SPARROW CAPITAL MANAGEMENT INC
Adviser information for SPARROW CAPITAL MANAGEMENT INC last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Missouri, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 67 | $196.1M |
| Non-Discretionary | 0 | $0 |
| Total | 67 | $196.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 47 | $15.1M |
| HNW Individuals | 9 | $15.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $45.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $7.0M |
| Pension and profit sharing plans | <5 | $333,904 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 1 | $0 |
| Insurance companies | <5 | $113.2M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $195,252 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 14.4M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PRIVATE ADVISOR SERVICE | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC |
| ASSET ACCOUNT | ENVESTNET PMC |
Identifiers
| SEC RIA File Number | 801-42906 |
|---|---|
| SEC ERA File Number | 801-42906 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106616 |
| Legal Entity Identifier | None |
Principal Office
8500 MARYLAND, AVENUE SUITE 743ST. LOUIS
MO
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 314-725-6161, Fax: None
Websites
Chief Compliance Officer
GERALD R. SPARROW
PRESIDENT
8500 MARYLAND, AVENUE SUITE 743
ST. LOUIS
MO
United States
Tel:
314-725-6161
G*******@*****************M
(Full email address available in API data)
Regulatory Contact
SHARON ROSE
OFFICE ADMINISTRATOR
8500 MARYLAND, AVENUE SUITE 743
ST. LOUIS
MO
United States
Tel:
314-725-6161
S****@*****************M
(Full email address available in API data)
Industry Affiliates
| BYW | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SPARROW FUND L.P. | Hedge Fund | $7.0M | $0.1M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SPARROW, GERALD, RICHARD | Individual | – | PRESIDENT, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | 01/1998 | > 75% |