Hedge Fund Database

RETIREMENT INVESTMENT ADVISORS INC

Adviser information for RETIREMENT INVESTMENT ADVISORS INC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Oklahoma, United States

Employees

Total Number of Employees 19
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,335 $1.1B
Non-Discretionary 0 $0
Total 1,335 $1.1B

Clients

Type Number RAUM
Individuals 983 $351.6M
HNW Individuals 331 $725.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 14 $13.3M
Charitable organizations 7 $19.6M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1335

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-43702
SEC ERA File Number 801-43702
SEC CIK Numbers 1957886
SEC CRD Numbers 106316
Legal Entity Identifier None

Principal Office

2925 UNITED FOUNDERS BLVD
OKLAHOMA CITY
OK
United States
Monday - Friday, M-TH 8A-5:30P, F 8A-2P
Tel: 405-842-3443, Fax: 405-842-3471

Websites

www.theretirementpath.com www.linkedin.com/company/retirement-investment-advisors-inc-/ www.facebook.com/retirementinvestmentadvisors/ www.instagram.com/theretirementpath www.retirementinvestmentadvisors.com twitter.com/retirementia

Chief Compliance Officer

JADE FRANKE
CHIEF COMPLIANCE OFFICER
2925 UNITED FOUNDERS BLVD.
OKLAHOMA CITY
OK
United States
Tel: 405-842-3443
Fax: 405-842-3471
(Full email address available in API data)

Regulatory Contact

BRENDA BOLANDER
EXECUTIVE VICE PRESIDENT
2925 UNITED FOUNDERS BLVD
OKLAHOMA CITY
OK
United States
Tel: 405-842-3443
Fax: 405-842-3471
(Full email address available in API data)

Industry Affiliates

NFP INSURANCE SERVICES, INC. Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
THURMAN, RANDY, LOYN Individual – CEO 01/1997 < 5%
NFP CORP Domestic Entity – SHAREHOLDER 01/2003 > 75%
ALEXANDER, CAROL, RINGROSE Individual – EXECUTIVE VICE PRESIDENT 01/2006 < 5%
RUDY, CHAD, ALLEN Individual – EXECUTIVE VICE PRESIDENT - TEXAS 11/2012 < 5%
FLINTON, ANDREW, KENNETH Individual – PRESIDENT 11/2018 < 5%
SCHNEIDER, BRETT, RONALD Individual – DIRECTOR 01/2009 < 5%
LIESER, LORI, MICHELL Individual – VICE PRESIDENT 01/2003 < 5%
BOLANDER, BRENDA, SUE Individual – EXECUTIVE VICE PRESIDENT 10/2014 < 5%
NFP INTERMEDIATE HOLDINGS B. CORP Domestic Entity NFP CORP OWNER 07/2013 > 75%
NFP INTERMEDIATE HOLDINGS A CORP Domestic Entity NFP INTERMEDIATE HOLDINGS B. CORP OWNER 07/2013 > 75%
NFP HOLDINGS LLC Domestic Entity NFP PARENT CO, LLC OWNER 07/2013 > 75%
MADISON DEARBORN PARTNERS Domestic Entity PATRIOT SPV GP, L.P. GENERAL PARTNER 03/2021
NFP PARENT CO, LLC Domestic Entity NFP INTERMEDIATE HOLDINGS A CORP OWNER 10/2014 > 75%
O'MALLEY, EDWARD, GEORGE Individual – DIRECTOR 02/2015 < 5%
NFP ULTIMATE HOLDINGS, LLC Domestic Entity NFP HOLDINGS LLC OWNER 02/2017 > 75%
MOO, VERONICA, EI CHUN Individual – DIRECTOR 07/2017 < 5%
PATRIOT SPV, L.P. Domestic Entity NFP ULTIMATE HOLDINGS, LLC OWNER 03/2021 25-50%
PATRIOT SPV GP, L.P. Domestic Entity PATRIOT SPV, L.P. GENERAL PARTNER 03/2021
STERLING, SYLVIA, LEIGH Individual – SENIOR VICE PRESIDENT 01/2023 < 5%
FRANKE, JADE, NICOLE Individual – CHIEF COMPLIANCE OFFICER 11/2023 < 5%

No. Employees, Historic

20100201920202021202220232024202516 on 4/11/201917 on 3/27/202017 on 6/26/202017 on 7/10/202017 on 10/30/202017 on 11/2/202017 on 11/18/202017 on 12/17/202016 on 3/31/202116 on 5/10/202118 on 3/31/202220 on 3/30/202320 on 6/1/202320 on 11/15/202319 on 3/18/202419 on 3/18/2024

