M CAPITAL ADVISORS
MASTRAPASQUA ASSET MANAGEMENT, INC. Legal Name
Adviser information for M CAPITAL ADVISORS last updated from Form ADV on May 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 514 | $847.0M |
| Non-Discretionary | 2 | $23.6M |
| Total | 516 | $870.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 124 | $34.1M |
| HNW Individuals | 133 | $723.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $200,177 |
| Charitable organizations | 9 | $49.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $39.6M |
| Other | <5 | $23.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 45.8M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| LPL FINANCIAL SERVICES | LPL FINANCIAL LLC |
| MORGAN STANLEY SMITH BARNEY | MORGAN STANLEY |
| SCHWAB MANAGED ACCOUNT ACCESS | CHARLES SCHWAB & CO., INC. |
| RBC DAIN RAUSCHER | RBC CAPITAL MARKETS, LLC |
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC |
| RAYMOND JAMES | RAYMOND JAMES & ASSOCIATES, INC. |
| FIDELITY | FIDELITY DIVERSIFYING SOLUTIONS LLC |
Principal Office
104 WOODMONT BLVDSUITE 320
NASHVILLE
TN
United States
Monday - Friday, 7:30 AM - 4:30 PM
Tel: 615-244-8400, Fax: 615-244-1148
Websites
mastrapasquaassetmanagement.net
louisvillemoneymanager.com
m-capitaladvisers.com
m-capitaladvisors.com
mastrapasquafunds.com
mastrapasquafunds.org
mcapitaladvisers.com
auscal.com
karnescityadvisors.com
knoxvillemoneymanager.com
mastrapasqua.net
karnescitymoneymanager.com
mastrapasqua.org
mastrapasqua.com
mastrapasquaassetmanagement.org
www.linkedin.com/company/m-capital-advisors
Chief Compliance Officer
CHRISTIE DILLON
CHIEF COMPLIANCE OFFICER
200 CONCORD PLAZA DRIVE
SUITE 500
SAN ANTONIO
TX
United States
Tel:
210353-0500
C*******@**************M
(Full email address available in API data)
Regulatory Contact
MAURO MASTRAPASQUA
CEO
104 WOODMONT BLVD
SUITE 320
NASHVILLE
TN
United States
Tel:
615-244-8400
M****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MASTRAPASQUA, FRANK, NMN | Individual | – | CHAIRMAN | 10/2011 | > 75% |
| MASTRAPASQUA, MAURO, MALLORY | Individual | – | CHIEF EXECUTIVE OFFICER & CHIEF OPERATIONS OFFICER | 10/2011 | 5-10% |
| Weiderheide, Cary, Mastrapasqua | Individual | – | N/A | 12/2020 | 5-10% |
| Fleaner, Mary, Mastrapasqua | Individual | – | N/A | 12/2020 | 5-10% |
| Veazey-Dillon, Christine | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |
| SNELL, PATRICK, ALLEN | Individual | – | CHIEF INVESTMENT OFFICER | 11/2022 | < 5% |
| BARTON, EDWIN, RAY | Individual | – | CHIEF PORTFOLIO STRATEGIST | 11/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed October 25th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 529K | 6K | – |
| ABBOTT LABS | COM | 10M | 106K | – |
| ABBVIE INC | COM | 400K | 3K | – |
| ADVANCED MICRO DEVICES INC | COM | 247K | 2K | – |
| AGILENT TECHNOLOGIES INC | COM | 4M | 33K | – |
| AIR LEASE CORP | CL A | 2M | 61K | – |
| AKAMAI TECHNOLOGIES INC | COM | 5M | 45K | – |
| ALPHABET INC | CAP STK CL A | 5M | 41K | – |
| ALPHABET INC | CAP STK CL C | 22M | 163K | – |
| AMAZON COM INC | COM | 21M | 165K | – |
