PRODIGY ASSET MANAGEMENT LLC
Adviser information for PRODIGY ASSET MANAGEMENT LLC last updated from Form ADV on January 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nebraska, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 201 | $3.4B |
| Non-Discretionary | 0 | $0 |
| Total | 201 | $3.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 28 | $12.8M |
| HNW Individuals | 31 | $253.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $118.0M |
| Pension and profit sharing plans | <5 | $60.8M |
| Charitable organizations | 20 | $2.9B |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $23.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Principal Office
13710 FNB PARKWAY, SUITE 205OMAHA
NE
United States
Monday - Friday, 8:00A.M. - 5:00P.M.
Tel: 402-493-9875, Fax: 402-493-9575
Chief Compliance Officer
MELISSA REINER
13710 FNB PARKWAY, SUITE 205
OMAHA
NE
United States
Tel:
402-493-9875
Fax:
402-493-9575
M*************@*************M
(Full email address available in API data)
Regulatory Contact
RUDEN, PHILIP JAMES
PRESIDENT
13710 FNB PARKWAY, SUITE 205
OMAHA
NE
United States
Tel:
402-493-9875
Fax:
402-493-9575
P*********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PRODIGY ABSOLUTE RETURN FUND, LLC | Hedge Fund | $118.0M | $0.1M | 47 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RUDEN, PHILIP, JAMES | Individual | – | MEMBER | 01/1993 | 25-50% |
| EGLSEDER, MICHAEL, JOHN | Individual | – | MEMBER | 01/1993 | 25-50% |
| REINER, MELISSA, RAE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2014 | < 5% |
| Ovalles Dominguez, Arnaldo, Jose | Individual | – | MEMBER | 12/2023 | < 5% |
| TRAUTMAN, TODD, RAYMOND | Individual | – | MEMBER | 12/2023 | 5-10% |