RAUM, Historic

2B1B02019202020212022202320242025665230526 on 4/11/2019815810812 on 3/27/2020815810812 on 6/26/2020815810812 on 7/10/2020815810812 on 10/30/2020815810812 on 11/2/2020815810812 on 11/18/2020815810812 on 12/17/2020959956222 on 3/31/2021959956222 on 5/10/20211131455114 on 3/31/2022929851235 on 3/30/2023929851235 on 6/1/2023929851235 on 11/15/20231109660853 on 3/18/20241109660853 on 3/18/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251183 on 4/11/20191218 on 3/27/20201218 on 6/26/20201218 on 7/10/20201218 on 10/30/20201218 on 11/2/20201218 on 11/18/20201218 on 12/17/20201243 on 3/31/20211243 on 5/10/20211349 on 3/31/20221324 on 3/30/20231324 on 6/1/20231324 on 11/15/20231335 on 3/18/20241335 on 3/18/2024

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
Apple Inc STOCK 1M 6K –
Berkshire Hathaway Inc STOCK 1M 3K –
CannaSys Inc STOCK 9 20K –
Ford Motor Co STOCK 251K 20K –
Hemp Inc STOCK 0 10K –
International Business Machines Corp STOCK 365K 2K –
iShares Russell 2000 Value ETF ETF 543K 4K –
iShares Russell 2000 ETF ETF 484K 2K –
iShares Core S&P Small-Cap ETF ETF 2M 16K –
iShares J.P. Morgan USD Emerging Markets Bond ETF ETF 19M 219K –
iShares National Muni Bond ETF ETF 26M 243K –
Johnson & Johnson STOCK 208K 1K –
McDonald's Corp STOCK 248K 974 –
Microsoft Corp STOCK 251K 562 –
OGE Energy Corp STOCK 450K 13K –
ONEOK Inc STOCK 1M 15K –
Phillips 66 STOCK 944K 7K –
Shell PLC STOCK 226K 3K –
Schwab U.S. Large-Cap Value ETF ETF 3M 45K –
Simmons First National Corp STOCK 352K 20K –
Texas Instruments Inc STOCK 1M 7K –
Thomson Reuters Corp STOCK 265K 2K –
Vanguard Total International Stock ETF ETF 2M 28K –
Vanguard Intermediate-Term Bond ETF ETF 96M 1M –
Vanguard FTSE Developed Markets ETF ETF 2M 36K –
Vanguard FTSE Emerging Markets ETF ETF 1M 28K –
Vanguard Tax-Exempt Bond Index ETF ETF 4M 84K –
Vanguard Small-Cap Growth ETF ETF 12M 48K –
Vanguard Small-Cap Value ETF ETF 57M 313K –
Vanguard Growth ETF ETF 182M 486K –
Vanguard Value ETF ETF 176M 1M –
Vanguard Total Stock Market ETF ETF 516K 2K –
Invesco QQQ Trust Series 1 STOCK 4M 8K –
ConocoPhillips STOCK 730K 6K –
Energy Transfer LP STOCK 277K 17K –
Exxon Mobil Corp STOCK 4M 36K –
Invesco S&P 500 Equal Weight ETF ETF 1M 6K –
Invesco Large Cap Value ETF ETF 726K 13K –
iShares Core MSCI EAFE ETF ETF 117M 2M –
iShares Core MSCI Emerging Markets ETF ETF 58M 1M –
iShares Core International Aggregate Bond ETF ETF 392K 8K –
iShares 0-3 Month Treasury Bond ETF ETF 363K 4K –
Medical Marijuana Inc STOCK 34 20K –
NVIDIA Corp STOCK 1M 11K –
OWC Pharmaceutical Research Corp STOCK 0 25K –
SPDR S&P 500 ETF Trust ETF 1M 2K –
SPDR Portfolio Developed World ex-US ETF ETF 273K 8K –
SPDR Nuveen S&P High Yield Municipal Bond ETF ETF 270K 11K –
SPDR S&P Dividend ETF ETF 2M 17K –
SUNCOKE ENERGY INC STOCK 110K 11K –
Tesla Inc STOCK 566K 3K –
VanEck High Yield Muni ETF ETF 4M 86K –
Vanguard Total International Bond ETF ETF 34M 704K –
Vanguard Short-Term Corporate Bond ETF ETF 1M 18K –