BOSTON MANAGEMENT AND RESEARCH
Adviser information for BOSTON MANAGEMENT AND RESEARCH last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 225 |
|---|---|
| Investment Advisory/Research | 160 |
| Registered Broker-Dealer Representatives | 14 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 70 | $111.0B |
| Non-Discretionary | 0 | $0 |
| Total | 70 | $111.0B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | <5 | $0 |
| HNW Individuals | <5 | $0 |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 50 | $65.1B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 20 | $45.9B |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPERCENTAGE OF PORTFOLIO INCOME |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-43127 |
|---|---|
| SEC ERA File Number | 801-43127 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 104853 |
| Legal Entity Identifier | 5493000Y0ZF1TA7ZV483 |
Principal Office
ONE POST OFFICE SQUAREBOSTON
MA
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: 617-482-8260, Fax: None
Websites
www.eatonvancerealestate.com
www.linkedin.com/company/eaton-vance/
www.eatonvance.com
www.youtube.com/channel/ucep59ez4govcblowe-cb0jq
www.linkedin.com/showcase/eaton-vance-institutional/
global.eatonvance.com
twitter.com/eatonvance
www.evmanagement.com
funds.eatonvance.com
offshore.eatonvance.com
institutional.eatonvance.com
Chief Compliance Officer
RICK FROIO
CHIEF COMPLIANCE OFFICER
ONE POST OFFICE SQUARE
BOSTON
MA
United States
Tel:
617-672-8416
R*****@*************M
(Full email address available in API data)
Regulatory Contact
LAURA DONOVAN
EXECUTIVE DIRECTOR, COMPLIANCE
ONE POST OFFICE SQUARE
BOSTON
MA
United States
Tel:
617-672-8061
L*******@*************M
(Full email address available in API data)
Industry Affiliates
| ATLANTA CAPITAL | Other investment adviser, including financial planners |
| CALVERT RESEARCH AND MANAGEMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| EATON VANCE ADVISERS INTERNATIONAL LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| EATON VANCE DISTRIBUTORS, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| EATON VANCE MANAGEMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| EATON VANCE TRUST COMPANY | Trust company |
| MORGAN STANLEY | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY | EATON VANCE CLO MANAGER LLC | Other investment adviser, including financial planners |
| MORGAN STANLEY DISTRIBUTION, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MORGAN STANLEY INVESTMENT MANAGEMENT COMPANY | Other investment adviser, including financial planners |
| MORGAN STANLEY INVESTMENT MANAGEMENT INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MORGAN STANLEY INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PARAMETRIC PORTFOLIO ASSOCIATES | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BELAIR CAPITAL FUND LLC | PRIVATE INVESTMENT FUND | $407.0M | $1.0M | 57 |
| BELBROOK CAPITAL FUND LLC | PRIVATE INVESTMENT FUND | $965.7M | $1.0M | 190 |
| BELCREST CAPITAL FUND LLC | PRIVATE INVESTMENT FUND | $1,260.9M | $1.0M | 191 |
| BELDORE CAPITAL FUND LLC | PRIVATE INVESTMENT FUND | $12,298.0M | $1.0M | 1753 |
| BELGARD CAPITAL FUND LLC | PRIVATE INVESTMENT FUND | $9,794.2M | $1.0M | 1870 |
| BELHURST CAPITAL FUND LLC | PRIVATE FUND | $5,035.4M | $1.0M | 1440 |
| BELMAR CAPITAL FUND LLC | PRIVATE INVESTMENT FUND | $691.2M | $1.0M | 106 |
| BELPORT CAPITAL FUND LLC | PRIVATE INVESTMENT FUND | $921.8M | $1.0M | 140 |
| BELROSE CAPITAL FUND LLC | PRIVATE INVESTMENT FUNDS | $1,118.1M | $1.0M | 143 |
| BELSHIRE CAPITAL FUND LLC | PRIVATE INVESTMENT FUND | $769.7M | $1.0M | 123 |
| BELTERRA CAPITAL FUND LLC | PRIVATE INVESTMENT FUNDS | $968.8M | $1.0M | 151 |
| BELVEDERE CAPITAL FUND COMPANY LLC | PRIVATE INVESTMENT FUNDS | $33,415.2M | $1.0M | 29 |
| BELVEDERE EQUITY FUND LLC | PRIVATE INVESTMENT FUNDS | $278.8M | $1.0M | 47 |
| BELWATER CAPITAL FUND LLC | PRIVATE INVESTMENT FUNDS | $1,492.8M | $1.0M | 173 |
| CLEARFORK CAPITAL FUND LLC | PRIVATE INVESTMENT FUNDS | $5,627.1M | $0.5M | 1809 |
| CLEARISLE CAPITAL FUND LLC | PRIVATE FUND | $3,619.3M | $0.5M | 1950 |
| CLEARWOOD CAPITAL FUND LLC | PRIVATE INVESTMENT FUNDS | $428.0M | $0.5M | 169 |
| DIVERSIFIED CORE EQUITY FUND LLC: U.S. ALL-CAP | PRIVATE INVESTMENT FUNDS | $16.9M | $0.5M | 8 |
| DIVERSIFIED CORE EQUITY FUND LLC: U.S. LARGE-CAP | PRIVATE INVESTMENT FUNDS | $5.4M | $0.5M | 2 |
| TAX-MANAGED MULTI-CAP PORTFOLIO LLC | OTHER | $8,782.3M | $0.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| EATON VANCE MANAGEMENT | Domestic Entity | – | OWNS 100% OF BOSTON MANAGEMENT AND RESEARCH | 05/2008 | > 75% |
| Froio, Richard, Francis | Individual | – | CHIEF COMPLIANCE OFFICER & VICE PRESIDENT | 11/2017 | < 5% |
| MORGAN STANLEY | Domestic Entity | MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | 10/2002 | > 75% |
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | Domestic Entity | EATON VANCE MANAGEMENT | HOLDS 100% OF EATON VANCE MANAGEMENT | 08/2023 | > 75% |
| HUNEKE, BENJAMIN, CORDT | Individual | – | CO-CHIEF EXECUTIVE OFFICER & CO-PRESIDENT | 01/2024 | < 5% |
| Gallacher, Desmond, J | Individual | – | CHIEF TECHNOLOGY OFFICER | 03/2021 | < 5% |
| BUHAIN WINSLOW, LISA | Individual | – | CHIEF ADMINISTRATIVE OFFICER & VICE PRESIDENT | 12/2023 | < 5% |
| CHAPPUIS, JACQUES, PHILPPE | Individual | – | CO-PRESIDENT & CO-CHIEF EXECUTIVE OFFICER | 01/2024 | < 5% |