WEBER ASSET MANAGEMENT, INC.
Adviser information for WEBER ASSET MANAGEMENT, INC. last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 726 | $473.1M |
| Non-Discretionary | 0 | $0 |
| Total | 726 | $473.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 205 | $97.0M |
| HNW Individuals | 143 | $376.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-42886 |
|---|---|
| SEC ERA File Number | 801-42886 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106267 |
| Legal Entity Identifier | None |
Principal Office
1983 MARCUS AVESUITE 221
LAKE SUCCESS
NY
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: 516-326-3299, Fax: 516-326-3623
Websites
Chief Compliance Officer
STUART E. MARKOWITZ
PORTFOLIO MANAGER / CCO
1983 MARCUS AVENUE
SUITE 221
LAKE SUCCESS
NY
United States
Tel:
516-326-3299
Fax:
516-326-3623
I***@*************M
(Full email address available in API data)
Regulatory Contact
KEN WEBER
PRESIDENT
1983 MARCUS AVENUE
SUITE 221
LAKE SUCCESS
NY
United States
Tel:
516-326-3299
Fax:
516-326-3623
I***@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEBER, KEN | Individual | – | PRESIDENT | 07/1992 | 50-75% |
| MARKOWITZ, STUART, E | Individual | – | CHIEF COMPLIANCE OFFICER | 06/1999 | < 5% |
| DALY, KATHLEEN, M | Individual | – | VICE PRESIDENT | 10/1986 | < 5% |
| WEBER, JENNIFER, LEGUM | Individual | – | FINANCIAL PLANNER | 02/2018 | 25-50% |