KLCM ADVISORS, INC.
Adviser information for KLCM ADVISORS, INC. last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 605 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 605 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 264 | $137.7M |
| HNW Individuals | 321 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $241,485 |
| Charitable organizations | 13 | $25.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $17.6M |
| Other | <5 | $5.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
330 E KILBOURN AVENUESUITE 1180
MILWAUKEE
WI
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 414-765-1234, Fax: 414-765-1237
Chief Compliance Officer
MARK A SAILER
PARTNER
330 E KILBOURN AVENUE
SUITE 1180
MILWAUKEE
WI
United States
Tel:
414-765-1234
Fax:
414-765-1237
M******@**********M
(Full email address available in API data)
Regulatory Contact
TRACEY S CAMPBELL
OFFICE MANAGER
330 E KILBOURN AVENUE
SUITE 1180
MILWAUKEE
WI
United States
Tel:
414-765-1234
Fax:
414-765-1237
T****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KITZINGER, JAMES, BRIAN | Individual | – | PRESIDENT | 04/1993 | 50-75% |
| FUDA, CARL, JOSEPH | Individual | – | VICE PRESIDENT | 08/2016 | 5-10% |
| LICAU GIFFORD, KATHERINE, ROSE | Individual | – | PARTNER | 07/2014 | 10-25% |
| SAILER, MARK, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2018 | 10-25% |
| COLEMAN, NEAL, PATRICK | Individual | – | DIRECTOR OF CLIENT SERVICE | 09/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMBAC Financial Group | COM | 179K | 14K | – |
| APA Corporation | COM | 8M | 269K | – |
| AT&T Inc. | COM | 22M | 1M | – |
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| Abbvie Inc. | COM | 4M | 23K | – |
| Accenture PLC | COM | 361K | 1K | – |
| Adobe Inc. | COM | 1M | 2K | – |
| Advanced Micro Devices Inc. | COM | 2M | 12K | – |
| Agnico Eagle Mines Ltd. | COM | 655K | 10K | – |
| Allegheny Technologies Inc. | COM | 24M | 433K | – |
| Alliant Energy Corp. | COM | 477K | 9K | – |
| Alphabet Inc. Cl A | COM | 2M | 14K | – |
| Alphabet Inc. Cl C | COM | 4M | 20K | – |
| Altria Group Inc. | COM | 784K | 17K | – |
| Amazon Inc. | COM | 3M | 15K | – |
| American Express Co. | COM | 331K | 1K | – |
| Amgen Inc. | COM | 272K | 869 | – |
| Analog Devices | COM | 382K | 2K | – |
| Ansys Inc. | COM | 292K | 908 | – |
| Apple Inc. | COM | 15M | 70K | – |
| Applied Materials Inc. | COM | 746K | 3K | – |
| Ares Capital Corp. | COM | 216K | 10K | – |
| Arthur J. Gallagher & Co. | COM | 250K | 965 | – |
| Associated Banc-Corp. | COM | 964K | 46K | – |
| BCE Inc. | COM | 305K | 9K | – |
| BP PLC | COM | 411K | 11K | – |
| Bald Eagle Energy | COM | 0 | 14K | – |
| Bank of America Corp. | COM | 23M | 577K | – |
| Bank of Montreal | COM | 331K | 4K | – |
| Berkley W R Corp. | COM | 3M | 36K | – |
| Berkshire Hathaway Cl B | COM | 3M | 7K | – |
