Hedge Fund Database

POLARIS CAPITAL MANAGEMENT, LLC

Adviser information for POLARIS CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Massachusetts, United States

Employees

Total Number of Employees 20
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 34 $11.8B
Non-Discretionary 0 $0
Total 34 $11.8B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 7 $5.5B
Business development companies 0 $0
Pooled investment vehicles 7 $1.4B
Pension and profit sharing plans 11 $2.4B
Charitable organizations <5 $40.7M
State or municipal gov entities <5 $1.1B
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions <5 $1.1B
Corporations or other businesses 0 $0
Other 5 $345.9M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 18
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsLIMITED PARTNERSHIP
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-43216
SEC ERA File Number 801-43216
SEC CIK Numbers 1316926
SEC CRD Numbers 106278
Legal Entity Identifier 213800S3KTWVNRTWA706

Principal Office

121 HIGH STREET
BOSTON
MA
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 617-951-1365, Fax: 617-772-0248

Websites

www.polariscapital.com www.polarisfunds.com twitter.com/polarisboston www.linkedin.com/company/polaris-capital-management/ www.facebook.com/people/polaris-capital-management-llc/ www.instagram.com/polariscapitalmanagementllc/ vimeo.com/user12015733

Chief Compliance Officer

MURRAY, ELIZABETH S
CHIEF COMPLIANCE OFFICER
C/O BOSTON INVESTOR SERVICES, INC.
121 HIGH STREET, 4TH FLOOR
BOSTON
MA
United States
Tel: 617.951.0004
Fax: 617.951.2637
(Full email address available in API data)

Regulatory Contact

LENA CAPRIO
SENIOR COMPLIANCE OFFICER
C/O BOSTON INVESTOR SERVICES, INC.
121 HIGH STREET, 4TH FLOOR
BOSTON
MA
United States
Tel: 617.951.0004
Fax: 617.951.2637
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
POLARIS CAPITAL INTERNATIONAL VALUE LIMITED PARTNERSHIP LIMITED PARTNERSHIP $173.2M $1.0M 27
THE CHEYENNE FUND, A MASSACHUSETTS LIMITED PARTNERSHIP LIMITED PARTNERSHIP $27.3M $0.5M 18
THRIFT INVESTORS LIMITED PARTNERSHIP LIMITED PARTNERSHIP $29.4M $0.1M 21

Control Persons

Name Type Entity Title Since Ownership
BISWAS, SUMANTA Individual – VICE PRESIDENT, PORTFOLIO MANAGER 09/2005 5-10%
HORN, BERNARD, ROBERT Individual – PRESIDENT/TREASURER 04/1995 < 5%
HORN, LORRAINE, B Individual – BOARD OF MANAGERS 06/2004 < 5%
MCLEOD, CHRISTOPHER, K. Individual – BOARD OF MANAGERS 06/2004 < 5%
JACOBS, KATHLEEN, S. Individual – CORPORATE SECRETARY/VICE PRESIDENT/BUSINESS MANAGER/DIRECTOR OF HR 12/2006 < 5%
FITZSIMMONS, KELLY, MARIE Individual – OUTSIDE PR 12/2009 < 5%
SUTANTO, ANDRY, A Individual – CHIEF TECHNOLOGY OFFICER 12/2010 < 5%
XIAO, BIN Individual – VICE PRESIDENT, PORTFOLIO MANAGER 12/2012 < 5%
POLARIS CAPITAL MANAGEMENT HOLDINGS, LLP Domestic Entity – LIMITED LIABILITY PARTNERSHIP 12/2007 > 75%
HORN, BERNARD, ROBERT Individual POLARIS CAPITAL MANAGEMENT HOLDINGS, LLP MEMBER 12/2007 > 75%
CRAWSHAW, JASON, M Individual – EXECUTIVE VICE PRESIDENT, PORTFOLIO MANAGER 01/2016 < 5%
MAITAI, BERNARD, K Individual – BUSINESS DEVELOPMENT AND RELATIONSHIP MANAGER 01/2013 < 5%
RAMIREZ, ROBERTO, E. Individual – CHIEF FINANCIAL OFFICER 12/2017 < 5%
MURRAY, ELIZABETH, SOULE Individual – CHIEF COMPLIANCE OFFICER 01/2022 < 5%
HORN, SAMUEL, J. Individual – SENIOR INVESTMENT ANALYST 01/2022 < 5%
HORN-SNYDER, ALEXIS Individual – MEMBER 01/2022 < 5%
KIM, KENNETH, D. Individual – SENIOR INVESTMENT ANALYST 01/2022 < 5%
MYER, JOHN, A. Individual – BOARD OF MANAGERS 10/2021 < 5%
ROGERS, ERIN, MICHAELA Individual – SENIOR CLIENT SERVICE ASSOCIATE 01/2024 < 5%

