SHIKIAR ASSET MANAGEMENT INC
Adviser information for SHIKIAR ASSET MANAGEMENT INC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 7 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 2 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 220 | $472.0M |
Non-Discretionary | 11 | $5.0M |
Total | 231 | $477.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 130 | $444.0M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 10 | $33.0M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUM |
Principal Office
1350 AVENUE OF THE AMERICASSTE. 1608
NEW YORK
NY
United States
Monday - Friday, 8:00 AM TO 6:00 PM
Tel: 212-888-6565, Fax: 212-888-6596
Websites
Chief Compliance Officer
DIANE MCDERMOTT
PARTNER
1350 AVENUE OF THE AMERICAS
STE. 1608
NEW YORK
NY
United States
Tel:
212-660-5643
Fax:
212-888-6596
D****@**********M
(Full email address available in API data)
Regulatory Contact
LOCKWOOD SLOAN
CHIEF OPERATING OFFICER
1350 AVENUE OF THE AMERICAS
STE. 1608
NEW YORK
NY
United States
Tel:
212-660-5644
Fax:
212-888-6596
L*******@**********M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SHIKIAR, STUART, ALAN | Individual | – | PRESIDENT, CO-CHIEF EXECUTIVE OFFICER, SECRETARY, TREASURER | 12/2022 | > 75% |
MCDERMOTT, DIANE, MARIA | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2004 | < 5% |
SLOAN, LOCKWOOD, TALMAGE | Individual | – | CHIEF OPERATING OFFICER | 01/2022 | < 5% |
SHIKIAR, SAMUEL, MAX | Individual | – | CO-CHIEF EXECUTIVE OFFICER | 12/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 16th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
COMPASS DIVERSIFIED HLDGS PFD | PFD | 2K | 93K | – |
COMPASS DIVERSIFIED HLDGS PFD | PFD | 2K | 100K | – |
FTAI AVIATION PFD SER D 9.5 | PFD | 3K | 123K | – |
GREEN BRICK PARTNERS PFD SER A | PFD | 2K | 82K | – |
JACKSON FINANCIAL SER A 8 | PFD | 1K | 53K | – |
LINCOLN NATIONAL CO PFD SER D | PFD | 3K | 108K | – |
PEBBLEBROOK HOTEL TR PFD SER G | PFD | 1K | 73K | – |
PEBBLEBROOK HOTEL TR PFD SER H | PFD | 1K | 61K | – |
QURATE RETAIL INC PFD SER A 8 | PFD | 303 | 7K | – |
SLM CORP PFD SER B 7.30 | PFD | 9K | 123K | – |
SYNCHRONY FINANCIAL SER B 8.25 | PFD | 6K | 233K | – |
VORNADO REALTY SER N 5.25 | PFD | 262 | 18K | – |
ADVANCED MICRO DEVICES INC COM | COM | 14K | 84K | – |
ALERIAN MLP ETF | COM | 9K | 186K | – |
ALLOGENE THERAPEUTICS INC | COM | 37 | 16K | – |
ALPHABET INC CL C | COM | 20K | 107K | – |
AMAZON.COM | COM | 23K | 117K | – |
APPLE | COM | 62K | 294K | – |
ARAMARK | COM | 10K | 306K | – |
AXON ENTERPRISE INC | COM | 883 | 3K | – |
BANK OF AMERICA | COM | 6K | 162K | – |
BERKSHIRE HATHAWAY DEL CL A | COM | 612 | 1 | – |
BLACKSTONE SECURED LENDING FUN | COM | 15K | 495K | – |
CARDLYTICS INC | COM | 236 | 29K | – |
CHUBB LTD | COM | 10K | 41K | – |
CIGNA GROUP | COM | 9K | 27K | – |
CITIGROUP INC | COM | 789 | 12K | – |
COSTCO WHOLESALE CORP | COM | 2K | 2K | – |
COTY INC | COM | 3K | 307K | – |
DANAHER CORP COM | COM | 2K | 7K | – |
DEVON ENERGY | COM | 5K | 114K | – |
EASTERLY GOVERNMENT PROPERTIES | COM | 322 | 26K | – |
ELI LILLY & CO | COM | 254 | 280 | – |
ENHABIT INC | COM | 178 | 20K | – |
ENTERPRISE PRODUCTS PARTNERS L | COM | 246 | 9K | – |
FORTRESS BIOTECH INC | COM | 387 | 226K | – |
FREEPORT MCMORAN, INC. CL B | COM | 7K | 143K | – |
GAMING AND LEISURE PROPERTIES, | COM | 3K | 62K | – |
GOLDMAN SACHS BDC INC | COM | 8K | 554K | – |
GOLUB CAPITAL BDC INC | COM | 6K | 413K | – |
COM | 377 | 2K | – | |
HONEYWELL INTL INC | COM | 367 | 2K | – |
INCYTE | COM | 10K | 162K | – |
JOHNSON & JOHNSON | COM | 389 | 3K | – |
JP MORGAN CHASE & CO | COM | 635 | 3K | – |
LINDE PLC NEW | COM | 9K | 20K | – |
LVMH MOET HENNESSY LOUIS VUITT | COM | 4K | 24K | – |
LXP INDUSTRIAL TRUST | COM | 2K | 229K | – |
MADRIGAL PHARMACEUTICALS INC | COM | 2K | 5K | – |
MCDONALDS | COM | 453 | 2K | – |
MGM RESORTS INTERNATIONAL | COM | 10K | 219K | – |
MICROSOFT | COM | 18K | 40K | – |
NEXTERA ENERGY INC COM | COM | 9K | 131K | – |
NOVO-NORDISK A/S-SPONS ADR | COM | 18K | 128K | – |
ORASURE TECHNOLOGIES | COM | 96 | 23K | – |
PALANTIR TECHNOLOGIES INC CL A | COM | 266 | 11K | – |
PAYPAL HOLDINGS INC | COM | 232 | 4K | – |
PEPSICO INC | COM | 338 | 2K | – |
PROCTER & GAMBLE | COM | 309 | 2K | – |
REGENERON PHARMACEUTICALS | COM | 840 | 799 | – |
ROBINHOOD MKTS INC COM CL A | COM | 2K | 68K | – |
ROYAL BANK OF CANADA | COM | 11K | 103K | – |
SLM CORP | COM | 4K | 211K | – |
SPDR GOLD TRUST | COM | 3K | 13K | – |
TAIWAN SEMICONDUCTOR MFG CO | COM | 12K | 70K | – |
ULTRALIFE BATTERIES | COM | 106 | 10K | – |
UNIT CORP | COM | 1K | 39K | – |
UROGEN PHARMA LTD | COM | 180 | 11K | – |
VANGUARD RUSSELL 1000 GROWTH I | COM | 2K | 24K | – |
ZSCALER | COM | 2K | 8K | – |
TLNE | COM | 278 | 3K | – |