| Best Buy Inc. | COM | 9M | 108K | – |
| Boeing Co. | COM | 30M | 163K | – |
| Bristol-Myers Squibb Corp. | COM | 18M | 422K | – |
| Broadcom Inc. | COM | 782K | 487 | – |
| CVS Health Corp. | COM | 213K | 4K | – |
| Caterpillar Inc. | COM | 981K | 3K | – |
| Charles Schwab | COM | 329K | 4K | – |
| Chevron Corp. | COM | 4M | 25K | – |
| Cisco Systems Inc. | COM | 14M | 291K | – |
| Citigroup Inc. | COM | 30M | 469K | – |
| Coastalsouth Bancshares, Inc. | COM | 623K | 37K | – |
| Colgate-Palmolive Co. | COM | 474K | 5K | – |
| ConocoPhillips | COM | 392K | 3K | – |
| Constellation Energy Corp. | COM | 394K | 2K | – |
| Coresite Realty Corp. | COM | 304K | 1K | – |
| Costco Wholesale Corp. | COM | 1M | 2K | – |
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| Crowdstrike Holdings Inc. | COM | 423K | 1K | – |
| D R Horton Inc. | COM | 293K | 2K | – |
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| Dow Inc. | COM | 13M | 246K | – |
| Duke Energy Corp. | COM | 608K | 6K | – |
| Eaton Corp. | COM | 1M | 4K | – |
| Elevance Health Inc. | COM | 299K | 551 | – |
| Eli Lilly & Co. | COM | 7M | 7K | – |
| Emerson Electric Co. | COM | 541K | 5K | – |
| Exelon Corp. | COM | 258K | 7K | – |
| Exxon Mobil Corp. | COM | 22M | 187K | – |
| Fastenal Co. | COM | 1M | 17K | – |
| Fidelity National Information | COM | 686K | 9K | – |
| Fiserv Inc. | COM | 3M | 19K | – |
| Ford Motor Co. | COM | 630K | 50K | – |
| GE Vernova Inc. | COM | 354K | 2K | – |
| Gates Industrial Corp. | COM | 17M | 1M | – |
| General Electric Co. | COM | 1M | 8K | – |
| General Motors Co. | COM | 10M | 211K | – |
| Gilead Sciences Inc. | COM | 2M | 36K | – |
| Goodyear Tire & Rubber | COM | 10M | 859K | – |
| Halliburton Co. | COM | 16M | 466K | – |
| HanesBrands Inc. | COM | 7M | 1M | – |
| Heartland Financial Inc. | COM | 618K | 14K | – |
| Helmerich & Payne Inc. | COM | 470K | 13K | – |
| Hewlett Packard Enterprise | COM | 556K | 26K | – |
| Home Depot Inc. | COM | 948K | 3K | – |
| Honeywell Inc. | COM | 254K | 1K | – |
| IBM Corp. | COM | 904K | 5K | – |
| Illinois Tool Works Inc. | COM | 866K | 4K | – |
| Intel Corp. | COM | 1M | 34K | – |
| JP Morgan Chase & Co. | COM | 3M | 14K | – |
| Johnson & Johnson | COM | 1M | 7K | – |
| Johnson Controls International | COM | 2M | 24K | – |
| KLA-Tencor Corp. | COM | 309K | 375 | – |
| Kellanova | COM | 2M | 43K | – |
| Kenvue Inc. | COM | 16M | 855K | – |
| Kimberly-Clark Corp. | COM | 2M | 18K | – |
| Kinder Morgan Inc. | COM | 4M | 201K | – |
| Kohls Corp. | COM | 1M | 56K | – |
| Kraft Heinz Co. | COM | 2M | 68K | – |
| Lockheed Martin Corp. | COM | 486K | 1K | – |
| Lowes Companies Inc. | COM | 216K | 980 | – |
| MGE Energy Inc. | COM | 969K | 13K | – |
| MGIC Investment Corp. | COM | 2M | 100K | – |
| Malachite Innovations Com | COM | 27K | 74K | – |
| Manpower Inc. | COM | 8M | 109K | – |
