WINANS INVESTMENTS
WINANS INTERNATIONAL Legal Name
Adviser information for WINANS INVESTMENTS last updated from Form ADV on February 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 503 | $258.2M |
| Non-Discretionary | 0 | $0 |
| Total | 503 | $258.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 191 | $59.2M |
| HNW Individuals | 65 | $173.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 18 | $20.2M |
| Charitable organizations | 4 | $5.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsADVISORY CONSULTING AND RESEARCH SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesSubscription fees |
Principal Office
504 REDWOOD BLVD.SUITE 210
NOVATO
CA
United States
Monday - Friday, 8:00 - 4:00
Tel: 415-506-3070, Fax: 415-883-1646
Chief Compliance Officer
KENNETH G. WINANS
PRESIDENT & CHIEF INVESTMENT OFFICER
504 REDWOOD BLVD.
SUITE 210
NAVATO
CA
United States
Tel:
415-506-3070
Fax:
415-883-1646
K**@*************M
(Full email address available in API data)
Regulatory Contact
BRITTANY CAMPBELL
OPERATIONS MANAGER
504 REDWOOD BLVD.
SUITE 210
NOVATO
CA
United States
Tel:
415-506-3070
Fax:
415-883-1646
B*******@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WINANS, KENNETH, GRANT | Individual | – | PRESIDENT/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | 09/1992 | 50-75% |
| WILSON, JAMES, FRANKLIN | Individual | – | SHAREHOLDER | 03/1996 | 10-25% |
| LARSON, STEPHANIE, IRENE | Individual | – | MANAGING DIRECTOR | 09/2021 | < 5% |
| THE ESTATE OF LILIAN WREYFORD | Domestic Entity | – | SHAREHOLDER | 02/2022 | < 5% |