No. Employees, Historic

3015020202021202220232024202517 on 3/13/202017 on 6/29/202018 on 2/1/202118 on 2/2/202119 on 2/22/202221 on 3/27/202320 on 3/28/2024

RAUM, Historic

20B10B020202021202220232024202513728085839 on 3/13/202013728085839 on 6/29/202014294560641 on 2/1/202114294560641 on 2/2/202116198252799 on 2/22/202212425022064 on 3/27/202311775149425 on 3/28/2024

No. Clients, Historic

5025020202021202220232024202542 on 3/13/202042 on 6/29/202043 on 2/1/202143 on 2/2/202143 on 2/22/202240 on 3/27/202334 on 3/28/2024

Holdings

From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC CommonStock 40M 234K –
ACUITY BRANDS INC CommonStock 1M 5K –
AIR LEASE CORP CommonStock 2M 43K –
ALLISON TRANSMISSION HOLDING CommonStock 47M 621K –
APPLIED INDUSTRIAL TECH INC CommonStock 2M 11K –
ARROW ELECTRONICS INC CommonStock 30M 249K –
BAR HARBOR BANKSHARES CommonStock 1M 43K –
BARRETT BUSINESS SVCS INC CommonStock 3M 92K –
BOK FINANCIAL CORPORATION CommonStock 2M 18K –
BUCKLE INC/THE CommonStock 1M 34K –
CABOT CORP CommonStock 2M 26K –
CAMBRIDGE BANCORP CommonStock 8M 113K –
CAPITAL ONE FINANCIAL CORP CommonStock 32M 232K –
CARLISLE COS INC CommonStock 2M 4K –
CARLYLE GROUP INC/THE CommonStock 31M 777K –
CFSB BANCORP INC CommonStock 66K 10K –
CHUBB LTD CommonStock 33M 131K –
CITY HOLDING CO CommonStock 860K 8K –
COLONY BANKCORP INC. CommonStock 1M 119K –
CREDICORP LTD CommonStock 613K 4K –
CROCS INC CommonStock 53M 361K –
CSG SYSTEMS INTL INC CommonStock 988K 24K –
CULLEN/FROST BANKERS INC CommonStock 32M 316K –
CURTISS WRIGHT CORP CommonStock 2M 7K –
CVR ENERGY INC CommonStock 921K 34K –
CVS HEALTH CORP CommonStock 27M 451K –
DIAMONDBACK ENERGY INC CommonStock 2M 11K –
DIME COMMUNITY BANCSHARES INC CommonStock 8M 409K –
DNOW INC CommonStock 1M 102K –
DRIL QUIP INC CommonStock 1M 61K –
EAGLE MATERIALS INC CommonStock 2M 8K –
EASTERN BANKSHARES INC CommonStock 3M 182K –
ELEVANCE HEALTH INC CommonStock 40M 73K –
ENNIS INC CommonStock 2M 72K –
EURONET WORLDWIDE INC CommonStock 673K 7K –
EVERTEC INC CommonStock 2M 50K –
EXELIXIS INC CommonStock 1M 62K –
FIRST SEACOAST BANCORP INC CommonStock 409K 45K –
FNB CORP CommonStock 848K 62K –
GENERAL DYNAMICS CORP. CommonStock 41M 143K –
GILEAD SCIENCES INC CommonStock 29M 422K –
GLOBAL MEDICAL REIT INC CommonStock 1M 136K –
