WHIPPOORWILL ASSOCIATES INC
Adviser information for WHIPPOORWILL ASSOCIATES INC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $67.8M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $67.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $59.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $8.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 25 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Principal Office
50 MAIN STREETWHITE PLAINS
NY
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 914-683-1002, Fax: 914-683-1242
Chief Compliance Officer
RICHARD ELLENBOGEN
COUNSEL AND CHIEF COMPLIANCE OFFICER
50 MAIN STREET
WHITE PLAINS
NY
United States
Tel:
203-216-9481
R**********@*************************M
(Full email address available in API data)
Industry Affiliates
| WHIPPOORWILL DISTRESSED OPPORTUNITY FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WHIPPOORWILL INSTITUTIONAL PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WHIPPOORWILL DISTRESSED OPPORTUNITY FUND, L.P. | Private Equity Fund | $30.1M | $0.0M | 173 |
| WHIPPOORWILL INSTITUTIONAL PARTNERS, L.P. | Private Equity Fund | $9.3M | $0.0M | 3 |
| WHIPPOORWILL OFFSHORE DISTRESSED OPPORTUNITY FUND, LTD. | Private Equity Fund | $19.6M | $0.0M | 49 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GREENHAUS, SHELLEY, FREDRICK | Individual | – | PRESIDENT, DIRECTOR, AND PRINCIPAL | 12/1990 | > 75% |
| ELLENBOGEN, RICHARD, I | Individual | – | COUNSEL AND CHIEF COMPLIANCE OFFICER | 02/2018 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed November 12th, 2015 for period ending September 30th, 2015
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 0 | 0 | 0 | 0 | – |