| AMERICAN ELEC PWR CO INC | COM | 1M | 13K | – |
| AMGEN INC | COM | 15M | 57K | – |
| APPLE INC | COM | 51M | 298K | – |
| APPLIED MATLS INC | COM | 2M | 15K | – |
| BANK AMERICA CORP | COM | 9M | 326K | – |
| BLACKBERRY LTD | COM | 74K | 16K | – |
| BLACKROCK INC | COM | 9M | 14K | – |
| BLACKSTONE INC | COM | 3M | 24K | – |
| BOEING CO | COM | 1M | 5K | – |
| BOOT BARN HLDGS INC | COM | 930K | 11K | – |
| BORGWARNER INC | COM | 967K | 24K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 1M | 25K | – |
| BROADCOM INC | COM | 27M | 33K | – |
| BRUKER CORP | COM | 2M | 31K | – |
| BWX TECHNOLOGIES INC | COM | 2M | 31K | – |
| CAMECO CORP | COM | 872K | 22K | – |
| CATERPILLAR INC | COM | 12M | 46K | – |
| CDW CORP | COM | 4M | 18K | – |
| CHARLES RIV LABS INTL INC | COM | 2M | 13K | – |
| CHART INDS INC | COM | 3M | 19K | – |
| CHENIERE ENERGY INC | COM NEW | 9M | 54K | – |
| CHEVRON CORP NEW | COM | 2M | 10K | – |
| CISCO SYS INC | COM | 318K | 6K | – |
| CITIGROUP INC | COM NEW | 1M | 27K | – |
| COCA COLA CO | COM | 1M | 26K | – |
| COSTCO WHSL CORP NEW | COM | 18M | 31K | – |
| CSX CORP | COM | 2M | 75K | – |
| D R HORTON INC | COM | 7M | 63K | – |
| DARLING INGREDIENTS INC | COM | 2M | 29K | – |
| DEERE & CO | COM | 7M | 20K | – |
| DELL TECHNOLOGIES INC | CL C | 568K | 8K | – |
| DIGITAL RLTY TR INC | COM | 570K | 5K | – |
| DOW INC | COM | 1M | 22K | – |
| EATON CORP PLC | SHS | 795K | 4K | – |
| ELI LILLY & CO | COM | 24M | 44K | – |
| ENBRIDGE INC | COM | 503K | 15K | – |
| EXXON MOBIL CORP | COM | 2M | 14K | – |
| F5 INC | COM | 2M | 10K | – |
| FLEX LTD | ORD | 2M | 90K | – |
| FLOWERS FOODS INC | COM | 217K | 10K | – |
| GALLAGHER ARTHUR J & CO | COM | 11M | 48K | – |
| GENERAL DYNAMICS CORP | COM | 2M | 8K | – |
| GENERAL MLS INC | COM | 1M | 17K | – |
| GENUINE PARTS CO | COM | 2M | 16K | – |
| GILEAD SCIENCES INC | COM | 323K | 4K | – |
| GOLDMAN SACHS GROUP INC | COM | 9M | 27K | – |
| GRAPHIC PACKAGING HLDG CO | COM | 2M | 93K | – |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 772K | 13K | – |
| HEALTHCARE RLTY TR | CL A COM | 255K | 17K | – |
| HERSHEY CO | COM | 843K | 4K | – |
| HEXCEL CORP NEW | COM | 2M | 33K | – |
| HOME DEPOT INC | COM | 15M | 51K | – |
| HONEYWELL INTL INC | COM | 9M | 47K | – |
| HUNTINGTON INGALLS INDS INC | COM | 1M | 5K | – |
| INDEPENDENCE RLTY TR INC | COM | 151K | 11K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 8M | 60K | – |
| INTUIT | COM | 5M | 9K | – |
| INVESCO QQQ TR | UNIT SER 1 | 214K | 597 | – |
| IQVIA HLDGS INC | COM | 12M | 61K | – |
| IRON MTN INC DEL | COM | 292K | 5K | – |
| ISHARES TR | SHORT TREAS BD | 3M | 25K | – |
| ITT INC | COM | 2M | 23K | – |
| JEFFERIES FINL GROUP INC | COM | 264K | 7K | – |
| JOHNSON & JOHNSON | COM | 1M | 7K | – |
| JPMORGAN CHASE & CO | COM | 2M | 13K | – |
| KBR INC | COM | 973K | 17K | – |
| KELLANOVA | COM | 264K | 4K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 4M | 29K | – |
| KIMBERLY-CLARK CORP | COM | 1M | 10K | – |
| KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 914K | 61K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 3M | 19K | – |