| Marathon Bancorp Inc | COM | 214K | 25K | – |
| Marcus Corp. | COM | 18M | 2M | – |
| Mastercard Inc. | COM | 828K | 2K | – |
| McDonalds Corp. | COM | 764K | 3K | – |
| McKesson Corp. | COM | 611K | 1K | – |
| Medtronic PLC | COM | 17M | 215K | – |
| Merck & Co. Inc. | COM | 2M | 13K | – |
| MetLife Inc. | COM | 311K | 4K | – |
| Meta Platforms Inc. | COM | 1M | 2K | – |
| Microsoft Corp. | COM | 7M | 17K | – |
| Mondelez International Inc. | COM | 539K | 8K | – |
| Morgan Stanley | COM | 849K | 9K | – |
| Motorola Solutions Inc. | COM | 472K | 1K | – |
| Nano Dimension Ltd. | COM | 22K | 10K | – |
| Netflix Inc. | COM | 1M | 2K | – |
| Newmont Corp. | COM | 28M | 660K | – |
| Nicolet Bankshares Inc. | COM | 256K | 3K | – |
| Nokia Corp. | COM | 44K | 12K | – |
| Norfolk Southern Corp. | COM | 660K | 3K | – |
| Northwest Biotherapeutics | COM | 4K | 10K | – |
| Novo-Nordisk ADR | COM | 246K | 2K | – |
| Nvidia Corp. | COM | 203M | 2M | – |
| O-I Glass Inc. | COM | 180K | 16K | – |
| OPKO Health Inc. | COM | 13K | 10K | – |
| Occidental Petroleum Corp. | COM | 308K | 5K | – |
| Options Media Group Hldgs. | COM | 0 | 20K | – |
| Oracle Corp. | COM | 518K | 4K | – |
| Organon & Co. | COM | 25M | 1M | – |
| Patterson UTI Energy | COM | 9M | 867K | – |
| PepsiCo Inc. | COM | 988K | 6K | – |
| Pfizer Inc. | COM | 4M | 129K | – |
| Philip Morris International In | COM | 2M | 17K | – |
| Phillips 66 | COM | 293K | 2K | – |
| Procter & Gamble Co. | COM | 2M | 10K | – |
| Qualcomm Inc. | COM | 495K | 2K | – |
| RPM Intl. | COM | 208K | 2K | – |
| Raytheon Technologies Inc. | COM | 367K | 4K | – |
| Rockwell Automation, Inc. | COM | 308K | 1K | – |
| Schlumberger | COM | 483K | 10K | – |
| Servicenow Inc. | COM | 787K | 1K | – |
| Simon Property Group | COM | 250K | 2K | – |
| Sofi Technologies Inc. | COM | 73K | 11K | – |
| Sorrento Therapeutics Inc. | COM | 285 | 30K | – |
| Spooz Inc. | COM | 10K | 2M | – |
| T Mobile US Inc. | COM | 220K | 1K | – |
| Target Corp. | COM | 332K | 2K | – |
| Tellurian Inc. | COM | 16K | 23K | – |
| Tesla Inc. | COM | 1M | 6K | – |
| Texas Instruments Inc. | COM | 739K | 4K | – |
| The Coca-Cola Co. | COM | 368K | 6K | – |
| The Walt Disney Co. | COM | 10M | 96K | – |
| Troy Minerals Inc. | COM | 2K | 10K | – |
| US Bancorp | COM | 5M | 132K | – |
| Union Pacific Corp. | COM | 5M | 20K | – |
| United Parcel Service Inc. | COM | 2M | 15K | – |
| UnitedHealth Group Inc. | COM | 2M | 3K | – |
| Verizon Communications | COM | 19M | 456K | – |
| Visa Inc. | COM | 958K | 4K | – |
| Vuzix Corp. | COM | 28K | 21K | – |
| WEC Energy Group Inc. | COM | 3M | 37K | – |
| Walgreens Boots Alliance Inc. | COM | 9M | 722K | – |
| Walmart Inc. | COM | 462K | 7K | – |
| Waste Management Inc. | COM | 571K | 3K | – |
| Wells Fargo & Co. | COM | 16M | 263K | – |
| XCEL Energy Inc. | COM | 691K | 13K | – |