 22K | – |
| RADNET INC | COM | 695K | 12K | – |
| RECURSION PHARMACEUTICALS IN | CL A | 75K | 10K | – |
| REGENERON PHARMACEUTICALS | COM | 274K | 261 | – |
| ROPER TECHNOLOGIES INC | COM | 436K | 773 | – |
| SCHWAB CHARLES CORP | COM | 220K | 3K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 6M | 34K | – |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 5M | 69K | – |
| SELECT SECTOR SPDR TR | ENERGY | 429K | 5K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 18M | 126K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 5M | 66K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 30M | 133K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 446K | 11K | – |
| SHELL PLC | SPON ADS | 346K | 5K | – |
| SMUCKER J M CO | COM NEW | 334K | 3K | – |
| SPDR GOLD TR | GOLD SHS | 370K | 2K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 19M | 35K | – |
| SPDR SER TR | S&P 500 ESG ETF | 281K | 5K | – |
| SYSCO CORP | COM | 205K | 3K | – |
| TEXAS INSTRS INC | COM | 751K | 4K | – |
| TEXAS PACIFIC LAND CORPORATI | COM | 220K | 299 | – |
| TEXTRON INC | COM | 704K | 8K | – |
| THE CIGNA GROUP | COM | 345K | 1K | – |
| THE LION ELECTRIC COMPANY | COMMON STOCK | 32K | 35K | – |
| TRANSOCEAN LTD | REGISTERED SHS | 123K | 23K | – |
| TRAVELERS COMPANIES INC | COM | 565K | 3K | – |
| UNION PAC CORP | COM | 274K | 1K | – |
| UNITED RENTALS INC | COM | 261K | 403 | – |
| VALERO ENERGY CORP | COM | 581K | 4K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 394K | 5K | – |
| VANGUARD INDEX FDS | VALUE ETF | 1M | 6K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 241K | 645 | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 17M | 34K | – |
| VERIZON COMMUNICATIONS INC | COM | 923K | 22K | – |
| VIATRIS INC | COM | 111K | 10K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 134K | 11K | – |
| WALMART INC | COM | 233K | 3K | – |
| WATERS CORP | COM | 396K | 1K | – |
| WELLS FARGO CO NEW | COM | 291K | 5K | – |
| WHEATON PRECIOUS METALS CORP | COM | 226K | 4K | – |
| WHITE MTNS INS GROUP LTD | COM | 2M | 924 | – |
| XEROX HOLDINGS CORP | COM NEW | 117K | 10K | – |
| YUM BRANDS INC | COM | 1M | 9K | – |
| ZIFF DAVIS INC | COM | 19M | 350K | – |