GRAPHIC PACKAGING HOLDING CO CommonStock 2M 92K –
H&E EQUIPMENT SERVICES INC CommonStock 822K 19K –
HARMONY BIOSCIENCES HOLDINGS CommonStock 860K 29K –
HERCULES CAPITAL INC. CommonStock 3M 129K –
INDEPENDENT BANK CORP/MA CommonStock 387K 8K –
INGREDION INC CommonStock 35M 309K –
INTERNATIONAL BANCSHARES CORP CommonStock 41M 721K –
INTERPUBLIC GROUP OF COS INC CommonStock 32M 1M –
JANUS INTERNATIONAL GROUP IN CommonStock 1M 92K –
JAZZ PHARMACEUTICALS PLC CommonStock 147M 1M –
JPMORGAN CHASE & CO CommonStock 44M 217K –
KFORCE INC CommonStock 2M 29K –
KIMBALL ELECTRONICS INC CommonStock 1M 50K –
KNIGHT-SWIFT TRANSPORTATION CommonStock 1M 27K –
LINDE PLC CommonStock 194M 442K –
LKQ CORP CommonStock 28M 672K –
M & T BANK CORP CommonStock 29M 189K –
MARATHON PETROLEUM CORP CommonStock 37M 211K –
MAXIMUS INC CommonStock 1M 17K –
MICROSOFT CORP CommonStock 47M 105K –
MKS INSTRUMENTS INC CommonStock 47M 359K –
NEXTERA ENERGY INC CommonStock 36M 509K –
NOMAD FOODS LTD CommonStock 52M 3M –
NORTHEAST BANK CommonStock 2M 27K –
NORTHERN TRUST CORP CommonStock 33M 396K –
NOV INC CommonStock 35M 2M –
OFG BANCORP CommonStock 7M 177K –
PACIRA BIOSCIENCES INC CommonStock 160K 6K –
PEOPLES BANCORP INC CommonStock 2M 50K –
PERDOCEO EDUCATION CORP CommonStock 784K 37K –
POPULAR INC CommonStock 166M 2M –
PREMIER FINANCIAL CORP CommonStock 7M 344K –
REGAL REXNORD CORP CommonStock 918K 7K –
SALLY BEAUTY HOLDINGS INC CommonStock 25M 2M –
SCIENCE APPLICATIONS INTE CommonStock 30M 258K –
SLM CORP CommonStock 34M 2M –
SOUTH PLAINS FINANCIAL INC CommonStock 5M 167K –
SOUTH STATE CORP CommonStock 1M 18K –
SOUTHSIDE BANCSHARES INC CommonStock 1M 43K –
SUPERNUS PHARMACEUTICALS INC CommonStock 1M 43K –
TECNOGLASS INC CommonStock 42M 832K –
TECNOGLASS INC 65 CALL 7/19/2024 Option 1K 100 –
TRUBRIDGE INC CommonStock 1M 106K –
TYSON FOODS INC-CL A CommonStock 36M 636K –
UNITED THERAPEUTICS CORP CommonStock 47M 149K –
UNITEDHEALTH GROUP INC CommonStock 33M 64K –
UNITEDHEALTH GROUP INC 520 CALL 8/16/2024 Option 60K 45 –
UNITEDHEALTH GROUP INC 520 CALL 9/20/2024 Option 81K 45 –
V2X INC CommonStock 2M 38K –
WABASH NATIONAL CORP CommonStock 2M 76K –
WEBSTER FINANCIAL CORP - CT CommonStock 32M 742K –
WILLIAMS COS INC CommonStock 45M 1M –
WINNEBAGO INDUSTRIES CommonStock 1M 23K –