SHIKIAR ASSET MANAGEMENT INC

Adviser information for SHIKIAR ASSET MANAGEMENT INC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 7
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 220 $472.0M
Non-Discretionary 11 $5.0M
Total 231 $477.0M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 130 $444.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 10 $33.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-44062
SEC ERA File Number 801-44062
SEC CIK Numbers 1058022
SEC CRD Numbers 107533
Legal Entity Identifier None

Principal Office

1350 AVENUE OF THE AMERICAS
STE. 1608
NEW YORK
NY
United States
Monday - Friday, 8:00 AM TO 6:00 PM
Tel: 212-888-6565, Fax: 212-888-6596

Websites

Chief Compliance Officer

DIANE MCDERMOTT
PARTNER
1350 AVENUE OF THE AMERICAS
STE. 1608
NEW YORK
NY
United States
Tel: 212-660-5643
Fax: 212-888-6596
(Full email address available in API data)

Regulatory Contact

LOCKWOOD SLOAN
CHIEF OPERATING OFFICER
1350 AVENUE OF THE AMERICAS
STE. 1608
NEW YORK
NY
United States
Tel: 212-660-5644
Fax: 212-888-6596
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SHIKIAR, STUART, ALAN Individual PRESIDENT, CO-CHIEF EXECUTIVE OFFICER, SECRETARY, TREASURER 12/2022 > 75%
MCDERMOTT, DIANE, MARIA Individual CHIEF COMPLIANCE OFFICER 08/2004 < 5%
SLOAN, LOCKWOOD, TALMAGE Individual CHIEF OPERATING OFFICER 01/2022 < 5%
SHIKIAR, SAMUEL, MAX Individual CO-CHIEF EXECUTIVE OFFICER 12/2022 < 5%

No. Employees, Historic

105020192020202120222023202420257 on 9/6/20197 on 9/18/20197 on 9/18/20197 on 3/27/20207 on 6/30/20207 on 9/8/20207 on 10/2/20206 on 3/29/20216 on 3/25/20226 on 3/29/20237 on 3/27/2024

RAUM, Historic

600M300M02019202020212022202320242025347000000 on 9/6/2019474000000 on 9/18/2019474000000 on 9/18/2019485000000 on 3/27/2020485000000 on 6/30/2020485000000 on 9/8/2020485000000 on 10/2/2020495000000 on 3/29/2021565000000 on 3/25/2022389000000 on 3/29/2023477000000 on 3/27/2024

No. Clients, Historic

20010002019202020212022202320242025100 on 9/6/2019102 on 9/18/2019102 on 9/18/2019102 on 3/27/2020102 on 6/30/2020102 on 9/8/2020102 on 10/2/2020116 on 3/29/2021125 on 3/25/2022139 on 3/29/2023140 on 3/27/2024

Holdings

From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
COMPASS DIVERSIFIED HLDGS PFD PFD 2K 93K
COMPASS DIVERSIFIED HLDGS PFD PFD 2K 100K
FTAI AVIATION PFD SER D 9.5 PFD 3K 123K
GREEN BRICK PARTNERS PFD SER A PFD 2K 82K
JACKSON FINANCIAL SER A 8 PFD 1K 53K
LINCOLN NATIONAL CO PFD SER D PFD 3K 108K
PEBBLEBROOK HOTEL TR PFD SER G PFD 1K 73K
PEBBLEBROOK HOTEL TR PFD SER H PFD 1K 61K
QURATE RETAIL INC PFD SER A 8 PFD 303 7K
SLM CORP PFD SER B 7.30 PFD 9K 123K
SYNCHRONY FINANCIAL SER B 8.25 PFD 6K 233K
VORNADO REALTY SER N 5.25 PFD 262 18K
ADVANCED MICRO DEVICES INC COM COM 14K 84K
ALERIAN MLP ETF COM 9K 186K
ALLOGENE THERAPEUTICS INC COM 37 16K
ALPHABET INC CL C COM 20K 107K
AMAZON.COM COM 23K 117K
APPLE COM 62K 294K
ARAMARK COM 10K 306K
AXON ENTERPRISE INC COM 883 3K
BANK OF AMERICA COM 6K 162K
BERKSHIRE HATHAWAY DEL CL A COM 612 1
BLACKSTONE SECURED LENDING FUN COM 15K 495K
CARDLYTICS INC COM 236 29K
CHUBB LTD COM 10K 41K
CIGNA GROUP COM 9K 27K
CITIGROUP INC COM 789 12K
COSTCO WHOLESALE CORP COM 2K 2K
COTY INC COM 3K 307K
DANAHER CORP COM COM 2K 7K
DEVON ENERGY COM 5K 114K
EASTERLY GOVERNMENT PROPERTIES COM 322 26K
ELI LILLY & CO COM 254 280
ENHABIT INC COM 178 20K
ENTERPRISE PRODUCTS PARTNERS L COM 246 9K
FORTRESS BIOTECH INC COM 387 226K
FREEPORT MCMORAN, INC. CL B COM 7K 143K
GAMING AND LEISURE PROPERTIES, COM 3K 62K
GOLDMAN SACHS BDC INC COM 8K 554K
GOLUB CAPITAL BDC INC COM 6K 413K
GOOGLE COM 377 2K
HONEYWELL INTL INC COM 367 2K
INCYTE COM 10K 162K
JOHNSON & JOHNSON COM 389 3K
JP MORGAN CHASE & CO COM 635 3K
LINDE PLC NEW COM 9K 20K
LVMH MOET HENNESSY LOUIS VUITT COM 4K 24K
LXP INDUSTRIAL TRUST COM 2K 229K
MADRIGAL PHARMACEUTICALS INC COM 2K 5K
MCDONALDS COM 453 2K
MGM RESORTS INTERNATIONAL COM 10K 219K
MICROSOFT COM 18K 40K
NEXTERA ENERGY INC COM COM 9K 131K
NOVO-NORDISK A/S-SPONS ADR COM 18K 128K
ORASURE TECHNOLOGIES COM 96 23K
PALANTIR TECHNOLOGIES INC CL A COM 266 11K
PAYPAL HOLDINGS INC COM 232 4K
PEPSICO INC COM 338 2K
PROCTER & GAMBLE COM 309 2K
REGENERON PHARMACEUTICALS COM 840 799
ROBINHOOD MKTS INC COM CL A COM 2K 68K
ROYAL BANK OF CANADA COM 11K 103K
SLM CORP COM 4K 211K
SPDR GOLD TRUST COM 3K 13K
TAIWAN SEMICONDUCTOR MFG CO COM 12K 70K
ULTRALIFE BATTERIES COM 106 10K
UNIT CORP COM 1K 39K
UROGEN PHARMA LTD COM 180 11K
VANGUARD RUSSELL 1000 GROWTH I COM 2K 24K
ZSCALER COM 2K 8K
TLNE COM 278 3K