AIS CAPITAL MANAGEMENT L.P.
Adviser information for AIS CAPITAL MANAGEMENT L.P. last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Partnership |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 54 | $167.5M |
Non-Discretionary | 0 | $0 |
Total | 54 | $167.5M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 1 | $15,556 |
HNW Individuals | 53 | $79.8M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 5 | $87.7M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 1 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
187 DANBURY RDFIRST FLOOR
WILTON
CT
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 203-563-1180, Fax: 203-563-1186
Websites
Chief Compliance Officer
JOHN HUMMEL
MANAGING PARTNER
6959 GREEN TREE DRIVE
NAPLES
FL
United States
Tel:
203-554-4003
Fax:
203-563-1186
J******@***********M
(Full email address available in API data)
Regulatory Contact
LU-ANN ROTH
187 DANBURY ROAD
FIRST FLOOR
WILTON
CT
United States
Tel:
203-563-1180
Fax:
203-563-1186
L****@***********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
AIS BALANCED FUND L.P. | LONG ONLY, NO LEVERAGE TAA | $17.2M | $0.1M | 48 |
AIS GOLD FUND LP | Hedge Fund | $28.1M | $0.5M | 44 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
HUMMEL, JOHN, ROBERT | Individual | – | PARTNER/CHIEF COMPLIANCE OFFICER | 04/1993 | > 75% |
STERN, BRADLEY, CHARLES | Individual | – | PARTNER | 04/1993 | 10-25% |
AIS GENERAL PARTNER, LLC | Domestic Entity | – | GENERAL PARTNER | 09/2013 | < 5% |
HUMMEL, JOHN, ROBERT | Individual | AIS GENERAL PARTNER, LLC | PRINCIPAL | 09/2013 | > 75% |