PGIM PRIVATE PLACEMENT INVESTORS, L.P.
Adviser information for PGIM PRIVATE PLACEMENT INVESTORS, L.P. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 267 |
|---|---|
| Investment Advisory/Research | 267 |
| Registered Broker-Dealer Representatives | 16 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 34 | $25.7B |
| Non-Discretionary | 0 | $0 |
| Total | 34 | $25.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $283.5M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 26 | $24.2B |
| Sovereign wealth funds and foreign official institutions | <5 | $1.2B |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 27 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-43479 |
|---|---|
| SEC ERA File Number | 801-43479 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 106442 |
| Legal Entity Identifier | None |
Principal Office
655 BROAD STREET17TH FLOOR
NEWARK
NJ
United States
Monday - Friday, 9:00 A.M. TO 5:00 P.M.
Tel: 973-367-2454, Fax: 973-367-3234
Websites
Chief Compliance Officer
ANTHONY CONTE
VICE PRESIDENT
655 BROAD STREET
17TH FLOOR
NEWARK
NJ
United States
Tel:
973-367-7071
Fax:
973-367-7366
A************@*************M
(Full email address available in API data)
Industry Affiliates
| AST INVESTMENT SERVICES, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CAPITAL AGRICULTURAL PROPERTY SERVICES, INC. | Real estate broker or dealer |
| COLUMBUS DRIVE PARTNERS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| COMMERCE STREET HOLDINGS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CROCKETT STREET HOLDINGS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| CROCKETT STREET PARTNERS (SBA) II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| CROCKETT STREET PARTNERS II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| DICKENS AVENUE HOLDINGS VI, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DICKENS AVENUE PARTNERS VI (IRELAND), LP | Sponsor, GP, manager of pooled investment vehicles |
| DICKENS AVENUE PARTNERS VI (US), LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| JENNISON ASSOCIATES | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LAKE STREET PARTNERS IV, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MARKET STREET HOLDINGS IV, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MULBERRY STREET HOLDINGS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PGIM CUSTOM HARVEST LLC | Other investment adviser, including financial planners |
| PGIM FOREIGN INVESTMENTS, INC. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PGIM INVESTMENTS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PGIM LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PGIM LUXEMBOURG S.A. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PGIM PORTFOLIO ADVISORY | Other investment adviser, including financial planners |
| PGIM PRIVATE CAPITAL (IRELAND) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PGIM PRIVATE CAPITAL LIMITED | Other investment adviser, including financial planners |
| PGIM REAL ESTATE (UK) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PGIM REAL ESTATE FINANCE LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PGIM REAL ESTATE U.S. DEBT FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PGIM REF EUROPE MEMBER LLC | Other investment adviser, including financial planners |
| PGIM, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PLA MEXICO INDUSTRIAL MANAGER II LLC | Sponsor, GP, manager of pooled investment vehicles |
| PLA RETAIL FUND II AGGREGATING MANAGER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PLA RETAIL II FUND MANAGER LLC | Sponsor, GP, manager of pooled investment vehicles |
| PLA SERVICES MANAGER MEXICO, LLC | Other investment adviser, including financial planners |
| PRUCO LIFE INSURANCE COMPANY OF NEW JERSEY | Insurance company or agency |
| PRUDENTIAL ANNUITIES DISTRIBUTORS, INC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PRUDENTIAL ARIZONA REINSURANCE UNIVERSAL COMPANY | Insurance company or agency |
| PRUDENTIAL CAPITAL ENERGY OPPORTUNITY FUND, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PRUDENTIAL FINANCIAL PLANNING SERVICES | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PRUDENTIAL LEGACY INSURANCE COMPANY OF NEW JERSEY | Insurance company or agency |
| PRUDENTIAL TRUST COMPANY | Commodity pool operator or commodity trading advisorTrust company |
| PRUDENTIAL UNIVERSAL REINSURANCE COMPANY | Insurance company or agency |
| ROSS AVENUE ENERGY FUND HOLDINGS, LLC | Sponsor, GP, manager of pooled investment vehicles |
| STERLING PRIVATE PLACEMENT MANAGEMENT LLP | Sponsor, GP, manager of pooled investment vehicles |
| STETSON STREET PARTNERS, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| THE GIBRALTAR LIFE INSURANCE CO., LTD. | Insurance company or agency |
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | Other investment adviser, including financial plannersInsurance company or agency |
| WABASH AVENUE HOLDINGS V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WABASH AVENUE PARTNERS V, L.P. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WAVELAND AVENUE HOLDINGS I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WAVELAND AVENUE PARTNERS I (IRELAND), LP | Sponsor, GP, manager of pooled investment vehicles |
| WAVELAND AVENUE PARTNERS I (US), LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| WINDSOR AVENUE HOLDINGS II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| WINDSOR AVENUE PARTNERS (IRELAND) II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| WINDSOR AVENUE PARTNERS (US) II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PRIVATE PLACEMENT TRUST INVESTORS, LLC | PRIVATE DEBT FUND | $283.5M | $0.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PGIM PRIVATE PLACEMENT INVESTORS, INC. | Domestic Entity | – | GENERAL PARTNER | 11/1992 | < 5% |
| PGIM HOLDING COMPANY, LLC | Domestic Entity | PGIM, INC. | SHAREHOLDER | 06/2000 | > 75% |
| PGIM, INC. | Domestic Entity | – | LIMITED PARTNER | 11/2001 | > 75% |
| PRUDENTIAL FINANCIAL, INC. | Domestic Entity | PGIM HOLDING COMPANY, LLC | SHAREHOLDER | 12/2001 | > 75% |
| CAMPION, MICHAEL, FRANCIS | Individual | – | DIRECTOR & PRESIDENT | 01/2024 | < 5% |
| GAMBOA, ARMANDO, M. | Individual | – | CHIEF LEGAL OFFICER | 12/2018 | < 5% |
| CONTE, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2019 | < 5% |
| LAURITA, LESLEY, ELLEN | Individual | – | CONTROLLER | 01/2020 | < 5% |
| DOUGLASS, MATHEW, ROBERT | Individual | – | DIRECTOR & CHAIRMAN | 01/2024 | < 5% |