FINANCIAL COUNCIL INC
Adviser information for FINANCIAL COUNCIL INC last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Maryland, United States |
Employees
Total Number of Employees | 1 |
---|---|
Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 1 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
---|
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 500 |
Services
Advisory Services | Financial planningSelection of other advisers (including private fund managers) |
---|---|
Compensation | NONE-INITIAL FINANCIAL PLANNING IS AT NO CHARGE |
Identifiers
SEC RIA File Number | 801-42792 |
---|---|
SEC ERA File Number | 801-42792 |
SEC CIK Numbers | None |
SEC CRD Numbers | 110751 |
Legal Entity Identifier | None |
Principal Office
100 WEST ROADSUITE 504
TOWSON
MD
United States
Monday - Friday, 9:00A.M. - 5:00P.M.
Tel: 410-821-9200, Fax: 410-821-5040
Chief Compliance Officer
WILLIAM M. LEEB
PRESIDENT/CHIEF COMPLIANCE OFFICER
100 WEST ROAD
SUITE 504
TOWSON
MD
United States
Tel:
410-821-9200
Fax:
410-821-5040
B****@*******************M
(Full email address available in API data)
Industry Affiliates
FINANCIAL COUNCIL ASSET MANAGEMENT INC | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
LEEB, WILLIAM, MICHAEL | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 08/2000 | > 75% |