SEMPER CAPITAL MANAGEMENT, L.P.
Adviser information for SEMPER CAPITAL MANAGEMENT, L.P. last updated from Form ADV on June 21st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 15 | $964.2M |
| Non-Discretionary | 0 | $0 |
| Total | 15 | $964.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $11.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 2 | $516.1M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $93.8M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 9 | $342.9M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 9 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-42753 |
|---|---|
| SEC ERA File Number | 801-42753 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106297 |
| Legal Entity Identifier | None |
Principal Office
52 VANDERBILT AVENUESUITE 401
NEW YORK
NY
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: 212-612-9000, Fax: 212-425-4199
Chief Compliance Officer
KARL W LOHWATER
CHIEF COMPLIANCE OFFICER
52 VANDERBILT AVENUE
SUITE 401
NEW YORK
NY
United States
Tel:
757-525-0990
Fax:
212-425-4199
K********@*****************M
(Full email address available in API data)
Regulatory Contact
GREGORY PARSONS
CHIEF EXECUTIVE OFFICER
52 VANDERBILT AVENUE
SUITE 401
NEW YORK
NY
United States
Tel:
212-612-9190
Fax:
212-425-4199
G*******@************M
(Full email address available in API data)
Industry Affiliates
| CAVU SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SEMPER CREDIT OPPORTUNITY FUND L.P. | LONG ONLY RMBS | $2.3M | $0.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SEMPER CAPITAL PARTNERS LLC | Domestic Entity | – | GENERAL PARTNER | 04/2010 | 5-10% |
| RDP I LLC | Domestic Entity | – | LIMITED PARTNER | 07/2008 | 25-50% |
| PARSONS, RICHARD, D | Individual | RDP I LLC | MANAGING MEMBER | 07/2008 | > 75% |
| PARSONS, GREGORY, ALLEN | Individual | – | CHIEF EXECUTIVE OFFICER | 12/2010 | 10-25% |
| PARSONS, GREGORY, ALLEN | Individual | SEMPER CAPITAL PARTNERS LLC | MANAGING MEMBER | 05/2010 | > 75% |
| RSL CAPITAL LLC | Domestic Entity | – | LIMITED PARTNER | 11/2014 | 25-50% |
| LAUDER, RONALD, STEVEN | Individual | RSL CAPITAL LLC | MEMBER | 05/1998 | > 75% |
| MANDEL, THOMAS, BENJAMIN | Individual | – | CHIEF INVESTMENT OFFICER | 03/2018 | < 5% |
| LOHWATER, KARL, WILLEM | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2023 | < 5% |