AIS CAPITAL MANAGEMENT L.P.

Adviser information for AIS CAPITAL MANAGEMENT L.P. last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 54 $167.5M
Non-Discretionary 0 $0
Total 54 $167.5M

Clients

Type Number RAUM
Individuals 1 $15,556
HNW Individuals 53 $79.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 5 $87.7M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-43295
SEC ERA File Number 801-43295
SEC CIK Numbers 897010
SEC CRD Numbers 107971
Legal Entity Identifier None

Principal Office

187 DANBURY RD
FIRST FLOOR
WILTON
CT
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 203-563-1180, Fax: 203-563-1186

Chief Compliance Officer

JOHN HUMMEL
MANAGING PARTNER
6959 GREEN TREE DRIVE
NAPLES
FL
United States
Tel: 203-554-4003
Fax: 203-563-1186
(Full email address available in API data)

Regulatory Contact

LU-ANN ROTH
187 DANBURY ROAD
FIRST FLOOR
WILTON
CT
United States
Tel: 203-563-1180
Fax: 203-563-1186
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AIS BALANCED FUND L.P. LONG ONLY, NO LEVERAGE TAA $17.2M $0.1M 48
AIS GOLD FUND LP Hedge Fund $28.1M $0.5M 44

Control Persons

Name Type Entity Title Since Ownership
HUMMEL, JOHN, ROBERT Individual PARTNER/CHIEF COMPLIANCE OFFICER 04/1993 > 75%
STERN, BRADLEY, CHARLES Individual PARTNER 04/1993 10-25%
AIS GENERAL PARTNER, LLC Domestic Entity GENERAL PARTNER 09/2013 < 5%
HUMMEL, JOHN, ROBERT Individual AIS GENERAL PARTNER, LLC PRINCIPAL 09/2013 > 75%

No. Employees, Historic

10502020202120222023202420253 on 3/25/20203 on 6/18/20203 on 6/19/20203 on 3/5/20213 on 3/5/20213 on 3/7/20223 on 5/26/20223 on 2/27/20233 on 3/11/2024

RAUM, Historic

300M150M0202020212022202320242025114501427 on 3/25/2020114501427 on 6/18/2020114501427 on 6/19/2020174859981 on 3/5/2021174859981 on 3/5/2021198275805 on 3/7/2022198275805 on 5/26/2022201853268 on 2/27/2023167516457 on 3/11/2024

No. Clients, Historic

7035020202021202220232024202562 on 3/25/202062 on 6/18/202062 on 6/19/202062 on 3/5/202162 on 3/5/202160 on 3/7/202260 on 5/26/202259 on 2/27/202359 on 3/11/2024