AGILI, P.C.
Adviser information for AGILI, P.C. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 21 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,147 | $1.1B |
| Non-Discretionary | 32 | $12.3M |
| Total | 2,179 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 102 | $62.8M |
| HNW Individuals | 242 | $1.0B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $14.3M |
| Pension and profit sharing plans | 5 | $17.3M |
| Charitable organizations | 3 | $1.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-43264 |
|---|---|
| SEC ERA File Number | 801-43264 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107664 |
| Legal Entity Identifier | None |
Principal Office
1806 SUMMIT AVENUESUITE 100
RICHMOND
VA
United States
Monday - Friday, BY APPOINTMENT
Tel: 804-358-2702, Fax: 804-358-9436
Chief Compliance Officer
AMBER OTT
DIRECTOR OF OPERATIONS
1806 SUMMIT AVENUE
SUITE 100
RICHMOND
VA
United States
Tel:
(804) 358-2702
Fax:
(804) 358-9436
A***@*******************M
(Full email address available in API data)
Regulatory Contact
MICHAEL JOYCE
PRESIDENT
1806 SUMMIT AVENUE
SUITE 100
RICHMOND
VA
United States
Tel:
804-358-2702
Fax:
804-358-9436
M*****@*******************M
(Full email address available in API data)
Industry Affiliates
| BROMLEY PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| MJA INNOVATIVE INCOME FUND, LP | Securitized Asset Fund | $0.1M | $0.1M | 28 |
| MJA SPECIAL OPPORTUNITIES FUND, LP | HEDGE, PRIVATE EQUITY, AND REAL ESTATE | $14.1M | $0.1M | 56 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOYCE, MICHAEL | Individual | – | PRESIDENT | 01/1993 | > 75% |
| Joyce, Cynthia | Individual | – | CHIEF OPERATING OFFICER | 01/2015 | < 5% |
| Ott, Amber | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2017 | < 5% |
| MALONE, JAMIE, LEE | Individual | – | PRINCIPAL, FINANCIAL STRATEGIST | 01/2018 | < 5% |
| FALCO, MARILEE, ANNE | Individual | – | PRINCIPAL, FINANCIAL STRATEGIST | 01/2018 | < 5% |
| Nguyen, Van | Individual | – | PRINCIPAL, DIRECTOR OF CLIENT SERVICES | 01/2020 | < 5% |