PERSONAL FINANCIAL MANAGEMENT

BRENNAN JOHN DAVID Legal Name

Adviser information for PERSONAL FINANCIAL MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Sole Proprietorship
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	2
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	286	$358.5M
Non-Discretionary	35	$137.0M
Total	321	$495.5M

Clients

Type	Number	RAUM
Individuals	51	$13.3M
HNW Individuals	61	$457.3M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$24.9M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	4
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	26-50

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businesses
Compensation	% of AUMFixed fees

Identifiers

SEC RIA File Number	801-42879
SEC ERA File Number	801-42879
SEC CIK Numbers	None
SEC CRD Numbers	108801
Legal Entity Identifier	None

Principal Office

1001 B AVENUE
SUITE 307
CORONADO
CA
United States

Monday - Friday, 8:00 AM TO 5:00 PM

Tel: 619-435-1600, Fax: 619-435-1399

Chief Compliance Officer

JOHN D. BRENNAN

OWNER

1001 B AVENUE

SUITE 307

CORONADO

United States

Tel: 619-435-1600

Fax: 619-435-1399

J*******@************T

(Full email address available in API data)

Regulatory Contact