| LOCKHEED MARTIN CORP | COM | 8M | 19K | – |
| LOWES COS INC | COM | 4M | 18K | – |
| MARSH & MCLENNAN COS INC | COM | 17M | 87K | – |
| MARTIN MARIETTA MATLS INC | COM | 2M | 4K | – |
| MASCO CORP | COM | 2M | 45K | – |
| MCDONALDS CORP | COM | 8M | 31K | – |
| MERCK & CO INC | COM | 10M | 93K | – |
| META PLATFORMS INC | CL A | 22M | 74K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 11M | 135K | – |
| MICROSOFT CORP | COM | 53M | 169K | – |
| MKS INSTRS INC | COM | 642K | 7K | – |
| MORGAN STANLEY | COM NEW | 359K | 4K | – |
| NASDAQ INC | COM | 2M | 44K | – |
| NISOURCE INC | COM | 227K | 9K | – |
| NORFOLK SOUTHN CORP | COM | 9M | 46K | – |
| NOVARTIS AG | SPONSORED ADR | 334K | 3K | – |
| NVENT ELECTRIC PLC | SHS | 2M | 41K | – |
| NVIDIA CORPORATION | COM | 62M | 143K | – |
| NXP SEMICONDUCTORS N V | COM | 11M | 56K | – |
| ONTO INNOVATION INC | COM | 2M | 18K | – |
| ORACLE CORP | COM | 6M | 58K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 3M | 203K | – |
| PALO ALTO NETWORKS INC | COM | 5M | 19K | – |
| PARKER-HANNIFIN CORP | COM | 7M | 18K | – |
| PAYCHEX INC | COM | 2M | 15K | – |
| PEPSICO INC | COM | 10M | 57K | – |
| PFIZER INC | COM | 1M | 40K | – |
| PROCTER AND GAMBLE CO | COM | 10M | 69K | – |
| PUBLIC STORAGE | COM | 891K | 3K | – |
| PULTE GROUP INC | COM | 1M | 15K | – |
| QUALCOMM INC | COM | 3M | 31K | – |
| QUEST DIAGNOSTICS INC | COM | 2M | 16K | – |
| REVVITY INC | COM | 2M | 22K | – |
| ROCKWELL AUTOMATION INC | COM | 8M | 28K | – |
| ROPER TECHNOLOGIES INC | COM | 2M | 4K | – |
| RTX CORPORATION | COM | 14M | 191K | – |
| SCHLUMBERGER LTD | COM STK | 7M | 123K | – |
| SOUTHERN CO | COM | 917K | 14K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 246K | 576 | – |
| SPDR SER TR | S&P BIOTECH | 206K | 3K | – |
| STERIS PLC | SHS USD | 3M | 14K | – |
| SYNOPSYS INC | COM | 2M | 5K | – |
| TARGET CORP | COM | 896K | 8K | – |
| TELEFLEX INCORPORATED | COM | 1M | 6K | – |
| TERADYNE INC | COM | 2M | 16K | – |
| TEXAS INSTRS INC | COM | 1M | 9K | – |
| TEXTRON INC | COM | 3M | 40K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 19M | 37K | – |
| TJX COS INC NEW | COM | 7M | 82K | – |
| TOWER SEMICONDUCTOR LTD | SHS NEW | 858K | 35K | – |
| TRACTOR SUPPLY CO | COM | 4M | 17K | – |
| TRADEWEB MKTS INC | CL A | 4M | 55K | – |
| TRINITY INDS INC | COM | 219K | 9K | – |
| ULTA BEAUTY INC | COM | 2M | 4K | – |
| UNION PAC CORP | COM | 1M | 6K | – |
| UNITED PARCEL SERVICE INC | CL B | 9M | 57K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 1M | 26K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 3M | 69K | – |
| VEEVA SYS INC | CL A COM | 4M | 18K | – |
| VERIZON COMMUNICATIONS INC | COM | 858K | 26K | – |
| VERTEX PHARMACEUTICALS INC | COM | 3M | 8K | – |
| VISA INC | COM CL A | 20M | 85K | – |
| WALMART INC | COM | 11M | 71K | – |
| WASTE MGMT INC DEL | COM | 10M | 63K | – |
| WILLIAMS SONOMA INC | COM | 2M | 11K | – |
| WOODWARD INC | COM | 1M | 12K | – |
| ZOETIS INC | CL A | 16M | 92K | – |
| ZSCALER INC | COM | 8M | 51K | – |