GROVE STREET FIDUCIARY, LLC
Adviser information for GROVE STREET FIDUCIARY, LLC last updated from Form ADV on January 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Hampshire, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,102 | $320.2M |
| Non-Discretionary | 58 | $11.6M |
| Total | 1,160 | $331.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 105 | $56.3M |
| HNW Individuals | 122 | $274.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 7 | $1.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-43397 |
|---|---|
| SEC ERA File Number | 801-43397 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 107703 |
| Legal Entity Identifier | None |
Principal Office
20 GROVE STREETSUITE 240
PETERBOROUGH
NH
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 603-924-9939, Fax: 603-924-9938
Websites
Chief Compliance Officer
CARL AMOS JOHNSON
MANAGING MEMBER, CHIEF EXECUTIVE OFFICER
20 GROVE STREET
P. O. BOX 396
PETERBOROUGH
NH
United States
Tel:
603-924-9939
Fax:
603-924-9938
C***@***********************M
(Full email address available in API data)
Regulatory Contact
LISA CAREY
ASSISTANT CCO
20 GROVE STREET
P. O. BOX 396
PETERBOROUGH
NH
United States
Tel:
603-924-9939
Fax:
603-924-9938
L***@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHNSON, CARL, AMOS | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 01/2016 | < 5% |
| Hensel, Hazel, Elizabeth | Individual | – | CHIEF OPERATING OFFICER | 01/2020 | < 5% |
| CARL AMOS JOHNSON REVOCABLE TRUST | Domestic Entity | – | OWNER | 07/2013 | > 75% |
| JOHNSON, CARL, AMOS | Individual | CARL AMOS JOHNSON REVOCABLE TRUST | TRUSTEE | 02/2010 | |
| FORGET-ME-NOT BLUE TRUST | Domestic Entity | – | OWNER | 01/2020 | 10-25% |
| Hensel, Hazel, Elizabeth | Individual | FORGET-ME-NOT BLUE TRUST | TRUSTEE | 01/2020 |