SOUTHEAST ASSET ADVISORS, LLC
Adviser information for SOUTHEAST ASSET ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 14 |
|---|---|
| Investment Advisory/Research | 9 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,251 | $2.7B |
| Non-Discretionary | 94 | $1.1B |
| Total | 1,345 | $3.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 105 | $33.3M |
| HNW Individuals | 178 | $2.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 7 | $328.0M |
| Pension and profit sharing plans | 6 | $27.6M |
| Charitable organizations | 27 | $1.0B |
| State or municipal gov entities | <5 | $47.3M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 17 | $137.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-42952 |
|---|---|
| SEC ERA File Number | 801-42952 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107588 |
| Legal Entity Identifier | None |
Principal Office
314 GORDON AVENUETHOMASVILLE
GA
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 229-226-8839, Fax: 229-226-1445
Chief Compliance Officer
C. BRADFORD JACKSON
PRESIDENT
314 GORDON AVENUE
THOMASVILLE
GA
United States
Tel:
229-226-8839
Fax:
229-226-1445
C********@*************M
(Full email address available in API data)
Regulatory Contact
MARK SAUSSY
COO
314 GORDON AVENUE
THOMASVILLE
GA
United States
Tel:
(229) 228-3421
Fax:
229-226-1445
M******@***************M
(Full email address available in API data)
Industry Affiliates
| CONIFER ADVISORS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LANIGAN & ASSOCIATES, P.C. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CONIFER PARTNERS II, LLC | Private Equity Fund | $108.6M | $1.0M | 45 |
| CONIFER PARTNERS III, LLC | Private Equity Fund | $37.2M | $1.0M | 39 |
| CONIFER PARTNERS IV, LLC | Private Equity Fund | $48.2M | $1.0M | 42 |
| SAA-TIGER 14, LLC | POOLED INVESTMENT FOR THE PURPOSE OF INVESTING IN A SINGLE NON-AFFILIATED PRIVATE FUND | $20.4M | $1.0M | 19 |
| SAA-TIGER 15, LLC | POOLED INVESTMENT FOR THE PURPOSE OF INVESTING IN A SINGLE NON-AFFILIATED PRIVATE FUND | $6.0M | $1.0M | 12 |
| SEA-HCI SPV, LLC | POOLED INVESTMENT FOR THE PURPOSE OF INVESTING IN A SINGLE NON-AFFILIATED PRIVATE FUND | $92.1M | $1.0M | 69 |
| TETON PINES CAPITAL, LLC | PRIVATE PARTNERSHIP | $15.5M | $0.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LANIGAN, BERNARD, NMN | Individual | – | CHAIRMAN & CEO | 12/1991 | < 5% |
| JACKSON, CHARLES, BRADFORD | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER AND PRESIDENT | 12/1991 | < 5% |
| SAUSSY, MARK, COOPER | Individual | – | CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT AND SECRETARY | 03/2012 | < 5% |
| SEAA HOLDINGS, INC. | Domestic Entity | – | MANAGING MEMBER | 09/2019 | > 75% |
| LANIGAN, BERNARD, NMN | Individual | SEAA HOLDINGS, INC. | SHAREHOLDER | 09/2019 | 25-50% |
| MERCER, FRANK, JOHN | Individual | SEAA HOLDINGS, INC. | SHAREHOLDER | 09/2019 | |
| SAUSSY, MARK, COOPER | Individual | SEAA HOLDINGS, INC. | SHAREHOLDER | 09/2019 | |
| FLETCHER, DAVID, MARK | Individual | SEAA HOLDINGS, INC. | SHAREHOLDER | 09/2019 | |
| JACKSON, CHARLES, BRADFORD | Individual | SEAA HOLDINGS, INC. | SHAREHOLDER | 09/2019 | |
| LELAND, THOMAS, MIKELL | Individual | – | MEMBER | 07/2020 | 5-10% |
| Johnson, Edward, George | Individual | – | MEMBER | 07/2020 | 5-10% |
| OSBORNE, GRANGER, CHRISTIAN | Individual | – | MEMBER | 01/2022 | 5-10% |